Advent Convertible & Income Fund
AVK- Exchange
- NYSE
- SEC CIK
- 0001219120
No open-market purchases or sales by Advent Convertible & Income Fund insiders were filed in the last 90 days; 107 institutions reported holding it in 13F filings for Q2 2026, worth $159.8M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Advent Convertible & Income Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 92
- +5 vs. Q2 2023
- Shares held
- 9.09M
- +51.3K (+0.6%) vs. Q2 2023
- Total value
- $95.3M
- −$10.6M (−10.0%) vs. Q2 2023
- New holders
- 12
- 29 more added
- Sold out
- 7
- 32 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 107 | $159.8M |
| Q1 2026 | 109 | $136.8M |
| Q4 2025 | 98 | $160.9M |
| Q3 2025 | 95 | $174.0M |
| Q2 2025 | 91 | $174.3M |
| Q1 2025 | 87 | $170.4M |
| Q4 2024 | 91 | $180.0M |
| Q3 2024 | 91 | $117.1M |
| Q2 2024 | 87 | $99.1M |
| Q1 2024 | 88 | $101.7M |
| Q4 2023 | 90 | $106.0M |
| Q3 2023 | 92 | $95.3M |
| Q2 2023 | 88 | $106.0M |
| Q1 2023 | 90 | $103.7M |
| Q4 2022 | 93 | $106.0M |
| Q3 2022 | 79 | $117.2M |
| Q2 2022 | 78 | $129.8M |
| Q1 2022 | 78 | $162.4M |
| Q4 2021 | 89 | $208.0M |
| Q3 2021 | 82 | $197.5M |
| Q2 2021 | 81 | $210.5M |
| Q1 2021 | 82 | $203.4M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Advent Convertible & Income Fund; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Coppell Advisory Solutions LLC | 105 | $1.15K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 410 | $4.15K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 400 | $4.20K | 0.00% | −6,751−94.4% | Reduced |
| Huntington National Bank | – | $4.20K | 0.00% | – | – |
| Allworth Financial LP | 400 | $4.20K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 420 | $4.40K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 667 | $6.94K | 0.00% | 00.0% | Unchanged |
| LGT Financial Advisors LLC | 672 | $7.05K | 0.01% | +672 | New |
| Larson Financial Group LLC | 800 | $8.39K | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 805 | $8.44K | 0.00% | 00.0% | Unchanged |
| Stonebridge Capital Advisors LLC | 844 | $8.85K | 0.00% | 00.0% | Unchanged |
| Fortis Group Advisors, LLC | 909 | $9.54K | 0.00% | +909 | New |
| Bartlett & Co. Wealth Management LLC | 1,300 | $13.6K | 0.00% | +500+62.5% | Added |
| Bartlett & Co. LLC | 1,300 | $14.0K | 0.00% | +500+62.5% | Added |
| US Bancorp | 1,474 | $15.5K | 0.00% | −1,026−41.0% | Reduced |
| CWM, LLC | 1,855 | $19.0K | 0.00% | −632−25.4% | Reduced |
| Tradition Wealth Management, LLC | 1,768 | $19.0K | 0.00% | +52+3.0% | Added |
| Zions Bancorporation, N.A. | 2,010 | $21.1K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 2,778 | $29.0K | 0.00% | −824−22.9% | Reduced |
| Northwestern Mutual Wealth Management Co | 4,787 | $50.2K | 0.00% | −4,016−45.6% | Reduced |
| Elequin Capital LP | 5,339 | $56.0K | 0.01% | −14,238−72.7% | Reduced |
| Harbour Investments, Inc. | 7,806 | $81.9K | 0.00% | −150−1.9% | Reduced |
| Geneos Wealth Management Inc. | 10,099 | $105.9K | 0.01% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 10,130 | $106.3K | 0.00% | +10,130 | New |
