Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2021
Institutional positions in Novartis AG as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,083
- −22 vs. Q2 2021
- Shares held
- 219.9M
- +3.31M (+1.5%) vs. Q2 2021
- Total value
- $18.0B
- −$1.77B (−8.9%) vs. Q2 2021
- New holders
- 57
- 370 more added
- Sold out
- 79
- 409 more reduced
18 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Centerpoint Advisors, LLC | 280 | $23.0K | 0.01% | 00.0% | Unchanged |
| Phoenix Wealth Advisors | 284 | $23.0K | 0.02% | 00.0% | Unchanged |
| Pacitti Group Inc. | 280 | $23.0K | 0.01% | +180+180.0% | Added |
| Tradewinds Capital Management, LLC | 265 | $22.0K | 0.00% | −29−9.9% | Reduced |
| Creative Financial Designs Inc | 271 | $22.0K | 0.00% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 264 | $22.0K | 0.00% | 00.0% | Unchanged |
| Farmers & Merchants Trust Co of Chambersburg PA | 261 | $21.0K | 0.02% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 250 | $20.0K | 0.01% | −286−53.4% | Reduced |
| Pacific Center for Financial Services | 248 | $20.0K | 0.01% | −2−0.8% | Reduced |
| Antonetti Capital Management LLC | 250 | $20.0K | 0.02% | +250 | New |
| Rockbridge Investment Management, LCC | 235 | $19.0K | 0.00% | −131−35.8% | Reduced |
| Sawyer & Company, Inc | 233 | $19.0K | 0.01% | 00.0% | Unchanged |
| Meridian Wealth Partners, LLC | 236 | $19.0K | 0.00% | +236 | New |
| Private Ocean, LLC | 217 | $18.0K | 0.00% | 00.0% | Unchanged |
| TFC Financial Management | 209 | $17.0K | 0.01% | 00.0% | Unchanged |
| McClarren Financial Advisors, Inc. | 217 | $17.0K | 0.01% | 00.0% | Unchanged |
| Raffa Wealth Management, LLC | 196 | $16.0K | 0.01% | +26+15.3% | Added |
| Tower Research Capital LLC (TRC) | 200 | $16.0K | 0.00% | −6,246−96.9% | Reduced |
| Country Trust Bank | 194 | $16.0K | 0.00% | 00.0% | Unchanged |
| Trust Co | 200 | $16.0K | 0.00% | 00.0% | Unchanged |
| Close Asset Management Ltd | 200 | $16.0K | 0.00% | 00.0% | Unchanged |
| Burleson & Company, LLC | 200 | $16.0K | 0.00% | 00.0% | Unchanged |
| Coastal Capital Group, Inc. | 200 | $16.0K | 0.00% | 00.0% | Unchanged |
| Mine & Arao Wealth Creation & Management, LLC. | 200 | $16.0K | 0.01% | 00.0% | Unchanged |
| Red Tortoise LLC | 207 | $16.0K | 0.01% | +207 | New |
| Tarbox Family Office, Inc. | 188 | $15.0K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 172 | $14.0K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 169 | $14.0K | 0.01% | +65+62.5% | Added |
| Kowal Investment Group, LLC | 167 | $14.0K | 0.00% | +167 | New |
| Bogart Wealth, LLC | 154 | $13.0K | 0.00% | −119−43.6% | Reduced |
| Sterling Investment Advisors, Ltd. | 163 | $13.0K | 0.00% | 00.0% | Unchanged |
| Highlander Capital Management, LLC | 150 | $12.0K | 0.01% | 00.0% | Unchanged |
| RWM Asset Management, LLC | 142 | $12.0K | 0.00% | +142 | New |
| Adirondack Trust Co | 130 | $11.0K | 0.01% | 00.0% | Unchanged |
| Hartford Financial Management Inc. | 130 | $11.0K | 0.00% | 00.0% | Unchanged |
| Migdal Insurance & Financial Holdings Ltd. | 110 | $9.00K | 0.00% | 00.0% | Unchanged |
| NewSquare Capital LLC | 109 | $9.00K | 0.00% | 00.0% | Unchanged |
| McCarthy Asset Management, Inc. | 108 | $9.00K | 0.01% | 00.0% | Unchanged |
| Johnson Financial Group, Inc. | 98 | $8.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 100 | $8.00K | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 100 | $8.00K | 0.00% | 00.0% | Unchanged |
| Cowen Prime Advisors LLC | 100 | $8.00K | 0.00% | 00.0% | Unchanged |
| PFG Private Wealth Management, LLC | 100 | $8.00K | 0.00% | +100 | New |
| Savior LLC | 90 | $7.00K | 0.01% | −263−74.5% | Reduced |
| Albion Financial Group | 91 | $7.00K | 0.00% | −53−36.8% | Reduced |
| Capital Advisory Group Advisory Services, LLC | 85 | $7.00K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 89 | $7.00K | 0.00% | 00.0% | Unchanged |
