Ellsworth Growth & Income Fund Ltd
ECF- Exchange
- NYSE
- SEC CIK
- 0000793040
In the last 90 days, Ellsworth Growth & Income Fund Ltd insiders filed 4 open-market purchases and 0 sales; 51 institutions reported holding it in 13F filings for Q2 2026, worth $85.3M in total; no superinvestor holds it.
Other share classesECF.PA
13F holders, Q3 2021
Institutional positions in Ellsworth Growth & Income Fund Ltd as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 43
- +5 vs. Q2 2021
- Shares held
- 4.31M
- −117.6K (−2.7%) vs. Q2 2021
- Total value
- $57.5M
- −$7.62M (−11.7%) vs. Q2 2021
- New holders
- 6
- 18 more added
- Sold out
- 1
- 10 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ECF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $85.3M |
| Q1 2026 | 48 | $70.0M |
| Q4 2025 | 52 | $75.0M |
| Q3 2025 | 56 | $75.8M |
| Q2 2025 | 57 | $65.9M |
| Q1 2025 | 54 | $55.6M |
| Q4 2024 | 54 | $60.0M |
| Q3 2024 | 58 | $53.1M |
| Q2 2024 | 52 | $46.9M |
| Q1 2024 | 63 | $45.5M |
| Q4 2023 | 54 | $41.0M |
| Q3 2023 | 47 | $38.7M |
| Q2 2023 | 48 | $36.0M |
| Q1 2023 | 53 | $31.6M |
| Q4 2022 | 56 | $30.7M |
| Q3 2022 | 49 | $31.6M |
| Q2 2022 | 50 | $36.3M |
| Q1 2022 | 51 | $45.2M |
| Q4 2021 | 50 | $50.6M |
| Q3 2021 | 43 | $57.5M |
| Q2 2021 | 38 | $65.2M |
| Q1 2021 | 39 | $59.7M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Ellsworth Growth & Income Fund Ltd; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 130 | $1.00K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 129 | $2.00K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 336 | $4.00K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 373 | $5.00K | 0.00% | +9+2.5% | Added |
| Baldrige Asset Management LLC | 1,868 | $25.0K | 0.01% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 2,500 | $33.0K | 0.02% | +2,500 | New |
| Bank of America Corp | 11,602 | $155.0K | 0.00% | +9,001+346.1% | Added |
| Creative Planning | 11,580 | $155.0K | 0.00% | +11,580 | New |
| Doliver Advisors, LP | 11,721 | $157.0K | 0.05% | +11,721 | New |
| Meridian Investment Counsel Inc. | 11,900 | $159.0K | 0.06% | +11,900 | New |
| The PNC Financial Services Group, Inc. | 12,000 | $160.0K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 12,099 | $162.0K | 0.00% | −1,257−9.4% | Reduced |
| Foundations Investment Advisors, LLC | 15,784 | $210.0K | 0.01% | +507+3.3% | Added |
| Altfest L J & Co Inc | 16,678 | $223.0K | 0.05% | +90+0.5% | Added |
| David J Yvars Group | 17,655 | $236.0K | 0.14% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 17,655 | $236.0K | 0.01% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 19,022 | $254.0K | 0.00% | +3,833+25.2% | Added |
| UBS Group AG | 24,294 | $325.0K | 0.00% | +2,167+9.8% | Added |
| Relative Value Partners Group, LLC | 29,216 | $390.0K | 0.03% | 00.0% | Unchanged |
| Stifel Financial Corp | 34,246 | $458.0K | 0.00% | 00.0% | Unchanged |
| Total Clarity Wealth Management, Inc. | 40,121 | $536.0K | 0.25% | −1,725−4.1% | Reduced |
| Ameriprise Financial Inc | 39,761 | $537.0K | 0.00% | −1,393−3.4% | Reduced |
| FourThought Financial, LLC | 43,564 | $582.0K | 0.08% | +30,692+238.4% | Added |
| Commonwealth Equity Services, LLC | 45,218 | $604.0K | 0.00% | +262+0.6% | Added |
| Royal Bank of Canada | 46,708 | $624.0K | 0.00% | +2,209+5.0% | Added |
| Mid Atlantic Financial Management Inc | 59,404 | $794.0K | 0.05% | +28,565+92.6% | Added |
| Shaker Financial Services, LLC | 59,437 | $794.0K | 0.32% | +59,437 | New |
| Invesco Ltd. | 63,267 | $845.0K | 0.00% | +5,967+10.4% | Added |
| Institute for Wealth Management, LLC. | 65,708 | $878.0K | 0.15% | −90−0.1% | Reduced |
| Old Port Advisors | 71,567 | $949.0K | 0.34% | +9,450+15.2% | Added |
| 9258 Wealth Management, LLC | 79,899 | $1.07M | 0.28% | −1,597−2.0% | Reduced |
| Raymond James & Associates | 83,271 | $1.11M | 0.00% | −25,461−23.4% | Reduced |
| Advisor Group Holdings, Inc. | 83,256 | $1.11M | 0.00% | +11,304+15.7% | Added |
| Baird Financial Group, Inc. | 87,166 | $1.17M | 0.00% | +2,014+2.4% | Added |
| Hennion & Walsh Asset Management, Inc. | 91,168 | $1.22M | 0.06% | +169+0.2% | Added |
| Guggenheim Capital LLC | 100,750 | $1.35M | 0.01% | −81,417−44.7% | Reduced |
| Wolverine Asset Management LLC | 104,481 | $1.40M | 0.02% | +104,481 | New |
| Aviance Capital Partners, LLC | 140,723 | $1.88M | 0.33% | +2,408+1.7% | Added |
| MML Investors Services, LLC | 150,036 | $2.00M | 0.02% | −8,308−5.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 255,154 | $3.41M | 0.01% | +33,197+15.0% | Added |
| Wells Fargo & Company | 463,366 | $6.19M | 0.00% | +37,047+8.7% | Added |
| Advisors Asset Management, Inc. | 695,557 | $9.29M | 0.14% | −281,819−28.8% | Reduced |
| Morgan Stanley | 1,186,122 | $15.8M | 0.00% | −83,110−6.5% | Reduced |
| BCJ Capital Management, LLC | 0 | $0 | 0.00% | −11,957−100.0% | Sold out |