| CoreCap Advisors, LLC | 10,550 | $110.7K | 0.01% | +10,550 | New |
| Ieq Capital, LLC | 10,570 | $110.9K | 0.00% | −3,250−23.5% | Reduced |
| Jaffetilchin Investment Partners, LLC | 10,998 | $115.4K | 0.01% | +814+8.0% | Added |
| Melfa Wealth Management, LLC | 11,185 | $117.3K | 0.13% | +55+0.5% | Added |
| Raymond James Trust N.A. | 11,269 | $118.2K | 0.00% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 11,419 | $119.8K | 0.00% | +11,419 | New |
| Calton & Associates, Inc. | 11,580 | $121.5K | 0.18% | +11,580 | New |
| Transcend Wealth Collective, LLC | 11,681 | $122.5K | 0.01% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 12,408 | $130.2K | 0.00% | −34,019−73.3% | Reduced |
| Nations Financial Group Inc, | 12,822 | $134.5K | 0.01% | −325−2.5% | Reduced |
| Cetera Investment Advisers | 13,756 | $144.3K | 0.00% | −2,276−14.2% | Reduced |
| Kestra Private Wealth Services, LLC | 13,993 | $146.8K | 0.00% | +995+7.7% | Added |
| Flow State Investments, L.P. | 14,166 | $148.6K | 0.06% | +14,166 | New |
| Park Avenue Securities LLC | 15,003 | $157.0K | 0.00% | −2,211−12.8% | Reduced |
| Atomi Financial Group, Inc. | 16,500 | $173.1K | 0.06% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 16,997 | $178.3K | 0.00% | +2,900+20.6% | Added |
| Atria Wealth Solutions, Inc. | 17,538 | $184.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 18,605 | $195.2K | 0.00% | 00.0% | Unchanged |
| Vanguard Capital Wealth Advisors | 19,670 | $206.3K | 0.19% | −577−2.8% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 20,294 | $212.9K | 0.04% | −874−4.1% | Reduced |
| Oxbow Advisors, LLC | 21,275 | $223.2K | 0.04% | −36,239−63.0% | Reduced |
| Windsor Capital Management, LLC | 21,695 | $227.6K | 0.08% | +32+0.1% | Added |
| Spire Wealth Management | 21,729 | $227.9K | 0.01% | +10,113+87.1% | Added |
| Centurion Wealth Management LLC | 21,729 | $227.9K | 0.11% | +10,113+87.1% | Added |
| Cresset Asset Management, LLC | 22,668 | $237.8K | 0.00% | −31,347−58.0% | Reduced |
| Mariner, LLC | 22,673 | $237.8K | 0.00% | −2,307−9.2% | Reduced |
| Truist Financial Corp | 22,935 | $240.6K | 0.00% | +12+0.1% | Added |
| Ameritas Advisory Services, LLC | 25,304 | $244.2K | 0.01% | −780−3.0% | Reduced |
| Envestnet Asset Management Inc | 23,938 | $251.1K | 0.00% | −3,807−13.7% | Reduced |
| Avantax Advisory Services, Inc. | 27,005 | $283.3K | 0.00% | −8,423−23.8% | Reduced |
| Rockefeller Capital Management L.P. | 28,910 | $303.3K | 0.00% | +354+1.2% | Added |
| Landscape Capital Management, L.L.C. | 29,909 | $313.7K | 0.04% | +9,400+45.8% | Added |
| Beacon Pointe Advisors, LLC | 33,018 | $346.4K | 0.00% | +33,018 | New |
| International Assets Investment Management, LLC | 34,288 | $356.3K | 0.05% | 00.0% | Unchanged |
| Heron Bay Capital Management | 35,114 | $368.3K | 0.10% | 00.0% | Unchanged |
| Comerica Bank | 35,210 | $369.4K | 0.00% | +35,210 | New |
| Wolverine Asset Management LLC | 37,319 | $391.5K | 0.01% | +37,319 | New |
