Ellsworth Growth & Income Fund Ltd
ECF- Exchange
- NYSE
- SEC CIK
- 0000793040
In the last 90 days, Ellsworth Growth & Income Fund Ltd insiders filed 4 open-market purchases and 0 sales; 51 institutions reported holding it in 13F filings for Q2 2026, worth $85.3M in total; no superinvestor holds it.
Other share classesECF.PA
13F holders, Q1 2022
Institutional positions in Ellsworth Growth & Income Fund Ltd as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 51
- +3 vs. Q4 2021
- Shares held
- 4.27M
- +195.3K (+4.8%) vs. Q4 2021
- Total value
- $45.2M
- −$5.09M (−10.1%) vs. Q4 2021
- New holders
- 11
- 19 more added
- Sold out
- 8
- 14 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ECF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $85.3M |
| Q1 2026 | 48 | $70.0M |
| Q4 2025 | 52 | $75.0M |
| Q3 2025 | 56 | $75.8M |
| Q2 2025 | 57 | $65.9M |
| Q1 2025 | 54 | $55.6M |
| Q4 2024 | 54 | $60.0M |
| Q3 2024 | 58 | $53.1M |
| Q2 2024 | 52 | $46.9M |
| Q1 2024 | 63 | $45.5M |
| Q4 2023 | 54 | $41.0M |
| Q3 2023 | 47 | $38.7M |
| Q2 2023 | 48 | $36.0M |
| Q1 2023 | 53 | $31.6M |
| Q4 2022 | 56 | $30.7M |
| Q3 2022 | 49 | $31.6M |
| Q2 2022 | 50 | $36.3M |
| Q1 2022 | 51 | $45.2M |
| Q4 2021 | 50 | $50.6M |
| Q3 2021 | 43 | $57.5M |
| Q2 2021 | 38 | $65.2M |
| Q1 2021 | 39 | $59.7M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Ellsworth Growth & Income Fund Ltd; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| JPMorgan Chase & Co | 8 | $0 | 0.00% | +8 | New |
| Parallel Advisors, LLC | 129 | $1.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 303 | $3.00K | 0.00% | +6+2.0% | Added |
| Bogart Wealth, LLC | 412 | $4.00K | 0.00% | +4+1.0% | Added |
| GPS Wealth Strategies Group, LLC | 367 | $4.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 555 | $6.00K | 0.00% | −1,020−64.8% | Reduced |
| IFP Advisors, Inc | 643 | $7.00K | 0.00% | +643 | New |
| BCJ Capital Management, LLC | 11,008 | $117.0K | 0.01% | +11,008 | New |
| Meridian Investment Counsel Inc. | 11,100 | $118.0K | 0.04% | −800−6.7% | Reduced |
| LPL Financial LLC | 11,240 | $119.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 12,000 | $128.0K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 12,661 | $134.0K | 0.01% | +12,661 | New |
| Quantedge Capital Pte Ltd | 16,800 | $178.0K | 0.05% | +16,800 | New |
| Claraphi Advisory Network, LLC | 17,500 | $185.0K | 0.05% | +3,800+27.7% | Added |
| CNH Partners LLC | 17,701 | $187.0K | 0.00% | +17,701 | New |
| Altfest L J & Co Inc | 17,707 | $188.0K | 0.03% | +131+0.7% | Added |
| Atria Wealth Solutions, Inc. | 18,867 | $200.0K | 0.00% | +18,867 | New |
| Hightower 6M Holding, LLC | 19,230 | $204.0K | 0.02% | +19,230 | New |
| Commonwealth Equity Services, LLC | 21,068 | $223.0K | 0.00% | −20,182−48.9% | Reduced |
| Stifel Financial Corp | 22,246 | $236.0K | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 24,045 | $255.0K | 0.00% | +1,555+6.9% | Added |
| Logan Stone Capital, LLC | 24,491 | $259.0K | 0.19% | +10,439+74.3% | Added |
