Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q2 2025
Institutional positions in Highland Opportunities & Income Fund as of Jun 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 92
- −2 vs. Q1 2025
- Shares held
- 26.6M
- +1.41M (+5.6%) vs. Q1 2025
- Total value
- $138.2M
- +$7.39M (+5.6%) vs. Q1 2025
- New holders
- 10
- 32 more added
- Sold out
- 12
- 26 more reduced
2 institutions that held it in Q1 2025 haven't filed for Q2 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q2 2025
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q1 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| AdvisorNet Financial, Inc | 1 | $7 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 23 | $120 | 0.00% | −5−17.9% | Reduced |
| MAI Capital Management | 59 | $307 | 0.00% | 00.0% | Unchanged |
| Cedar Mountain Advisors, LLC | 82 | $426 | 0.00% | 00.0% | Unchanged |
| Mountain Hill Investment Partners Corp. | 118 | $615 | 0.00% | +2+1.7% | Added |
| Inlight Wealth Management, LLC | 160 | $832 | 0.00% | −511−76.2% | Reduced |
| Principal Securities, Inc. | 168 | $874 | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 99 | $1.00K | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 285 | $1.48K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 382 | $1.99K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 404 | $2.10K | 0.00% | +8+2.0% | Added |
| SRS Capital Advisors, Inc. | 1,000 | $5.20K | 0.00% | +1,000 | New |
| IFP Advisors, Inc | 1,166 | $6.06K | 0.00% | +8+0.7% | Added |
| Steward Partners Investment Advisory, LLC | 1,261 | $6.56K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,775 | $9.23K | 0.00% | +1+0.1% | Added |
| Byrne Asset Management LLC | 1,800 | $9.36K | 0.01% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 2,363 | $12.3K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 3,000 | $15.6K | 0.00% | 00.0% | Unchanged |
| Legacy Wealth Managment, LLC | 5,270 | $27.4K | 0.01% | 00.0% | Unchanged |
| Legacy Investment Solutions, LLC | 5,270 | $27.4K | 0.01% | +5,270 | New |
| Comerica Bank | 6,420 | $33.4K | 0.00% | −32−0.5% | Reduced |
| Wells Fargo & Company | 6,497 | $33.8K | 0.00% | +6,496+649,600.0% | Added |
| Truist Financial Corp | 10,488 | $54.5K | 0.00% | −1,551−12.9% | Reduced |
| Bulldog Investors, LLP | 10,715 | $55.7K | 0.01% | −30.0% | Reduced |
| Stifel Financial Corp | 11,497 | $59.8K | 0.00% | +11,497 | New |
| HRT Financial LP | 11,680 | $60.0K | 0.00% | +11,680 | New |
| Koshinski Asset Management, Inc. | 11,625 | $60.5K | 0.00% | 00.0% | Unchanged |
| Stephens Inc | 12,743 | $66.3K | 0.00% | −200−1.5% | Reduced |
| Capital Investment Advisory Services, LLC | 12,941 | $67.3K | 0.01% | +2,238+20.9% | Added |
| U.S. Capital Wealth Advisors, LLC | 14,827 | $77.1K | 0.00% | 00.0% | Unchanged |
| Sage Capital Management, LLC | 15,129 | $78.7K | 0.04% | −11,047−42.2% | Reduced |
| Citadel Advisors LLC | 16,308 | $84.8K | 0.00% | +16,308 | New |
| Channel Wealth LLC | 16,722 | $87.0K | 0.02% | 00.0% | Unchanged |
| One Charles Private Wealth Services, LLC | 17,248 | $89.7K | 0.03% | 00.0% | Unchanged |
| Abel Hall, LLC | 20,000 | $104.0K | 0.05% | +20,000 | New |
| Keystone Wealth Services, LLC | 20,147 | $104.8K | 0.03% | +447+2.3% | Added |
| MML Investors Services, LLC | 22,946 | $119.0K | 0.00% | +1,812+8.6% | Added |
| Kestra Advisory Services, LLC | 23,466 | $122.0K | 0.00% | +396+1.7% | Added |
| National Asset Management, Inc. | 24,430 | $127.0K | 0.01% | −560−2.2% | Reduced |
| Calamos Advisors LLC | 26,592 | $138.3K | 0.00% | −2,312−8.0% | Reduced |
| Janney Montgomery Scott LLC | 27,126 | $141.0K | 0.00% | +24+0.1% | Added |
| Private Advisor Group, LLC | 28,875 | $150.1K | 0.00% | −1,185−3.9% | Reduced |
| Kingsview Wealth Management, LLC | 29,091 | $151.3K | 0.00% | +2,300+8.6% | Added |
| Melfa Wealth Management, LLC | 29,135 | $151.5K | 0.10% | 00.0% | Unchanged |
| LifeWealth Investments, LLC | 29,250 | $152.1K | 0.03% | +29,250 | New |
| Independent Financial Group, LLC | 29,955 | $155.8K | 0.00% | +1,350+4.7% | Added |
| Papamarkou Wellner Asset Management inc. | 30,000 | $156.0K | 0.10% | 00.0% | Unchanged |
