Advent Convertible & Income Fund
AVK- Exchange
- NYSE
- SEC CIK
- 0001219120
No open-market purchases or sales by Advent Convertible & Income Fund insiders were filed in the last 90 days; 107 institutions reported holding it in 13F filings for Q2 2026, worth $159.8M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Advent Convertible & Income Fund as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 93
- +16 vs. Q3 2022
- Shares held
- 9.73M
- −349.6K (−3.5%) vs. Q3 2022
- Total value
- $106.0M
- −$10.6M (−9.1%) vs. Q3 2022
- New holders
- 20
- 25 more added
- Sold out
- 4
- 27 more reduced
2 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 107 | $159.8M |
| Q1 2026 | 109 | $136.8M |
| Q4 2025 | 98 | $160.9M |
| Q3 2025 | 95 | $174.0M |
| Q2 2025 | 91 | $174.3M |
| Q1 2025 | 87 | $170.4M |
| Q4 2024 | 91 | $180.0M |
| Q3 2024 | 91 | $117.1M |
| Q2 2024 | 87 | $99.1M |
| Q1 2024 | 88 | $101.7M |
| Q4 2023 | 90 | $106.0M |
| Q3 2023 | 92 | $95.3M |
| Q2 2023 | 88 | $106.0M |
| Q1 2023 | 90 | $103.7M |
| Q4 2022 | 93 | $106.0M |
| Q3 2022 | 79 | $117.2M |
| Q2 2022 | 78 | $129.8M |
| Q1 2022 | 78 | $162.4M |
| Q4 2021 | 89 | $208.0M |
| Q3 2021 | 82 | $197.5M |
| Q2 2021 | 81 | $210.5M |
| Q1 2021 | 82 | $203.4M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Advent Convertible & Income Fund; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Asset Dedication, LLC | 26 | $0 | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 181 | $1.97K | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 210 | $2.29K | 0.00% | +210 | New |
| Coppell Advisory Solutions Corp. | 210 | $2.29K | 0.00% | +210 | New |
| EverSource Wealth Advisors, LLC | 331 | $3.61K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $4.36K | 0.00% | – | – |
| Allworth Financial LP | 400 | $4.36K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 420 | $4.58K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 667 | $7.38K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 800 | $8.72K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. Wealth Management LLC | 800 | $8.72K | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 805 | $8.78K | 0.00% | +805 | New |
| Accurate Wealth Management, LLC | 742 | $8.82K | 0.00% | +742 | New |
| Bartlett & Co. LLC | 800 | $9.00K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 1,521 | $17.0K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 1,681 | $18.0K | 0.00% | 00.0% | Unchanged |
| Zions Bancorporation, N.A. | 2,010 | $21.9K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 2,406 | $26.0K | 0.00% | +40+1.7% | Added |
| US Bancorp | 2,500 | $27.3K | 0.00% | −218−8.0% | Reduced |
| Money Concepts Capital Corp | 3,290 | $35.9K | 0.00% | +3,290 | New |
| IFP Advisors, Inc | 2,455 | $38.0K | 0.00% | −274−10.0% | Reduced |
| Piershale Financial Group, Inc. | 5,320 | $58.0K | 0.05% | +5,320 | New |
| High Net Worth Advisory Group LLC | 5,557 | $60.6K | 0.02% | +46+0.8% | Added |
| JPMorgan Chase & Co | 6,334 | $69.0K | 0.00% | +6,334 | New |
| Northwestern Mutual Wealth Management Co | 8,803 | $96.0K | 0.00% | 00.0% | Unchanged |
| Coldstream Capital Management Inc | 10,026 | $109.3K | 0.00% | +10,026 | New |
| Geneos Wealth Management Inc. | 10,099 | $110.1K | 0.01% | 00.0% | Unchanged |
| We Are One Seven, LLC | 10,715 | $116.8K | 0.01% | −3,687−25.6% | Reduced |
| Calton & Associates, Inc. | 10,739 | $117.1K | 0.05% | +75+0.7% | Added |
| Melfa Wealth Management, LLC | 11,500 | $125.3K | 0.13% | +11,500 | New |
| Centurion Wealth Management LLC | 11,616 | $126.6K | 0.07% | +11,616 | New |
| Transcend Wealth Collective, LLC | 11,681 | $127.3K | 0.01% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 12,167 | $132.6K | 0.00% | +12,167 | New |
| Kestra Advisory Services, LLC | 12,181 | $132.8K | 0.00% | +12,181 | New |
| Capital Investment Advisors, LLC | 12,697 | $138.0K | 0.00% | +350+2.8% | Added |
| Cetera Investment Advisers | 13,389 | $145.9K | 0.00% | +13,389 | New |
| Oppenheimer & Co Inc | 14,097 | $153.7K | 0.00% | 00.0% | Unchanged |
| Cresset Asset Management, LLC | 16,311 | $177.8K | 0.00% | +4,086+33.4% | Added |
| Stifel Financial Corp | 16,848 | $183.6K | 0.00% | +12+0.1% | Added |
| Global Retirement Partners, LLC | 17,706 | $193.0K | 0.01% | +58+0.3% | Added |
| Nations Financial Group Inc, | 17,730 | $193.3K | 0.02% | −3,186−15.2% | Reduced |
| The PNC Financial Services Group, Inc. | 18,605 | $202.8K | 0.00% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 19,089 | $208.1K | 0.00% | −66−0.3% | Reduced |
