Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q4 2025
Institutional positions in Highland Opportunities & Income Fund as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 105
- +11 vs. Q3 2025
- Shares held
- 29.7M
- +1.78M (+6.4%) vs. Q3 2025
- Total value
- $177.4M
- +$396.4K (+0.2%) vs. Q3 2025
- New holders
- 22
- 25 more added
- Sold out
- 11
- 30 more reduced
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| AdvisorNet Financial, Inc | 1 | $9 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 2 | $10 | 0.00% | −447−99.6% | Reduced |
| Vision Retirement, LLC | 3 | $15 | 0.00% | +3 | New |
| Strategic Wealth Partners, Ltd. | 6 | $36 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 23 | $138 | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 59 | $353 | 0.00% | 00.0% | Unchanged |
| Sunrise Financial Services, LLC | 70 | $419 | 0.00% | +70 | New |
| Cedar Mountain Advisors, LLC | 82 | $490 | 0.00% | 00.0% | Unchanged |
| Mountain Hill Investment Partners Corp. | 123 | $734 | 0.00% | +2+1.7% | Added |
| Inlight Wealth Management, LLC | 159 | $951 | 0.00% | −1−0.6% | Reduced |
| Keating Financial Advisory Services, Inc. | 164 | $981 | 0.00% | +164 | New |
| SHP Wealth Management | 211 | $1.26K | 0.00% | +211 | New |
| Gables Capital Management Inc. | 269 | $1.61K | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 285 | $1.70K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 382 | $2.41K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 409 | $2.45K | 0.00% | +409 | New |
| CIBC Private Wealth Group, LLC | 419 | $2.51K | 0.00% | +7+1.7% | Added |
| Spire Wealth Management | 500 | $2.99K | 0.00% | 00.0% | Unchanged |
| Highline Wealth Partners LLC | 500 | $2.99K | 0.00% | +500 | New |
| Triumph Capital Management | 900 | $5.38K | 0.00% | +900 | New |
| Flagship Harbor Advisors, LLC | 977 | $5.85K | 0.00% | +977 | New |
| Steward Partners Investment Advisory, LLC | 1,261 | $7.54K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 1,500 | $8.97K | 0.00% | +1,500 | New |
| US Bancorp | 1,775 | $10.6K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,800 | $10.8K | 0.01% | 00.0% | Unchanged |
| Kilter Group LLC | 2,192 | $13.1K | 0.01% | +40+1.9% | Added |
| Pinnacle Wealth Planning Services, Inc. | 2,520 | $15.1K | 0.00% | +2,520 | New |
| Basepoint Wealth LLC | 3,671 | $22.0K | 0.01% | +3,671 | New |
| Rockefeller Capital Management L.P. | 5,178 | $31.0K | 0.00% | −7,592−59.5% | Reduced |
| IFP Advisors, Inc | 5,222 | $31.2K | 0.00% | +5,222 | New |
| Legacy Wealth Managment, LLC | 5,237 | $31.3K | 0.02% | 00.0% | Unchanged |
| Clear Street Markets LLC | 5,658 | $33.8K | 0.01% | +5,658 | New |
| Comerica Bank | 6,156 | $36.8K | 0.00% | −264−4.1% | Reduced |
| Nomura Holdings Inc | 10,000 | $59.8K | 0.00% | +10,000 | New |
| K2 Principal Fund, L.P. | 10,033 | $60.0K | 0.01% | +10,033 | New |
| Bulldog Investors, LLP | 10,715 | $64.1K | 0.01% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 11,625 | $69.5K | 0.00% | 00.0% | Unchanged |
| Stephens Inc | 12,743 | $76.2K | 0.00% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 12,827 | $76.7K | 0.00% | 00.0% | Unchanged |
| Capital Investment Advisory Services, LLC | 13,359 | $79.9K | 0.01% | +206+1.6% | Added |
| Commonwealth Equity Services, LLC | 13,550 | $81.0K | 0.00% | −582,419−97.7% | Reduced |
| Channel Wealth LLC | 14,216 | $85.0K | 0.02% | 00.0% | Unchanged |
| LifeWealth Investments, LLC | 14,625 | $87.5K | 0.03% | −14,625−50.0% | Reduced |
| Yakira Capital Management, Inc. | 15,655 | $93.6K | 0.03% | 00.0% | Unchanged |
| One Charles Private Wealth Services, LLC | 17,248 | $103.1K | 0.03% | 00.0% | Unchanged |
| UBS Group AG | 18,958 | $113.4K | 0.00% | −13,298−41.2% | Reduced |
| MML Investors Services, LLC | 19,703 | $117.8K | 0.00% | −3,323−14.4% | Reduced |
| Abel Hall, LLC | 20,000 | $119.6K | 0.03% | 00.0% | Unchanged |
| Citadel Advisors LLC | 20,046 | $119.9K | 0.00% | +20,046 | New |
| NWF Advisory Services Inc. | 20,700 | $123.8K | 0.01% | −17,000−45.1% | Reduced |
