Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
13F holders, Q3 2025
Institutional positions in Nuveen Dow 30sm Dynamic Overwrite Fund as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 109
- +7 vs. Q2 2025
- Shares held
- 12.0M
- +171.6K (+1.5%) vs. Q2 2025
- Total value
- $178.3M
- +$8.98M (+5.3%) vs. Q2 2025
- New holders
- 13
- 25 more added
- Sold out
- 6
- 40 more reduced
2 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 3 | $10.7M |
| Q4 2025 | 122 | $189.9M |
| Q3 2025 | 109 | $178.3M |
| Q2 2025 | 104 | $169.8M |
| Q1 2025 | 101 | $163.8M |
| Q4 2024 | 90 | $174.8M |
| Q3 2024 | 86 | $170.3M |
| Q2 2024 | 86 | $159.1M |
| Q1 2024 | 82 | $165.4M |
| Q4 2023 | 82 | $150.9M |
| Q3 2023 | 81 | $137.6M |
| Q2 2023 | 82 | $130.7M |
| Q1 2023 | 83 | $126.5M |
| Q4 2022 | 80 | $125.9M |
| Q3 2022 | 73 | $109.9M |
| Q2 2022 | 80 | $126.5M |
| Q1 2022 | 76 | $130.1M |
| Q4 2021 | 77 | $139.0M |
| Q3 2021 | 79 | $138.8M |
| Q2 2021 | 89 | $149.7M |
| Q1 2021 | 94 | $143.9M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Nuveen Dow 30sm Dynamic Overwrite Fund; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| UBS Group AG | 428,921 | $6.39M | 0.00% | −16,252−3.7% | Reduced |
| Allspring Global Investments Holdings, LLC | 527,485 | $7.85M | 0.01% | +173,499+49.0% | Added |
| Guggenheim Capital LLC | 530,137 | $7.89M | 0.06% | −65,348−11.0% | Reduced |
| Invesco Ltd. | 581,790 | $8.66M | 0.00% | −3,517−0.6% | Reduced |
| Wells Fargo & Company | 616,580 | $9.18M | 0.00% | +50,843+9.0% | Added |
| Raymond James Financial Inc | 731,263 | $10.9M | 0.00% | −1,154−0.2% | Reduced |
| Saba Capital Management, L.P. | 1,034,426 | $15.4M | 0.51% | +322,238+45.2% | Added |
| Bank of America Corp | 1,106,449 | $16.5M | 0.00% | +7,526+0.7% | Added |
| Morgan Stanley | 1,809,422 | $26.9M | 0.00% | −22,813−1.2% | Reduced |
| Readystate Asset Management LP | 0 | $0 | 0.00% | −37,514−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −12,109−100.0% | Sold out |
| Fortitude Family Office, LLC | 0 | $0 | 0.00% | −6,060−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −2,857−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −2,648−100.0% | Sold out |
| Bryn Mawr Trust Co | 0 | $0 | 0.00% | −2,500−100.0% | Sold out |
| Schnieders Capital Management LLC | – | – | – | – | Not filed |
| Iron Horse Wealth Management, LLC | – | – | – | – | Not filed |