| Park Avenue Securities LLC | 21,452 | $234.0K | 0.00% | −1,971−8.4% | Reduced |
| Centaurus Financial, Inc. | 22,572 | $246.0K | 0.02% | −504−2.2% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 22,952 | $250.2K | 0.04% | −2,528−9.9% | Reduced |
| First Trust Advisors LP | 23,481 | $255.9K | 0.00% | −34,402−59.4% | Reduced |
| Royal Bank of Canada | 23,895 | $260.0K | 0.00% | −13,468−36.0% | Reduced |
| Envestnet Asset Management Inc | 24,233 | $264.1K | 0.00% | −697−2.8% | Reduced |
| Elequin Capital LP | 24,620 | $268.4K | 0.08% | +24,620 | New |
| Truist Financial Corp | 24,801 | $270.3K | 0.00% | +100.0% | Added |
| Mutual Advisors, LLC | 24,860 | $271.0K | 0.01% | −10,392−29.5% | Reduced |
| Rockefeller Capital Management L.P. | 26,566 | $289.0K | 0.00% | +273+1.0% | Added |
| Windsor Capital Management, LLC | 26,818 | $292.3K | 0.11% | −520−1.9% | Reduced |
| International Assets Investment Management, LLC | 31,802 | $346.6K | 0.04% | +20,509+181.6% | Added |
| Mariner, LLC | 34,331 | $374.0K | 0.00% | −2,184−6.0% | Reduced |
| Landscape Capital Management, L.L.C. | 34,838 | $379.7K | 0.06% | +34,838 | New |
| Heron Bay Capital Management | 35,114 | $382.7K | 0.24% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 37,580 | $409.6K | 0.01% | +37,580 | New |
| Private Trust Co NA | 37,642 | $410.0K | 0.06% | 00.0% | Unchanged |
| Twelve Points Wealth Management LLC | 40,182 | $438.0K | 0.30% | −8,727−17.8% | Reduced |
| Cyndeo Wealth Partners, LLC | 41,246 | $449.6K | 0.05% | +41,246 | New |
| FourThought Financial Partners, LLC | 42,822 | $466.8K | 0.07% | +42,822 | New |
| Steward Partners Investment Advisory, LLC | 44,985 | $490.3K | 0.01% | +570+1.3% | Added |
| Avantax Advisory Services, Inc. | 48,295 | $526.4K | 0.01% | −7,915−14.1% | Reduced |
| Wealth Management Solutions, LLC | 49,718 | $542.0K | 0.28% | −1,331−2.6% | Reduced |
| GWM Advisors LLC | 60,460 | $601.4K | 0.02% | +459+0.8% | Added |
| Ameritas Advisory Services, LLC | 55,791 | $608.1K | 0.03% | +26,133+88.1% | Added |
| Oxbow Advisors, LLC | 56,716 | $618.2K | 0.12% | −63,591−52.9% | Reduced |
| Stolper Co | 57,831 | $630.0K | 0.28% | +57,831 | New |
| Cambridge Investment Research Advisors, Inc. | 58,061 | $633.0K | 0.00% | +2,404+4.3% | Added |
| Advent Capital Management | 59,048 | $643.6K | 0.01% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 68,260 | $744.0K | 0.00% | +2,044+3.1% | Added |
| 9258 Wealth Management, LLC | 73,138 | $797.2K | 0.17% | −13,029−15.1% | Reduced |
| Fca Corp | 75,323 | $821.0K | 0.33% | +522+0.7% | Added |
| Shaker Financial Services, LLC | 97,063 | $1.06M | 0.50% | +97,063 | New |
| Formidable Asset Management, LLC | 120,058 | $1.31M | 0.30% | +5,400+4.7% | Added |
| Edmonds Duncan Registered Investment Advisors, LLC | 134,541 | $1.47M | 0.48% | +3,468+2.6% | Added |
| Invesco Ltd. | 136,836 | $1.49M | 0.00% | −757−0.6% | Reduced |
| Advisor Group Holdings, Inc. | 149,703 | $1.63M | 0.00% | −89,644−37.5% | Reduced |
| Wolverine Asset Management LLC | 168,846 | $1.84M | 0.03% | +79,403+88.8% | Added |
| LPL Financial LLC | 205,589 | $2.24M | 0.00% | +11,272+5.8% | Added |
| Arete Wealth Advisors, LLC | 208,273 | $2.27M | 0.20% | −24,244−10.4% | Reduced |
| Bank of America Corp | 208,326 | $2.27M | 0.00% | −70,989−25.4% | Reduced |
| UBS Group AG | 248,332 | $2.71M | 0.00% | −58,628−19.1% | Reduced |
| Commonwealth Equity Services, LLC | 314,165 | $3.42M | 0.01% | +45,356+16.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 330,989 | $3.61M | 0.01% | +32,068+10.7% | Added |
| Koshinski Asset Management, Inc. | 422,209 | $4.60M | 0.45% | +12,261+3.0% | Added |
| Raymond James & Associates | 431,225 | $4.70M | 0.00% | −187,153−30.3% | Reduced |
| Guggenheim Capital LLC | 520,936 | $5.68M | 0.05% | +72,233+16.1% | Added |
| Wells Fargo & Company | 577,079 | $6.29M | 0.00% | +86,993+17.8% | Added |
| Advisors Asset Management, Inc. | 731,584 | $7.97M | 0.16% | −46,648−6.0% | Reduced |
| Morgan Stanley | 3,120,180 | $34.0M | 0.00% | −478,925−13.3% | Reduced |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −37,300−100.0% | Sold out |
| Kestra Private Wealth Services, LLC | 0 | $0 | 0.00% | −15,870−100.0% | Sold out |
| AlphaMark Advisors, LLC | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| FourThought Financial, LLC | – | – | – | – | Not filed |
| American Portfolios Advisors | – | – | – | – | Not filed |