| Keystone Wealth Services, LLC | 20,925 | $125.1K | 0.03% | +380+1.8% | Added |
| Janney Montgomery Scott LLC | 24,459 | $146.0K | 0.00% | −1,693−6.5% | Reduced |
| Independent Financial Group, LLC | 28,358 | $169.6K | 0.00% | −1,896−6.3% | Reduced |
| Millennium Management LLC | 28,850 | $172.5K | 0.00% | −6,867−19.2% | Reduced |
| Melfa Wealth Management, LLC | 29,135 | $174.2K | 0.10% | 00.0% | Unchanged |
| Mariner, LLC | 30,573 | $182.8K | 0.00% | −5,866−16.1% | Reduced |
| Evolve Private Wealth, LLC | 31,437 | $188.0K | 0.01% | +31,437 | New |
| CSS LLC | 32,516 | $194.4K | 0.01% | 00.0% | Unchanged |
| HB Wealth Management, LLC | 32,550 | $194.6K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 34,177 | $204.4K | 0.00% | +12,687+59.0% | Added |
| Mercer Global Advisors Inc | 35,831 | $214.3K | 0.00% | +35,831 | New |
| MidWestOne Financial Group, Inc. | 36,578 | $218.7K | 0.02% | 00.0% | Unchanged |
| XTX Topco Ltd | 37,854 | $226.4K | 0.01% | +37,854 | New |
| Integrated Capital Management, Inc. | 39,358 | $235.4K | 0.16% | −1,581−3.9% | Reduced |
| Calamos Advisors LLC | 42,776 | $255.8K | 0.00% | +10,404+32.1% | Added |
| Papamarkou Wellner Asset Management inc. | 45,000 | $269.1K | 0.16% | +15,000+50.0% | Added |
| Creative Planning | 45,988 | $275.0K | 0.00% | +30.0% | Added |
| Cetera Investment Advisers | 55,565 | $332.3K | 0.00% | −16,031−22.4% | Reduced |
| Ariadne Wealth Management, LP | 52,890 | $339.6K | 0.14% | +140.0% | Added |
| Susquehanna International Group, LLP | 77,525 | $463.6K | 0.00% | +49,180+173.5% | Added |
| Samalin Investment Counsel, LLC | 84,056 | $502.7K | 0.18% | −20,297−19.5% | Reduced |
| AEGON USA Investment Management, LLC | 88,168 | $527.2K | 0.37% | −17,727−16.7% | Reduced |
| Gilpin Wealth Management, LLC | 90,956 | $543.9K | 0.43% | +90,956 | New |
| Baird Financial Group, Inc. | 96,591 | $577.6K | 0.00% | +1,693+1.8% | Added |
| Advisor Group Holdings, Inc. | 106,141 | $634.8K | 0.00% | −194,636−64.7% | Reduced |
| Jane Street Group, LLC | 117,452 | $702.4K | 0.00% | +63,597+118.1% | Added |
| HighTower Advisors, LLC | 118,665 | $709.6K | 0.00% | −6,188−5.0% | Reduced |
| Nations Financial Group Inc, | 122,317 | $731.5K | 0.04% | −7,769−6.0% | Reduced |
| Blue Bell Private Wealth Management, LLC | 126,901 | $758.9K | 0.11% | +7,451+6.2% | Added |
| GWM Advisors LLC | 130,626 | $781.1K | 0.00% | +9,715+8.0% | Added |
| Aristides Capital LLC | 133,496 | $798.3K | 0.28% | 00.0% | Unchanged |
| Concorde Asset Management, LLC | 139,460 | $834.0K | 0.33% | +73,760+112.3% | Added |
| Altium Capital Management LP | 143,059 | $855.5K | 3.38% | +143,059 | New |
| IHT Wealth Management, LLC | 147,653 | $883.0K | 0.02% | −45,265−23.5% | Reduced |
| Arlington Capital Management, Inc. | 151,205 | $904.2K | 0.56% | −7,233−4.6% | Reduced |
| Landscape Capital Management, L.L.C. | 181,396 | $1.08M | 0.07% | 00.0% | Unchanged |
| Park Avenue Securities LLC | 184,621 | $1.10M | 0.01% | −7,213−3.8% | Reduced |
| CF Capital LLC | 192,701 | $1.15M | 0.57% | −4,295−2.2% | Reduced |
| RSM US Wealth Management LLC | 230,630 | $1.39M | 0.02% | +9,212+4.2% | Added |
| Closed-End Fund Advisors, Inc. | 235,136 | $1.41M | 0.83% | +235,136 | New |
| Marex Group plc | 285,112 | $1.70M | 0.02% | +207,541+267.5% | Added |
| Camelot Portfolios, LLC | 353,602 | $2.11M | 1.31% | −52,570−12.9% | Reduced |
| Oppenheimer & Co Inc | 449,790 | $2.69M | 0.04% | +970+0.2% | Added |
| Matisse Capital | 617,000 | $3.69M | 1.65% | 00.0% | Unchanged |
| LPL Financial LLC | 636,467 | $3.81M | 0.00% | −26,576−4.0% | Reduced |
| Royal Bank of Canada | 667,601 | $3.99M | 0.00% | −34,094−4.9% | Reduced |
| Geneos Wealth Management Inc. | 928,473 | $5.55M | 0.14% | −53,254−5.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 950,061 | $5.68M | 0.02% | +15,073+1.6% | Added |
| Invesco Ltd. | 1,367,754 | $8.18M | 0.00% | +37,035+2.8% | Added |
| Envestnet Asset Management Inc | 2,100,795 | $12.6M | 0.00% | +278,471+15.3% | Added |