| MCF Advisors LLC | 81 | $7.00K | 0.00% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 80 | $7.00K | 0.00% | 00.0% | Unchanged |
| Atlas Private Wealth Advisors | 80 | $7.00K | 0.00% | 00.0% | Unchanged |
| Atwood & Palmer Inc | 75 | $6.00K | 0.00% | 00.0% | Unchanged |
| Central Bank & Trust Co | 70 | $6.00K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 57 | $5.00K | 0.00% | −145−71.8% | Reduced |
| First Bank & Trust | 56 | $5.00K | 0.00% | 00.0% | Unchanged |
| Crewe Advisors LLC | 59 | $5.00K | 0.00% | 00.0% | Unchanged |
| West Branch Capital LLC | 60 | $5.00K | 0.00% | 00.0% | Unchanged |
| Sutton Wealth Advisors Inc. | 53 | $4.33K | 0.00% | 00.0% | Unchanged |
| Delta Asset Management LLC | 50 | $4.00K | 0.00% | −75−60.0% | Reduced |
| SRS Capital Advisors, Inc. | 43 | $4.00K | 0.00% | −11−20.4% | Reduced |
| Stonebridge Capital Advisors LLC | 53 | $4.00K | 0.00% | 00.0% | Unchanged |
| Selective Wealth Management, Inc. | 51 | $4.00K | 0.00% | 00.0% | Unchanged |
| Proffitt & Goodson Inc | 46 | $4.00K | 0.00% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 52 | $4.00K | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 47 | $4.00K | 0.00% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 45 | $4.00K | 0.00% | 00.0% | Unchanged |
| O'Dell Group, LLC | 50 | $4.00K | 0.00% | +50 | New |
| True Link Financial Advisors, LLC | 34 | $3.00K | 0.00% | 00.0% | Unchanged |
| Ibex Wealth Advisors | 31 | $3.00K | 0.00% | +31 | New |
| Bell Investment Advisors, Inc | 41 | $3.00K | 0.00% | +41 | New |
| Nisa Investment Advisors, LLC | 22 | $2.00K | 0.00% | −12−35.3% | Reduced |
| Lowe Wealth Advisors, LLC | 21 | $2.00K | 0.00% | 00.0% | Unchanged |
| Cribstone Capital Management, LLC | 25 | $2.00K | 0.00% | 00.0% | Unchanged |
| Freedman Financial Associates, Inc. | 27 | $2.00K | 0.00% | 00.0% | Unchanged |
| Guidance Point Advisors, LLC | 26 | $2.00K | 0.00% | +26 | New |
| Archer Investment Corp | 24 | $1.96K | 0.00% | +24 | New |
| American National Bank | 11 | $1.00K | 0.00% | −150−93.2% | Reduced |
| Institutional & Family Asset Management, LLC | 11 | $1.00K | 0.00% | 00.0% | Unchanged |
| Sierra Capital LLC | 10 | $1.00K | 0.00% | 00.0% | Unchanged |
| Disciplined Investments, LLC | 10 | $1.00K | 0.00% | 00.0% | Unchanged |
| Corsicana & Co. | 16 | $1.00K | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 9 | $1.00K | 0.00% | +9 | New |
| Cordant, Inc. | 6 | $0 | 0.00% | +6 | New |
| Gerber Kawasaki Wealth & Investment Management | 2 | – | – | +2 | New |
| Compagnie Lombard Odier SCmA | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Artisan Partners Limited Partnership | 0 | $0 | 0.00% | −183,621−100.0% | Sold out |
| Dixon Mitchell Investment Counsel Inc. | 0 | $0 | 0.00% | −103,207−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −70,836−100.0% | Sold out |
| Avitas Wealth Management LLC | 0 | $0 | 0.00% | −39,500−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −30,928−100.0% | Sold out |
| Quantitative Investment Management, LLC | 0 | $0 | 0.00% | −28,768−100.0% | Sold out |
| Twin Tree Management, LP | 0 | $0 | 0.00% | −21,562−100.0% | Sold out |
| Claybrook Capital, LLC | 0 | $0 | 0.00% | −15,463−100.0% | Sold out |
| swisspartners Advisors Ltd | 0 | $0 | 0.00% | −15,450−100.0% | Sold out |
| PRW Wealth Management LLC | 0 | $0 | 0.00% | −14,421−100.0% | Sold out |
| Accretive Wealth Partners, LLC | 0 | $0 | 0.00% | −11,133−100.0% | Sold out |
| Lake Street Advisors Group, LLC | 0 | $0 | 0.00% | −9,003−100.0% | Sold out |
| Ashton Thomas Private Wealth, LLC | 0 | $0 | 0.00% | −8,195−100.0% | Sold out |
| Inscription Capital, LLC | 0 | $0 | 0.00% | −6,806−100.0% | Sold out |
| IHT Wealth Management, LLC | 0 | $0 | 0.00% | −6,595−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −5,962−100.0% | Sold out |