Ellsworth Growth & Income Fund Ltd
ECF- Exchange
- NYSE
- SEC CIK
- 0000793040
In the last 90 days, Ellsworth Growth & Income Fund Ltd insiders filed 4 open-market purchases and 0 sales; 51 institutions reported holding it in 13F filings for Q2 2026, worth $85.3M in total; no superinvestor holds it.
Other share classesECF.PA
13F holders, Q4 2021
Institutional positions in Ellsworth Growth & Income Fund Ltd as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- +8 vs. Q3 2021
- Shares held
- 4.10M
- −151.8K (−3.6%) vs. Q3 2021
- Total value
- $50.6M
- −$6.18M (−10.9%) vs. Q3 2021
- New holders
- 13
- 14 more added
- Sold out
- 5
- 17 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ECF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $85.3M |
| Q1 2026 | 48 | $70.0M |
| Q4 2025 | 52 | $75.0M |
| Q3 2025 | 56 | $75.8M |
| Q2 2025 | 57 | $65.9M |
| Q1 2025 | 54 | $55.6M |
| Q4 2024 | 54 | $60.0M |
| Q3 2024 | 58 | $53.1M |
| Q2 2024 | 52 | $46.9M |
| Q1 2024 | 63 | $45.5M |
| Q4 2023 | 54 | $41.0M |
| Q3 2023 | 47 | $38.7M |
| Q2 2023 | 48 | $36.0M |
| Q1 2023 | 53 | $31.6M |
| Q4 2022 | 56 | $30.7M |
| Q3 2022 | 49 | $31.6M |
| Q2 2022 | 50 | $36.3M |
| Q1 2022 | 51 | $45.2M |
| Q4 2021 | 50 | $50.6M |
| Q3 2021 | 43 | $57.5M |
| Q2 2021 | 38 | $65.2M |
| Q1 2021 | 39 | $59.7M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Ellsworth Growth & Income Fund Ltd; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| First Personal Financial Services | 33 | $0 | 0.00% | +33 | New |
| Parallel Advisors, LLC | 129 | $2.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 297 | $4.00K | 0.00% | +297 | New |
| NEXT Financial Group, Inc | 294 | $4.00K | 0.00% | +294 | New |
| Bogart Wealth, LLC | 408 | $5.00K | 0.00% | +35+9.4% | Added |
| GPS Wealth Strategies Group, LLC | 367 | $5.00K | 0.00% | +31+9.2% | Added |
| Bank of America Corp | 1,575 | $20.0K | 0.00% | −10,027−86.4% | Reduced |
| Baldrige Asset Management LLC | 1,868 | $23.0K | 0.01% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 2,000 | $25.0K | 0.00% | +2,000 | New |
| LPL Financial LLC | 11,240 | $139.0K | 0.00% | −859−7.1% | Reduced |
| Doliver Advisors, LP | 12,834 | $141.0K | 0.04% | +1,113+9.5% | Added |
| Meridian Investment Counsel Inc. | 11,900 | $147.0K | 0.05% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 12,000 | $148.0K | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 13,112 | $162.0K | 0.00% | +13,112 | New |
| Claraphi Advisory Network, LLC | 13,700 | $169.0K | 0.06% | +13,700 | New |
| Logan Stone Capital, LLC | 14,052 | $174.0K | 0.17% | +14,052 | New |
| Weiss Asset Management LP | 15,265 | $189.0K | 0.00% | +15,265 | New |
| Landscape Capital Management, L.L.C. | 15,441 | $191.0K | 0.03% | +15,441 | New |
| Altfest L J & Co Inc | 17,576 | $217.0K | 0.04% | +898+5.4% | Added |
| 6 Meridian | 19,845 | $245.0K | 0.02% | +19,845 | New |
| Foundations Investment Advisors, LLC | 22,936 | $271.0K | 0.01% | +7,152+45.3% | Added |
| Stifel Financial Corp | 22,246 | $275.0K | 0.00% | −12,000−35.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 22,490 | $278.0K | 0.00% | +3,468+18.2% | Added |
| UBS Group AG | 25,732 | $318.0K | 0.00% | +1,438+5.9% | Added |
| Oak Harbor Wealth Partners, LLC | 27,337 | $338.0K | 0.12% | +27,337 | New |
| Relative Value Partners Group, LLC | 29,216 | $361.0K | 0.03% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 33,789 | $418.0K | 0.15% | −25,648−43.2% | Reduced |
| Ameriprise Financial Inc | 37,387 | $462.0K | 0.00% | −2,374−6.0% | Reduced |
| Total Clarity Wealth Management, Inc. | 40,121 | $496.0K | 0.23% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 41,250 | $509.0K | 0.00% | −3,968−8.8% | Reduced |
| Invesco Ltd. | 44,795 | $554.0K | 0.00% | −18,472−29.2% | Reduced |
| Royal Bank of Canada | 47,898 | $592.0K | 0.00% | +1,190+2.5% | Added |
| FourThought Financial, LLC | 55,425 | $685.0K | 0.09% | +11,861+27.2% | Added |
| Guggenheim Capital LLC | 62,164 | $768.0K | 0.00% | −38,586−38.3% | Reduced |
| Raymond James & Associates | 62,862 | $777.0K | 0.00% | −20,409−24.5% | Reduced |
| MML Investors Services, LLC | 63,247 | $782.0K | 0.01% | −86,789−57.8% | Reduced |
| Institute for Wealth Management, LLC. | 65,638 | $811.0K | 0.13% | −70−0.1% | Reduced |
| GWM Advisors LLC | 67,840 | $838.0K | 0.01% | +67,840 | New |
| Wolverine Asset Management LLC | 71,297 | $881.0K | 0.01% | −33,184−31.8% | Reduced |
| Old Port Advisors | 75,732 | $903.0K | 0.31% | +4,165+5.8% | Added |
| Baird Financial Group, Inc. | 86,176 | $1.06M | 0.00% | −990−1.1% | Reduced |
| 9258 Wealth Management, LLC | 87,259 | $1.08M | 0.25% | +7,360+9.2% | Added |
| Hennion & Walsh Asset Management, Inc. | 90,113 | $1.11M | 0.05% | −1,055−1.2% | Reduced |
| Advisor Group Holdings, Inc. | 93,590 | $1.16M | 0.00% | +10,334+12.4% | Added |
| Aviance Capital Partners, LLC | 127,819 | $1.58M | 0.26% | −12,904−9.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 344,091 | $4.25M | 0.01% | +88,937+34.9% | Added |
| Wells Fargo & Company | 488,774 | $6.04M | 0.00% | +25,408+5.5% | Added |
| Advisors Asset Management, Inc. | 535,907 | $6.62M | 0.09% | −159,650−23.0% | Reduced |
| Morgan Stanley | 1,158,223 | $14.3M | 0.00% | −27,899−2.4% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 0 | $0 | 0.00% | −130−100.0% | Sold out |
| Raymond James Trust N.A. | 0 | $0 | 0.00% | −17,655−100.0% | Sold out |
| David J Yvars Group | 0 | $0 | 0.00% | −17,655−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −11,580−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −2,500−100.0% | Sold out |
| Mid Atlantic Financial Management Inc | – | – | – | – | Not filed |