Ellsworth Growth & Income Fund Ltd
ECF- Exchange
- NYSE
- SEC CIK
- 0000793040
In the last 90 days, Ellsworth Growth & Income Fund Ltd insiders filed 4 open-market purchases and 0 sales; 51 institutions reported holding it in 13F filings for Q2 2026, worth $85.3M in total; no superinvestor holds it.
Other share classesECF.PA
13F holders, Q1 2023
Institutional positions in Ellsworth Growth & Income Fund Ltd as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 53
- −2 vs. Q4 2022
- Shares held
- 3.90M
- +64.2K (+1.7%) vs. Q4 2022
- Total value
- $31.6M
- +$1.17M (+3.9%) vs. Q4 2022
- New holders
- 7
- 18 more added
- Sold out
- 9
- 20 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ECF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $85.3M |
| Q1 2026 | 48 | $70.0M |
| Q4 2025 | 52 | $75.0M |
| Q3 2025 | 56 | $75.8M |
| Q2 2025 | 57 | $65.9M |
| Q1 2025 | 54 | $55.6M |
| Q4 2024 | 54 | $60.0M |
| Q3 2024 | 58 | $53.1M |
| Q2 2024 | 52 | $46.9M |
| Q1 2024 | 63 | $45.5M |
| Q4 2023 | 54 | $41.0M |
| Q3 2023 | 47 | $38.7M |
| Q2 2023 | 48 | $36.0M |
| Q1 2023 | 53 | $31.6M |
| Q4 2022 | 56 | $30.7M |
| Q3 2022 | 49 | $31.6M |
| Q2 2022 | 50 | $36.3M |
| Q1 2022 | 51 | $45.2M |
| Q4 2021 | 50 | $50.6M |
| Q3 2021 | 43 | $57.5M |
| Q2 2021 | 38 | $65.2M |
| Q1 2021 | 39 | $59.7M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Ellsworth Growth & Income Fund Ltd; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Parallel Advisors, LLC | 2 | $17 | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 55 | $446 | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 318 | $2.58K | 0.00% | +318 | New |
| Bessemer Group Inc | 332 | $3.00K | 0.00% | +332 | New |
| GPS Wealth Strategies Group, LLC | 372 | $3.02K | 0.00% | +372 | New |
| Benjamin F. Edwards & Company, Inc. | 508 | $4.00K | 0.00% | −13,081−96.3% | Reduced |
| Baldrige Asset Management LLC | 949 | $8.00K | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 1,328 | $10.8K | 0.00% | +1,328 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,571 | $12.7K | 0.00% | +25+1.6% | Added |
| LPL Financial LLC | 10,542 | $85.5K | 0.00% | −207−1.9% | Reduced |
| Commonwealth Equity Services, LLC | 10,613 | $86.0K | 0.00% | −4,895−31.6% | Reduced |
| Landscape Capital Management, L.L.C. | 10,657 | $86.4K | 0.01% | −1,509−12.4% | Reduced |
| Meridian Investment Counsel Inc. | 11,100 | $90.0K | 0.03% | 00.0% | Unchanged |
| Stifel Financial Corp | 11,496 | $93.2K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 11,564 | $94.0K | 0.00% | +11,135+2,595.6% | Added |
| Perigon Wealth Management, LLC | 11,895 | $96.5K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 12,000 | $97.3K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 12,893 | $104.6K | 0.00% | −4,039−23.9% | Reduced |
| Altfest L J & Co Inc | 13,897 | $113.0K | 0.02% | +121+0.9% | Added |
| HighTower Advisors, LLC | 16,931 | $124.0K | 0.00% | +16,931 | New |
| Walleye Capital LLC | 17,047 | $138.3K | 0.00% | +17,047 | New |
| Ruggaard & Associates LLC | 18,772 | $152.2K | 0.09% | +18,772 | New |