| Landscape Capital Management, L.L.C. | 27,698 | $293.0K | 0.04% | +12,257+79.4% | Added |
| Bulldog Investors, LLP | 27,780 | $294.0K | 0.08% | +27,780 | New |
| Relative Value Partners Group, LLC | 29,216 | $309.0K | 0.02% | 00.0% | Unchanged |
| Oak Harbor Wealth Partners, LLC | 29,181 | $309.0K | 0.10% | +1,844+6.7% | Added |
| Invesco Ltd. | 29,461 | $312.0K | 0.00% | −15,334−34.2% | Reduced |
| Foundations Investment Advisors, LLC | 34,265 | $349.0K | 0.01% | +11,329+49.4% | Added |
| Ameriprise Financial Inc | 37,169 | $394.0K | 0.00% | −218−0.6% | Reduced |
| Total Clarity Wealth Management, Inc. | 37,780 | $400.0K | 0.22% | −2,341−5.8% | Reduced |
| Royal Bank of Canada | 47,311 | $501.0K | 0.00% | −587−1.2% | Reduced |
| MML Investors Services, LLC | 52,045 | $551.0K | 0.00% | −11,202−17.7% | Reduced |
| Shaker Financial Services, LLC | 55,040 | $583.0K | 0.22% | +21,251+62.9% | Added |
| UBS Group AG | 55,643 | $589.0K | 0.00% | +29,911+116.2% | Added |
| Raymond James & Associates | 57,792 | $612.0K | 0.00% | −5,070−8.1% | Reduced |
| FourThought Financial, LLC | 63,752 | $682.0K | 0.09% | +8,327+15.0% | Added |
| Institute for Wealth Management, LLC. | 65,638 | $695.0K | 0.11% | 00.0% | Unchanged |
| Old Port Advisors | 65,594 | $701.0K | 0.24% | −10,138−13.4% | Reduced |
| GWM Advisors LLC | 75,294 | $797.0K | 0.01% | +7,454+11.0% | Added |
| Guggenheim Capital LLC | 84,404 | $894.0K | 0.01% | +22,240+35.8% | Added |
| 9258 Wealth Management, LLC | 85,949 | $910.0K | 0.21% | −1,310−1.5% | Reduced |
| Baird Financial Group, Inc. | 88,043 | $932.0K | 0.00% | +1,867+2.2% | Added |
| Hennion & Walsh Asset Management, Inc. | 89,093 | $943.0K | 0.05% | −1,020−1.1% | Reduced |
| Advisor Group Holdings, Inc. | 104,261 | $1.10M | 0.00% | +10,671+11.4% | Added |
| Parametric Portfolio Associates LLC | 153,357 | $1.62M | 0.00% | +153,357 | New |
| Aviance Capital Partners, LLC | 169,024 | $1.79M | 0.33% | +41,205+32.2% | Added |
| Wolverine Asset Management LLC | 184,018 | $1.95M | 0.02% | +112,721+158.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 357,823 | $3.79M | 0.01% | +13,732+4.0% | Added |
| Saba Capital Management, L.P. | 393,935 | $4.17M | 0.07% | +393,935 | New |
| Wells Fargo & Company | 408,824 | $4.33M | 0.00% | −79,950−16.4% | Reduced |
| Morgan Stanley | 1,100,942 | $11.7M | 0.00% | −57,281−4.9% | Reduced |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −535,907−100.0% | Sold out |
| Weiss Asset Management LP | 0 | $0 | 0.00% | −15,265−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −13,112−100.0% | Sold out |
| Doliver Advisors, LP | 0 | $0 | 0.00% | −12,834−100.0% | Sold out |
| Lindbrook Capital, LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Baldrige Asset Management LLC | 0 | $0 | 0.00% | −1,868−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| First Personal Financial Services | 0 | $0 | 0.00% | −33−100.0% | Sold out |
| 6 Meridian | – | – | – | – | Not filed |
| NEXT Financial Group, Inc | – | – | – | – | Not filed |