Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q1 2026
Institutional positions in Guggenheim Strategic Opportunities Fund as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 202
- +10 vs. Q4 2025
- Shares held
- 44.6M
- +1.75M (+4.1%) vs. Q4 2025
- Total value
- $491.5M
- −$60.3M (−10.9%) vs. Q4 2025
- New holders
- 34
- 88 more added
- Sold out
- 24
- 51 more reduced
5 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Atomi Financial Group, Inc. | 27,591 | $304.0K | 0.01% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 28,186 | $310.6K | 0.00% | +4,540+19.2% | Added |
| Perennial Investment Advisors, LLC | 28,293 | $311.8K | 0.02% | +3,833+15.7% | Added |
| Fifth Third Bancorp | 28,475 | $313.8K | 0.00% | +28,475 | New |
| NBC Securities, Inc. | 29,438 | $324.4K | 0.02% | +7,795+36.0% | Added |
| Davenport & Co LLC | 29,474 | $324.8K | 0.00% | +1,872+6.8% | Added |
| Merit Financial Group, LLC | 29,742 | $327.8K | 0.00% | +660+2.3% | Added |
| Discipline Wealth Solutions, LLC | 30,418 | $335.2K | 0.04% | −15,071−33.1% | Reduced |
| Bank of New York Mellon Corp | 31,507 | $347.2K | 0.00% | 00.0% | Unchanged |
| Apollon Wealth Management, LLC | 32,807 | $361.5K | 0.01% | +1,362+4.3% | Added |
| Mariner, LLC | 32,942 | $363.0K | 0.00% | +32,942 | New |
| Capital Analysts, LLC | 37,367 | $412.0K | 0.01% | +1,538+4.3% | Added |
| Jacobi Capital Management LLC | 38,108 | $419.9K | 0.02% | +336+0.9% | Added |
| Kera Capital Partners, Inc. | 38,197 | $420.9K | 0.05% | −324,604−89.5% | Reduced |
| Capital CS Group, LLC | 38,420 | $423.4K | 0.87% | +10,756+38.9% | Added |
| Brookstone Capital Management | 42,599 | $469.4K | 0.01% | −4,446−9.5% | Reduced |
| Captrust Financial Advisors | 42,857 | $472.3K | 0.00% | 00.0% | Unchanged |
| New England Private Wealth Advisors LLC | 43,327 | $477.5K | 0.06% | +43,327 | New |
| Fiduciary Alliance LLC | 45,220 | $513.2K | 0.03% | −361−0.8% | Reduced |
| Oppenheimer & Co Inc | 47,412 | $522.5K | 0.01% | +1,943+4.3% | Added |
| Sovran Advisors, LLC | 46,126 | $527.2K | 0.04% | −9,558−17.2% | Reduced |
| Pension & Wealth Management Advisors, Inc. | 48,038 | $529.4K | 0.16% | +4,879+11.3% | Added |
| Patriot Financial Group Insurance Agency, LLC | 48,306 | $532.3K | 0.03% | +24,449+102.5% | Added |
| Private Trust Co NA | 48,968 | $539.6K | 0.05% | +6,555+15.5% | Added |
| Almanack Investment Partners, LLC. | 49,455 | $545.0K | 0.09% | −58,140−54.0% | Reduced |
| Strategic Financial Concepts, LLC | 50,164 | $552.8K | 0.14% | +50,164 | New |
| Mallini Complete Financial Planning LLC | 50,418 | $555.6K | 0.44% | +3,585+7.7% | Added |
| Parisi Gray Wealth Management | 51,004 | $562.1K | 0.13% | +6,003+13.3% | Added |
| Equitable Holdings, Inc. | 46,527 | $599.3K | 0.00% | +14,642+45.9% | Added |
| Noble Wealth Management PBC | 54,400 | $599.5K | 0.31% | −78,165−59.0% | Reduced |