| Private Advisor Group, LLC | 21,473 | $174.1K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 23,483 | $190.5K | 0.00% | −2,281−8.9% | Reduced |
| Logan Stone Capital, LLC | 26,877 | $218.0K | 0.09% | −27,975−51.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 27,392 | $222.0K | 0.00% | +824+3.1% | Added |
| Oak Harbor Wealth Partners, LLC | 31,735 | $257.4K | 0.09% | −2,411−7.1% | Reduced |
| Relative Value Partners Group, LLC | 32,006 | $259.6K | 0.02% | −2,437−7.1% | Reduced |
| Captrust Financial Advisors | 33,145 | $268.8K | 0.00% | +11,884+55.9% | Added |
| UBS Group AG | 35,012 | $283.9K | 0.00% | −6,917−16.5% | Reduced |
| Shaker Financial Services, LLC | 36,782 | $298.3K | 0.13% | +14,014+61.6% | Added |
| Royal Bank of Canada | 39,216 | $318.0K | 0.00% | −180.0% | Reduced |
| Wolverine Asset Management LLC | 43,176 | $350.2K | 0.01% | −8,159−15.9% | Reduced |
| Old Port Advisors | 42,772 | $350.3K | 0.13% | −5,557−11.5% | Reduced |
| Raymond James & Associates | 45,659 | $370.3K | 0.00% | −9,920−17.8% | Reduced |
| Advisors Asset Management, Inc. | 48,498 | $393.3K | 0.01% | +269+0.6% | Added |
| 9258 Wealth Management, LLC | 61,716 | $500.5K | 0.10% | −122−0.2% | Reduced |
| Institute for Wealth Management, LLC. | 63,848 | $517.8K | 0.10% | −1,165−1.8% | Reduced |
| GWM Advisors LLC | 71,751 | $574.0K | 0.01% | −5,370−7.0% | Reduced |
| Bulldog Investors, LLP | 71,885 | $583.0K | 0.19% | −43,885−37.9% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 72,971 | $591.8K | 0.00% | +147+0.2% | Added |
| Envestnet Asset Management Inc | 75,753 | $614.4K | 0.00% | +13,887+22.4% | Added |
| CNH Partners LLC | 82,822 | $671.7K | 0.02% | +11,741+16.5% | Added |
| Baird Financial Group, Inc. | 117,151 | $950.1K | 0.00% | +3,308+2.9% | Added |
| Invesco Ltd. | 144,150 | $1.17M | 0.00% | +49,951+53.0% | Added |
| Aviance Capital Partners, LLC | 175,944 | $1.43M | 0.32% | +10,620+6.4% | Added |
| WNY Asset Management, LLC | 177,418 | $1.44M | 0.34% | +30,072+20.4% | Added |
| Guggenheim Capital LLC | 213,025 | $1.73M | 0.01% | +34,982+19.6% | Added |
| Foundations Investment Advisors, LLC | 227,433 | $1.84M | 0.07% | +19,266+9.3% | Added |
| Ameriprise Financial Inc | 244,308 | $1.98M | 0.00% | +141,083+136.7% | Added |
| Wells Fargo & Company | 350,756 | $2.84M | 0.00% | +29,662+9.2% | Added |
| Morgan Stanley | 373,833 | $3.03M | 0.00% | −24,517−6.2% | Reduced |
| Saba Capital Management, L.P. | 717,677 | $5.82M | 0.14% | −18,560−2.5% | Reduced |
| FourThought Financial Partners, LLC | 0 | $0 | 0.00% | −90,008−100.0% | Sold out |
| Icon Advisers Inc | 0 | $0 | 0.00% | −37,685−100.0% | Sold out |
| Total Clarity Wealth Management, Inc. | 0 | $0 | 0.00% | −15,972−100.0% | Sold out |
| Vanguard Capital Wealth Advisors | 0 | $0 | 0.00% | −14,552−100.0% | Sold out |
| Woodline Partners LP | 0 | $0 | 0.00% | −12,464−100.0% | Sold out |
| Cetera Investment Advisers | 0 | $0 | 0.00% | −10,094−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −9,428−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −659−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Claraphi Advisory Network, LLC | – | – | – | – | Not filed |