| CSS LLC | 32,516 | $169.1K | 0.01% | 00.0% | Unchanged |
| MidWestOne Financial Group, Inc. | 36,578 | $190.2K | 0.02% | 00.0% | Unchanged |
| Mariner, LLC | 39,556 | $205.7K | 0.00% | +9,514+31.7% | Added |
| Susquehanna International Group, LLP | 45,352 | $235.8K | 0.00% | +45,352 | New |
| Creative Planning | 46,182 | $240.1K | 0.00% | +40.0% | Added |
| Integrated Capital Management, Inc. | 54,872 | $285.3K | 0.22% | +1,446+2.7% | Added |
| NWF Advisory Services Inc. | 55,400 | $288.1K | 0.03% | −150,600−73.1% | Reduced |
| Atria Wealth Solutions, Inc. | 60,569 | $315.0K | 0.01% | +5,440+9.9% | Added |
| Ariadne Wealth Management, LP | 52,862 | $318.6K | 0.15% | +160.0% | Added |
| Envestnet Portfolio Solutions, Inc. | 66,964 | $348.2K | 0.00% | +5,112+8.3% | Added |
| Cetera Investment Advisers | 70,716 | $367.7K | 0.00% | +5,424+8.3% | Added |
| Blue Bell Private Wealth Management, LLC | 77,907 | $405.1K | 0.07% | +15,134+24.1% | Added |
| Yakira Capital Management, Inc. | 89,875 | $467.4K | 0.17% | −59,560−39.9% | Reduced |
| Samalin Investment Counsel, LLC | 90,494 | $470.6K | 0.18% | −5,519−5.7% | Reduced |
| AEGON USA Investment Management, LLC | 105,895 | $550.7K | 0.41% | 00.0% | Unchanged |
| GatePass Capital, LLC | 116,100 | $603.7K | 0.40% | +6,300+5.7% | Added |
| Baird Financial Group, Inc. | 116,349 | $605.0K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 121,872 | $633.7K | 0.00% | +4,139+3.5% | Added |
| UBS Group AG | 129,363 | $672.7K | 0.00% | +97,244+302.8% | Added |
| Aristides Capital LLC | 133,496 | $694.2K | 0.22% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 145,986 | $759.1K | 0.05% | −212,329−59.3% | Reduced |
| HighTower Advisors, LLC | 174,710 | $908.5K | 0.00% | −36,696−17.4% | Reduced |
| Arlington Capital Management, Inc. | 175,047 | $910.2K | 0.79% | +85,373+95.2% | Added |
| IHT Wealth Management, LLC | 192,715 | $1.00M | 0.03% | −14,235−6.9% | Reduced |
| CF Capital LLC | 198,000 | $1.03M | 1.32% | −22,000−10.0% | Reduced |
| RSM US Wealth Management LLC | 211,561 | $1.10M | 0.02% | −151,561−41.7% | Reduced |
| Park Avenue Securities LLC | 222,769 | $1.16M | 0.01% | +1,912+0.9% | Added |
| Verition Fund Management LLC | 262,820 | $1.37M | 0.01% | +262,820 | New |
| Advisor Group Holdings, Inc. | 307,417 | $1.60M | 0.00% | +2,393+0.8% | Added |
| Commonwealth Equity Services, LLC | 339,048 | $1.76M | 0.00% | +6,630+2.0% | Added |
| Camelot Portfolios, LLC | 429,619 | $2.23M | 1.34% | −28,079−6.1% | Reduced |
| Oppenheimer & Co Inc | 466,955 | $2.43M | 0.03% | +9,561+2.1% | Added |
| LPL Financial LLC | 601,063 | $3.13M | 0.00% | −8,955−1.5% | Reduced |
| Matisse Capital | 617,000 | $3.21M | 1.52% | +33,613+5.8% | Added |
| Landscape Capital Management, L.L.C. | 677,550 | $3.52M | 0.28% | +147,597+27.9% | Added |
| Highland Capital Management Fund Advisors, L.P. | 918,047 | $4.77M | 0.45% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 939,421 | $4.88M | 0.01% | −9,763−1.0% | Reduced |
| Royal Bank of Canada | 1,006,006 | $5.23M | 0.00% | −430,374−30.0% | Reduced |
| Geneos Wealth Management Inc. | 1,007,989 | $5.24M | 0.13% | +29,430+3.0% | Added |
| Envestnet Asset Management Inc | 1,727,010 | $8.98M | 0.00% | +2,246+0.1% | Added |
| Invesco Ltd. | 1,745,118 | $9.07M | 0.00% | −16,759−1.0% | Reduced |
| Saba Capital Management, L.P. | 2,271,159 | $11.8M | 0.32% | +2,271,159 | New |
| Thomas J. Herzfeld Advisors, Inc. | 2,600,109 | $13.5M | 4.82% | −77,194−2.9% | Reduced |
| Morgan Stanley | 3,480,637 | $18.1M | 0.00% | −31,057−0.9% | Reduced |
| Raymond James Financial Inc | 3,766,728 | $19.6M | 0.01% | −256,573−6.4% | Reduced |
| SFI Advisors, LLC | 0 | $0 | 0.00% | −81,254−100.0% | Sold out |
| Marex Group plc | 0 | $0 | 0.00% | −51,480−100.0% | Sold out |
| Icon Advisers Inc | 0 | $0 | 0.00% | −29,564−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −21,306−100.0% | Sold out |
| Inscription Capital, LLC | 0 | $0 | 0.00% | −11,914−100.0% | Sold out |
| Post Resch Tallon Group Inc. | 0 | $0 | 0.00% | −12,121−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −10,157−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −1,054−100.0% | Sold out |