| Geneos Wealth Management Inc. | 58,676 | $646.6K | 0.02% | −651−1.1% | Reduced |
| Western Wealth Management, LLC | 58,893 | $649.0K | 0.03% | −1,811−3.0% | Reduced |
| Sigma Planning Corp | 60,030 | $661.5K | 0.02% | −9,512−13.7% | Reduced |
| Jane Street Group, LLC | 60,200 | $663.4K | 0.00% | −308,141−83.7% | Reduced |
| RSM US Wealth Management LLC | 65,664 | $723.6K | 0.01% | +8,597+15.1% | Added |
| Mercer Global Advisors Inc | 68,178 | $751.3K | 0.00% | −12,786−15.8% | Reduced |
| Prime Capital Investment Advisors, LLC | 68,999 | $760.4K | 0.01% | −352,720−83.6% | Reduced |
| Focus Financial Network, Inc. | 69,299 | $763.7K | 0.03% | +332+0.5% | Added |
| Umb Bank N A | 70,038 | $771.8K | 0.01% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 72,509 | $799.8K | 0.04% | +4,086+6.0% | Added |
| PFG Investments, LLC | 80,693 | $889.2K | 0.04% | +1,032+1.3% | Added |
| Ausdal Financial Partners, Inc. | 84,087 | $926.8K | 0.04% | +66,062+366.5% | Added |
| Thrivent Financial for Lutherans | 88,677 | $977.0K | 0.00% | +11,878+15.5% | Added |
| PMG Family Office LLC | 88,938 | $980.1K | 1.09% | +25,390+40.0% | Added |
| Readystate Asset Management LP | 91,531 | $1.01M | 0.06% | +91,531 | New |
| Dynamic Advisor Solutions LLC | 98,677 | $1.09M | 0.03% | +14,101+16.7% | Added |
| Mutual Advisors, LLC | 107,787 | $1.19M | 0.03% | +12,668+13.3% | Added |
| Z3 Capital Partners, LLC | 108,656 | $1.20M | 0.30% | −5,664−5.0% | Reduced |
| Steward Partners Investment Advisory, LLC | 110,841 | $1.22M | 0.01% | −6,902−5.9% | Reduced |
| Founders Financial Alliance, LLC | 119,934 | $1.32M | 0.24% | +3,314+2.8% | Added |
| Keating Financial Advisory Services, Inc. | 121,132 | $1.33M | 0.22% | +3,004+2.5% | Added |
| GWM Advisors LLC | 126,814 | $1.40M | 0.01% | +12,143+10.6% | Added |
| Kestra Advisory Services, LLC | 134,337 | $1.48M | 0.01% | −16,622−11.0% | Reduced |
| Flynn Zito Capital Management, LLC | 137,946 | $1.52M | 0.49% | −4,145−2.9% | Reduced |
| Smith Asset Management Co., LLC | 138,980 | $1.53M | 1.31% | +15,921+12.9% | Added |
| Commonwealth Equity Services, LLC | 157,393 | $1.73M | 0.00% | −12,090−7.1% | Reduced |
| Significant Wealth Partners LLC | 158,176 | $1.74M | 2.15% | +158,176 | New |
| Tennessee Valley Asset Management Partners | 171,680 | $1.89M | 0.25% | +20,294+13.4% | Added |
| The PNC Financial Services Group, Inc. | 173,578 | $1.91M | 0.00% | −24,442−12.3% | Reduced |
| Cary Street Partners Financial LLC | 179,382 | $1.98M | 0.05% | +17,753+11.0% | Added |
| Wedbush Securities Inc | 185,392 | $2.04M | 0.06% | −6,215−3.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 187,367 | $2.06M | 0.01% | +33,086+21.4% | Added |
| Principal Securities, Inc. | 188,994 | $2.08M | 0.03% | +19,391+11.4% | Added |
| Marks Group Wealth Management, Inc | 190,195 | $2.10M | 0.20% | −6,067−3.1% | Reduced |
| Mosaic Family Wealth Partners, LLC | 201,355 | $2.22M | 0.23% | −21,263−9.6% | Reduced |
