Advent Convertible & Income Fund
AVK- Exchange
- NYSE
- SEC CIK
- 0001219120
No open-market purchases or sales by Advent Convertible & Income Fund insiders were filed in the last 90 days; 107 institutions reported holding it in 13F filings for Q2 2026, worth $159.8M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Advent Convertible & Income Fund as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 91
- +4 vs. Q2 2024
- Shares held
- 10.7M
- +2.35M (+28.3%) vs. Q2 2024
- Total value
- $117.1M
- +$17.9M (+18.1%) vs. Q2 2024
- New holders
- 13
- 32 more added
- Sold out
- 9
- 28 more reduced
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 107 | $159.8M |
| Q1 2026 | 109 | $136.8M |
| Q4 2025 | 98 | $160.9M |
| Q3 2025 | 95 | $174.0M |
| Q2 2025 | 91 | $174.3M |
| Q1 2025 | 87 | $170.4M |
| Q4 2024 | 91 | $180.0M |
| Q3 2024 | 91 | $117.1M |
| Q2 2024 | 87 | $99.1M |
| Q1 2024 | 88 | $101.7M |
| Q4 2023 | 90 | $106.0M |
| Q3 2023 | 92 | $95.3M |
| Q2 2023 | 88 | $106.0M |
| Q1 2023 | 90 | $103.7M |
| Q4 2022 | 93 | $106.0M |
| Q3 2022 | 79 | $117.2M |
| Q2 2022 | 78 | $129.8M |
| Q1 2022 | 78 | $162.4M |
| Q4 2021 | 89 | $208.0M |
| Q3 2021 | 82 | $197.5M |
| Q2 2021 | 81 | $210.5M |
| Q1 2021 | 82 | $203.4M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Advent Convertible & Income Fund; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Coppell Advisory Solutions LLC | 105 | $1.20K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 262 | $3.08K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 400 | $4.70K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 400 | $4.70K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 420 | $4.93K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 423 | $5.00K | 0.00% | +383+957.5% | Added |
| Gen-Wealth Partners Inc | 495 | $5.52K | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 805 | $9.45K | 0.00% | 00.0% | Unchanged |
| Atticus Wealth Management, LLC | 837 | $9.83K | 0.00% | 00.0% | Unchanged |
| Fortis Group Advisors, LLC | 909 | $10.7K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,124 | $13.2K | 0.00% | +400+55.2% | Added |
| Bartlett & Co. Wealth Management LLC | 1,300 | $15.3K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,370 | $16.1K | 0.00% | +1,271+1,283.8% | Added |
| US Bancorp | 1,474 | $17.3K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 1,956 | $23.0K | 0.00% | +18+0.9% | Added |
| Zions Bancorporation, N.A. | 2,010 | $23.6K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 3,795 | $44.6K | 0.00% | +2,695+245.0% | Added |
| MeadowBrook Investment Advisors LLC | 5,055 | $59.3K | 0.05% | +252+5.2% | Added |
| Northwestern Mutual Wealth Management Co | 5,087 | $59.7K | 0.00% | +109+2.2% | Added |
| Gilliland Jeter Wealth Management LLC | 5,127 | $60.2K | 0.02% | +145+2.9% | Added |
| Harbour Investments, Inc. | 9,681 | $113.7K | 0.00% | −715−6.9% | Reduced |
| Capital Investment Advisors, LLC | 10,134 | $119.0K | 0.00% | +10,134 | New |
| Park Avenue Securities LLC | 10,575 | $124.0K | 0.00% | −1,128−9.6% | Reduced |