| Steward Partners Investment Advisory, LLC | 38,860 | $407.6K | 0.01% | +2,255+6.2% | Added |
| Twelve Points Wealth Management LLC | 38,876 | $407.8K | 0.20% | −124−0.3% | Reduced |
| Stolper Co | 54,353 | $570.0K | 0.25% | −844−1.5% | Reduced |
| FourThought Financial Partners, LLC | 55,285 | $579.9K | 0.08% | +8,034+17.0% | Added |
| GWM Advisors LLC | 58,822 | $617.0K | 0.01% | −5,300−8.3% | Reduced |
| Wealth Management Solutions, LLC | 59,694 | $626.2K | 0.43% | −331−0.6% | Reduced |
| 9258 Wealth Management, LLC | 62,339 | $653.9K | 0.13% | −1,005−1.6% | Reduced |
| Cyndeo Wealth Partners, LLC | 63,409 | $665.2K | 0.07% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 65,790 | $690.0K | 0.00% | −1,165−1.7% | Reduced |
| CNH Partners LLC | 73,208 | $768.0K | 0.03% | +73,208 | New |
| NWF Advisory Services Inc. | 75,446 | $791.4K | 0.19% | −1,339−1.7% | Reduced |
| Fca Corp | 106,807 | $1.12M | 0.42% | +14,205+15.3% | Added |
| Formidable Asset Management, LLC | 132,436 | $1.39M | 0.31% | +9,611+7.8% | Added |
| Wealth Enhancement Advisory Services, LLC | 135,346 | $1.42M | 0.00% | +135,346 | New |
| Edmonds Duncan Registered Investment Advisors, LLC | 144,627 | $1.52M | 0.43% | +8,976+6.6% | Added |
| Baird Financial Group, Inc. | 145,280 | $1.52M | 0.00% | +77,129+113.2% | Added |
| Invesco Ltd. | 160,190 | $1.68M | 0.00% | −6,256−3.8% | Reduced |
| Bank of America Corp | 167,749 | $1.76M | 0.00% | −43,749−20.7% | Reduced |
| Shaker Financial Services, LLC | 210,683 | $2.21M | 1.03% | +69,923+49.7% | Added |
| UBS Group AG | 242,901 | $2.55M | 0.00% | +226+0.1% | Added |
| Advisor Group Holdings, Inc. | 252,787 | $2.65M | 0.00% | +99,550+65.0% | Added |
| Koshinski Asset Management, Inc. | 281,401 | $2.95M | 0.34% | +1,313+0.5% | Added |
| Arete Wealth Advisors, LLC | 293,603 | $3.08M | 0.53% | +14,902+5.3% | Added |
| LPL Financial LLC | 308,858 | $3.24M | 0.00% | +25,802+9.1% | Added |
| Commonwealth Equity Services, LLC | 361,484 | $3.79M | 0.01% | −14,940−4.0% | Reduced |
| Raymond James & Associates | 376,347 | $3.95M | 0.00% | +294+0.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 424,329 | $4.45M | 0.01% | +18,106+4.5% | Added |
| Advisors Asset Management, Inc. | 445,792 | $4.68M | 0.10% | −47,322−9.6% | Reduced |
| Guggenheim Capital LLC | 476,531 | $5.00M | 0.04% | +4,116+0.9% | Added |
| Wells Fargo & Company | 704,511 | $7.39M | 0.00% | +61,841+9.6% | Added |
| Morgan Stanley | 2,268,989 | $23.8M | 0.00% | −357,988−13.6% | Reduced |
| Advent Capital Management | 0 | $0 | 0.00% | −59,048−100.0% | Sold out |
| Private Trust Co NA | 0 | $0 | 0.00% | −36,608−100.0% | Sold out |
| Centaurus Financial, Inc. | 0 | $0 | 0.00% | −16,334−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −15,110−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −12,412−100.0% | Sold out |
| EverSource Wealth Advisors, LLC | 0 | $0 | 0.00% | −331−100.0% | Sold out |
| Venturi Wealth Management, LLC | 0 | $0 | 0.00% | −87−100.0% | Sold out |
| Piershale Financial Group, Inc. | – | – | – | – | Not filed |