Advent Convertible & Income Fund
AVK- Exchange
- NYSE
- SEC CIK
- 0001219120
No open-market purchases or sales by Advent Convertible & Income Fund insiders were filed in the last 90 days; 107 institutions reported holding it in 13F filings for Q2 2026, worth $159.8M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Advent Convertible & Income Fund as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 79
- +2 vs. Q2 2022
- Shares held
- 10.1M
- −629.5K (−5.9%) vs. Q2 2022
- Total value
- $117.2M
- −$12.5M (−9.6%) vs. Q2 2022
- New holders
- 9
- 19 more added
- Sold out
- 7
- 33 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 107 | $159.8M |
| Q1 2026 | 109 | $136.8M |
| Q4 2025 | 98 | $160.9M |
| Q3 2025 | 95 | $174.0M |
| Q2 2025 | 91 | $174.3M |
| Q1 2025 | 87 | $170.4M |
| Q4 2024 | 91 | $180.0M |
| Q3 2024 | 91 | $117.1M |
| Q2 2024 | 87 | $99.1M |
| Q1 2024 | 88 | $101.7M |
| Q4 2023 | 90 | $106.0M |
| Q3 2023 | 92 | $95.3M |
| Q2 2023 | 88 | $106.0M |
| Q1 2023 | 90 | $103.7M |
| Q4 2022 | 93 | $106.0M |
| Q3 2022 | 79 | $117.2M |
| Q2 2022 | 78 | $129.8M |
| Q1 2022 | 78 | $162.4M |
| Q4 2021 | 89 | $208.0M |
| Q3 2021 | 82 | $197.5M |
| Q2 2021 | 81 | $210.5M |
| Q1 2021 | 82 | $203.4M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Advent Convertible & Income Fund; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Asset Dedication, LLC | 26 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Harbour Investments, Inc. | 181 | $2.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 400 | $4.00K | 0.00% | −419−51.2% | Reduced |
| Huntington National Bank | – | $4.00K | 0.00% | – | – |
| North Star Investment Management Corp. | 420 | $4.00K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 331 | $4.00K | 0.00% | +331 | New |
| AlphaMark Advisors, LLC | 600 | $6.00K | 0.00% | +600 | New |
| TD Waterhouse Canada Inc. | 667 | $7.20K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. Wealth Management LLC | 800 | $8.50K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. LLC | 800 | $9.00K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 800 | $9.00K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 1,521 | $16.0K | 0.00% | −11,899−88.7% | Reduced |
| Tradition Wealth Management, LLC | 1,681 | $18.0K | 0.00% | 00.0% | Unchanged |
| Zions Bancorporation, N.A. | 2,010 | $21.0K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 2,366 | $25.0K | 0.00% | −297−11.2% | Reduced |
| US Bancorp | 2,718 | $29.0K | 0.00% | −469−14.7% | Reduced |
| IFP Advisors, Inc | 2,729 | $42.0K | 0.00% | −163−5.6% | Reduced |
| High Net Worth Advisory Group LLC | 5,511 | $59.0K | 0.03% | +42+0.8% | Added |
| American Portfolios Advisors | 7,500 | $79.7K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 8,803 | $94.0K | 0.00% | −367−4.0% | Reduced |
| Geneos Wealth Management Inc. | 10,099 | $107.0K | 0.01% | 00.0% | Unchanged |
| Calton & Associates, Inc. | 10,664 | $113.0K | 0.06% | +221+2.1% | Added |
| International Assets Investment Management, LLC | 11,293 | $120.0K | 0.03% | +11,293 | New |
| Transcend Wealth Collective, LLC | 11,681 | $124.0K | 0.01% | 00.0% | Unchanged |
| Cresset Asset Management, LLC | 12,225 | $130.0K | 0.00% | −32,970−73.0% | Reduced |
| Capital Investment Advisors, LLC | 12,347 | $131.0K | 0.00% | −1,297−9.5% | Reduced |
| Oppenheimer & Co Inc | 14,097 | $150.0K | 0.00% | 00.0% | Unchanged |
| We Are One Seven, LLC | 14,402 | $153.0K | 0.01% | −1,183−7.6% | Reduced |
| Kestra Private Wealth Services, LLC | 15,870 | $169.0K | 0.01% | +15,870 | New |
| Stifel Financial Corp | 16,836 | $179.0K | 0.00% | −22,289−57.0% | Reduced |
| The PNC Financial Services Group, Inc. | 18,605 | $198.0K | 0.00% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 19,155 | $203.6K | 0.00% | −587−3.0% | Reduced |
| Global Retirement Partners, LLC | 17,648 | $207.0K | 0.02% | −508−2.8% | Reduced |
| Nations Financial Group Inc, | 20,916 | $222.0K | 0.03% | +97+0.5% | Added |
| Centaurus Financial, Inc. | 23,076 | $245.0K | 0.02% | −499−2.1% | Reduced |