| Quarry LP | 11,351 | $133.3K | 0.04% | +11,351 | New |
| Stifel Financial Corp | 11,415 | $134.0K | 0.00% | +168+1.5% | Added |
| Sanctuary Advisors, LLC | 11,339 | $134.6K | 0.00% | −38,836−77.4% | Reduced |
| Transcend Wealth Collective, LLC | 11,681 | $137.1K | 0.01% | 00.0% | Unchanged |
| Encompass More Asset Management | 11,905 | $139.8K | 0.05% | +11,905 | New |
| Kestra Private Wealth Services, LLC | 12,029 | $141.2K | 0.00% | +46+0.4% | Added |
| Calton & Associates, Inc. | 12,971 | $152.3K | 0.06% | +12,971 | New |
| CoreCap Advisors, LLC | 13,150 | $154.4K | 0.01% | −10,500−44.4% | Reduced |
| Oppenheimer & Co Inc | 13,297 | $156.1K | 0.00% | 00.0% | Unchanged |
| Jaffetilchin Investment Partners, LLC | 13,475 | $158.2K | 0.01% | −605−4.3% | Reduced |
| Melfa Wealth Management, LLC | 13,802 | $162.0K | 0.11% | +2,500+22.1% | Added |
| RSM US Wealth Management LLC | 13,946 | $164.3K | 0.00% | −3,332−19.3% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 14,630 | $171.8K | 0.02% | −1,811−11.0% | Reduced |
| Concurrent Investment Advisors, LLC | 14,751 | $173.2K | 0.01% | −681−4.4% | Reduced |
| Raymond James Trust N.A. | 16,495 | $193.7K | 0.00% | −2,000−10.8% | Reduced |
| Mariner, LLC | 17,271 | $202.8K | 0.00% | −3,176−15.5% | Reduced |
| The PNC Financial Services Group, Inc. | 18,605 | $218.4K | 0.00% | 00.0% | Unchanged |
| Atomi Financial Group, Inc. | 20,213 | $237.3K | 0.01% | −58−0.3% | Reduced |
| Vanguard Capital Wealth Advisors | 20,678 | $242.8K | 0.26% | +524+2.6% | Added |
| Moors & Cabot, Inc. | 21,000 | $246.5K | 0.01% | 00.0% | Unchanged |
| Truist Financial Corp | 22,134 | $259.9K | 0.00% | +362+1.7% | Added |
| Comerica Bank | 22,177 | $260.4K | 0.00% | −179−0.8% | Reduced |
| Windsor Capital Management, LLC | 22,286 | $261.6K | 0.08% | +194+0.9% | Added |
| Beacon Pointe Advisors, LLC | 23,073 | $270.9K | 0.00% | −4,300−15.7% | Reduced |
| Oxbow Advisors, LLC | 23,409 | $274.8K | 0.03% | +645+2.8% | Added |
| Steward Partners Investment Advisory, LLC | 24,079 | $282.7K | 0.00% | +1,950+8.8% | Added |
| Sage Capital Management, LLC | 31,700 | $372.2K | 0.18% | +7,500+31.0% | Added |
| Walleye Capital LLC | 31,814 | $373.5K | 0.00% | +31,814 | New |
| Centurion Wealth Management LLC | 31,843 | $373.8K | 0.12% | +31,843 | New |
| Ameritas Advisory Services, LLC | 34,580 | $406.0K | 0.02% | +9,688+38.9% | Added |
| Heron Bay Capital Management | 35,114 | $412.2K | 0.09% | 00.0% | Unchanged |
| Twelve Points Wealth Management LLC | 35,885 | $421.3K | 0.13% | +10.0% | Added |
| Wealth Enhancement Advisory Services, LLC | 41,363 | $485.6K | 0.00% | −98,972−70.5% | Reduced |
| Shaker Financial Services, LLC | 41,596 | $488.3K | 0.18% | +41,596 | New |
| Royal Bank of Canada | 47,090 | $553.0K | 0.00% | +895+1.9% | Added |
| Stolper Co | 56,166 | $659.0K | 0.22% | −830−1.5% | Reduced |
| PFG Investments, LLC | 56,437 | $662.6K | 0.04% | −5,597−9.0% | Reduced |
| Modern Wealth Management, LLC | 57,667 | $677.0K | 0.04% | −1,083−1.8% | Reduced |