| Ameriprise Financial Inc | 205,507 | $2.26M | 0.00% | −17,038−7.7% | Reduced |
| Mount Yale Investment Advisors, LLC | 219,535 | $2.42M | 0.06% | −27,942−11.3% | Reduced |
| BlackRock, Inc. | 221,191 | $2.44M | 0.00% | −1,399,936−86.4% | Reduced |
| Vestmark Advisory Solutions, Inc. | 225,267 | $2.48M | 0.03% | −22,210−9.0% | Reduced |
| Illumine Investment Management, LLC | 227,556 | $2.51M | 1.93% | +333+0.1% | Added |
| Private Advisor Group, LLC | 239,681 | $2.64M | 0.01% | −1,603−0.7% | Reduced |
| Retirement Planning Group | 246,738 | $2.72M | 0.08% | −40,817−14.2% | Reduced |
| AE Wealth Management LLC | 251,106 | $2.77M | 0.01% | +113,861+83.0% | Added |
| Baird Financial Group, Inc. | 252,913 | $2.79M | 0.00% | +8,212+3.4% | Added |
| Richmond Brothers, Inc. | 258,405 | $2.85M | 1.90% | +17,860+7.4% | Added |
| Integrity Alliance, LLC. | 268,902 | $2.96M | 0.11% | −64,469−19.3% | Reduced |
| Integrated Wealth Concepts LLC | 273,821 | $3.02M | 0.02% | +33,303+13.8% | Added |
| XTX Topco Ltd | 278,101 | $3.06M | 0.05% | +108,013+63.5% | Added |
| U.S. Capital Wealth Advisors, LLC | 316,813 | $3.49M | 0.09% | +10,070+3.3% | Added |
| Harpswell Capital Advisors, LLC | 327,617 | $3.61M | 2.69% | +128,694+64.7% | Added |
| Janney Montgomery Scott LLC | 420,263 | $4.63M | 0.01% | +13,957+3.4% | Added |
| Petra Financial Advisors Inc | 469,379 | $5.17M | 3.20% | +11,063+2.4% | Added |
| Truist Financial Corp | 564,460 | $6.22M | 0.01% | −202,476−26.4% | Reduced |
| Bank of America Corp | 603,335 | $6.65M | 0.00% | +145,498+31.8% | Added |
| Secure Asset Management, LLC | 623,443 | $6.87M | 1.09% | +77,904+14.3% | Added |
| Raymond James Financial Inc | 779,292 | $8.59M | 0.00% | +48,219+6.6% | Added |
| MML Investors Services, LLC | 842,008 | $9.28M | 0.03% | +46,787+5.9% | Added |
| Change Path, LLC | 946,815 | $10.4M | 0.24% | +47,650+5.3% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 1,015,400 | $11.2M | 3.81% | +88,155+9.5% | Added |
| Advisor Group Holdings, Inc. | 1,066,935 | $11.8M | 0.02% | +113,494+11.9% | Added |
| Royal Bank of Canada | 1,145,825 | $12.6M | 0.00% | +163,619+16.7% | Added |
| Cohen & Steers, Inc. | 1,221,789 | $13.5M | 0.02% | +450,000+58.3% | Added |
| Cetera Investment Advisers | 1,251,299 | $13.8M | 0.01% | −9,744−0.8% | Reduced |
| Logan Stone Capital, LLC | 1,299,103 | $14.3M | 3.98% | +308,627+31.2% | Added |
| Invesco Ltd. | 1,457,791 | $16.1M | 0.00% | +134,810+10.2% | Added |
| Envestnet Asset Management Inc | 1,467,979 | $16.2M | 0.00% | −28,471−1.9% | Reduced |
| Rivernorth Capital Management, LLC | 1,888,335 | $20.8M | 1.05% | +1,076,643+132.6% | Added |
| UBS Group AG | 1,917,212 | $21.1M | 0.00% | +224,953+13.3% | Added |
| Estate Planners Group, LLC | 2,370,615 | $26.1M | 12.55% | +77,837+3.4% | Added |
| Verus Capital Partners, LLC | 2,477,088 | $27.3M | 1.88% | +152,724+6.6% | Added |