| Park Avenue Securities LLC | 23,423 | $249.0K | 0.00% | −2,007−7.9% | Reduced |
| Truist Financial Corp | 24,791 | $264.0K | 0.00% | +2,010+8.8% | Added |
| Envestnet Asset Management Inc | 24,930 | $265.0K | 0.00% | +24,930 | New |
| Pinnacle Wealth Planning Services, Inc. | 25,480 | $271.0K | 0.05% | −617−2.4% | Reduced |
| Rockefeller Capital Management L.P. | 26,293 | $279.0K | 0.00% | −2,957−10.1% | Reduced |
| Windsor Capital Management, LLC | 27,338 | $290.0K | 0.11% | −236−0.9% | Reduced |
| Ameritas Advisory Services, LLC | 29,658 | $315.0K | 0.02% | −738−2.4% | Reduced |
| Heron Bay Capital Management | 35,114 | $373.0K | 0.25% | 00.0% | Unchanged |
| Mutual Advisors, LLC | 35,252 | $375.0K | 0.02% | −95−0.3% | Reduced |
| Mariner, LLC | 36,515 | $388.0K | 0.00% | +36,515 | New |
| Clough Capital Partners L P | 37,300 | $396.0K | 0.06% | +37,300 | New |
| Royal Bank of Canada | 37,363 | $397.0K | 0.00% | −4,226−10.2% | Reduced |
| Private Trust Co NA | 37,642 | $400.0K | 0.06% | 00.0% | Unchanged |
| FourThought Financial, LLC | 39,313 | $418.0K | 0.06% | +14,023+55.4% | Added |
| Steward Partners Investment Advisory, LLC | 44,415 | $472.0K | 0.01% | −20,464−31.5% | Reduced |
| Twelve Points Wealth Management LLC | 48,909 | $520.0K | 0.40% | −900−1.8% | Reduced |
| Wealth Management Solutions, LLC | 51,049 | $543.0K | 0.32% | +1,543+3.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 55,657 | $592.0K | 0.00% | +87+0.2% | Added |
| Avantax Advisory Services, Inc. | 56,210 | $598.0K | 0.01% | −19,949−26.2% | Reduced |
| First Trust Advisors LP | 57,883 | $615.0K | 0.00% | −33,306−36.5% | Reduced |
| Advent Capital Management | 59,048 | $628.0K | 0.01% | 00.0% | Unchanged |
| GWM Advisors LLC | 60,001 | $638.0K | 0.01% | +700+1.2% | Added |
| Baird Financial Group, Inc. | 66,216 | $704.0K | 0.00% | +2,344+3.7% | Added |
| Fca Corp | 74,801 | $795.0K | 0.34% | +2,008+2.8% | Added |
| 9258 Wealth Management, LLC | 86,167 | $916.0K | 0.23% | −3,238−3.6% | Reduced |
| Wolverine Asset Management LLC | 89,443 | $950.0K | 0.01% | +89,443 | New |
| Formidable Asset Management, LLC | 114,658 | $1.27M | 0.30% | −7,914−6.5% | Reduced |
| Oxbow Advisors, LLC | 120,307 | $1.28M | 0.20% | +5,737+5.0% | Added |
| Edmonds Duncan Registered Investment Advisors, LLC | 131,073 | $1.39M | 0.49% | +1,011+0.8% | Added |
| Invesco Ltd. | 137,593 | $1.46M | 0.00% | +6,124+4.7% | Added |
| LPL Financial LLC | 194,317 | $2.07M | 0.00% | +12,854+7.1% | Added |
| Arete Wealth Advisors, LLC | 232,517 | $2.47M | 0.24% | −2,930−1.2% | Reduced |
| Advisor Group Holdings, Inc. | 239,347 | $2.54M | 0.01% | −20,198−7.8% | Reduced |
| Commonwealth Equity Services, LLC | 268,809 | $2.86M | 0.01% | +83,899+45.4% | Added |
| Bank of America Corp | 279,315 | $2.97M | 0.00% | −73,020−20.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 298,921 | $3.18M | 0.01% | −31,018−9.4% | Reduced |
| UBS Group AG | 306,960 | $3.26M | 0.00% | +77,089+33.5% | Added |
| Koshinski Asset Management, Inc. | 409,948 | $4.36M | 0.52% | +3,011+0.7% | Added |
| Guggenheim Capital LLC | 448,703 | $4.77M | 0.04% | −206,353−31.5% | Reduced |
| Wells Fargo & Company | 490,086 | $5.21M | 0.00% | +10,736+2.2% | Added |
| Raymond James & Associates | 618,378 | $6.57M | 0.01% | −168,147−21.4% | Reduced |
| Advisors Asset Management, Inc. | 778,232 | $17.7M | 0.36% | +57,006+7.9% | Added |
| Morgan Stanley | 3,599,105 | $38.3M | 0.01% | −319,786−8.2% | Reduced |
| Advisor Resource Council | 0 | $0 | 0.00% | −70,356−100.0% | Sold out |
| Stolper Co | 0 | $0 | 0.00% | −43,415−100.0% | Sold out |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −10,408−100.0% | Sold out |
| Patriot Financial Group Insurance Agency, LLC | 0 | $0 | 0.00% | −6,326−100.0% | Sold out |
| Graves-Light Private Wealth Management, Inc. | 0 | $0 | 0.00% | −4,436−100.0% | Sold out |
| Chilton Capital Management LLC | 0 | $0 | 0.00% | −363−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −9−100.0% | Sold out |
| Coldstream Capital Management Inc | – | – | – | – | Not filed |