| 9258 Wealth Management, LLC | 59,340 | $696.7K | 0.10% | −304−0.5% | Reduced |
| Bank of America Corp | 59,847 | $702.6K | 0.00% | +7,257+13.8% | Added |
| GWM Advisors LLC | 60,265 | $707.5K | 0.00% | −1,375−2.2% | Reduced |
| Cyndeo Wealth Partners, LLC | 63,409 | $744.4K | 0.05% | 00.0% | Unchanged |
| NWF Advisory Services Inc. | 73,951 | $868.2K | 0.13% | −1,000−1.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 77,632 | $911.0K | 0.00% | +70.0% | Added |
| Yakira Capital Management, Inc. | 84,189 | $988.4K | 0.38% | +84,189 | New |
| Cable Car Capital LLC | 100,000 | $1.17M | 1.27% | +100,000 | New |
| Advisor Group Holdings, Inc. | 116,873 | $1.37M | 0.00% | −6,424−5.2% | Reduced |
| Sit Investment Associates Inc | 117,536 | $1.38M | 0.03% | +117,536 | New |
| Formidable Asset Management, LLC | 120,724 | $1.42M | 0.23% | −7,741−6.0% | Reduced |
| Fca Corp | 141,610 | $1.66M | 0.51% | +7,991+6.0% | Added |
| UBS Group AG | 144,611 | $1.70M | 0.00% | −8,253−5.4% | Reduced |
| Invesco Ltd. | 151,954 | $1.78M | 0.00% | −11,041−6.8% | Reduced |
| Edmonds Duncan Registered Investment Advisors, LLC | 161,054 | $1.89M | 0.42% | +10,469+7.0% | Added |
| Commonwealth Equity Services, LLC | 176,212 | $2.07M | 0.00% | −23,106−11.6% | Reduced |
| Boothbay Fund Management, LLC | 289,143 | $3.39M | 0.11% | +289,143 | New |
| Baird Financial Group, Inc. | 289,309 | $3.40M | 0.01% | +7,314+2.6% | Added |
| Alpine Global Management, LLC | 298,611 | $3.51M | 0.85% | +298,611 | New |
| Arete Wealth Advisors, LLC | 600,039 | $3.59M | 0.31% | +308,255+105.6% | Added |
| Koshinski Asset Management, Inc. | 341,488 | $4.01M | 0.35% | +13,044+4.0% | Added |
| Raymond James & Associates | 367,906 | $4.32M | 0.00% | −46,176−11.2% | Reduced |
| LPL Financial LLC | 434,996 | $5.11M | 0.00% | +8,136+1.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 462,624 | $5.43M | 0.01% | +7,190+1.6% | Added |
| Advisors Asset Management, Inc. | 492,836 | $5.79M | 0.11% | +109,395+28.5% | Added |
| Guggenheim Capital LLC | 670,431 | $7.87M | 0.06% | −28,316−4.1% | Reduced |
| Wells Fargo & Company | 745,259 | $8.75M | 0.00% | +6,118+0.8% | Added |
| Penserra Capital Management LLC | 996,194 | $11.7M | 0.25% | +996,194 | New |
| Morgan Stanley | 1,570,542 | $18.4M | 0.00% | −133,250−7.8% | Reduced |
| International Assets Investment Management, LLC | 407,801 | – | – | +373,065+1,074.0% | Added |
| CNH Partners LLC | 0 | $0 | 0.00% | −79,361−100.0% | Sold out |
| Cetera Investment Advisers | 0 | $0 | 0.00% | −19,116−100.0% | Sold out |
| Avantax Advisory Services, Inc. | 0 | $0 | 0.00% | −15,555−100.0% | Sold out |
| Trust Investment Advisors | 0 | $0 | 0.00% | −11,190−100.0% | Sold out |
| Redwood Wealth Management Group, LLC | 0 | $0 | 0.00% | −3,550−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Abich Financial Wealth Management LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Venturi Wealth Management, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Voisard Asset Management Group, Inc. | 0 | $0 | 0.00% | −21−100.0% | Sold out |