Nuveen Senior Income Fund
NSL2023/7/31 下市- SEC CIK
- 0001093428
Nuveen Senior Income Fund 已在 2023/7/31 下市；內部人最後一份 Form 4 在 2022/11/22 申報；2023 年第 2 季末有 82 家機構在 13F 申報持有，市值合計 $5,166 萬；大師中只有橡樹資本持有。
2022 年第 3 季 13F 持有人
Nuveen Senior Income Fund 在 2022/9/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 73
- 較 2022 年第 2 季 −5 家
- 持有股數
- 995.2 萬
- 較 2022 年第 2 季 +139.1 萬 (+16.2%)
- 總市值
- $4,645 萬
- 較 2022 年第 2 季 +$524.3 萬 (+12.7%)
- 新進機構
- 8
- 另有 28 家加碼
- 清倉機構
- 13
- 另有 15 家減碼
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 NSL 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 1 | $5 |
| 2026 年第 1 季 | 1 | $5 |
| 2025 年第 4 季 | 1 | $5 |
| 2025 年第 3 季 | 1 | $5 |
| 2025 年第 2 季 | 1 | $5 |
| 2025 年第 1 季 | 1 | $5 |
| 2024 年第 4 季 | 1 | $5 |
| 2024 年第 3 季 | 1 | $5 |
| 2024 年第 2 季 | 1 | $5 |
| 2024 年第 1 季 | 1 | $5 |
| 2023 年第 4 季 | 1 | $5 |
| 2023 年第 3 季 | 3 | $4.34 萬 |
| 2023 年第 2 季 | 82 | $5,166 萬 |
| 2023 年第 1 季 | 76 | $4,939 萬 |
| 2022 年第 4 季 | 80 | $4,667 萬 |
| 2022 年第 3 季 | 73 | $4,645 萬 |
| 2022 年第 2 季 | 78 | $4,120 萬 |
| 2022 年第 1 季 | 68 | $3,597 萬 |
| 2021 年第 4 季 | 75 | $4,776 萬 |
| 2021 年第 3 季 | 67 | $4,308 萬 |
| 2021 年第 2 季 | 71 | $5,451 萬 |
| 2021 年第 1 季 | 72 | $6,672 萬 |
2022 年第 3 季持有機構
每家機構持有 Nuveen Senior Income Fund 的股數、市值與佔組合比重；股數變化跟 2022 年第 2 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Oaktree Capital Management LP大師橡樹資本 | 1,623,448 | $758.1 萬 | 0.09% | +603,751+59.2% | 加碼 |
| Rivernorth Capital Management, LLC | 990,136 | $462.4 萬 | 0.21% | +606,304+158.0% | 加碼 |
| Morgan Stanley | 966,782 | $451.4 萬 | 0.00% | +153,230+18.8% | 加碼 |
| Guggenheim Capital LLC | 957,773 | $447.3 萬 | 0.04% | −59,095−5.8% | 減碼 |
| Invesco Ltd. | 645,614 | $301.5 萬 | 0.00% | +92,034+16.6% | 加碼 |
| Shaker Financial Services, LLC | 602,729 | $281.5 萬 | 1.39% | +86,876+16.8% | 加碼 |
| Next Capital Management LLC | 508,628 | $237.8 萬 | 1.80% | +10,090+2.0% | 加碼 |
| UBS Group AG | 347,851 | $162.4 萬 | 0.00% | +39,841+12.9% | 加碼 |
| Advisors Asset Management, Inc. | 322,613 | $150.7 萬 | 0.03% | −4,603−1.4% | 減碼 |
| Envestnet Asset Management Inc | 216,316 | $101.0 萬 | 0.00% | +2,682+1.3% | 加碼 |
| Park Avenue Securities LLC | 206,215 | $96.3 萬 | 0.02% | −1,741−0.8% | 減碼 |
| Gill Capital Partners, LLC | 158,773 | $74.1 萬 | 0.39% | −1,326−0.8% | 減碼 |
| Northwestern Mutual Wealth Management Co | 148,119 | $69.2 萬 | 0.00% | +15,714+11.9% | 加碼 |
| Riverbridge Partners LLC | 108,505 | $50.7 萬 | 0.01% | +2,814+2.7% | 加碼 |
| LPL Financial LLC | 107,477 | $50.2 萬 | 0.00% | +275+0.3% | 加碼 |
| GWM Advisors LLC | 105,815 | $49.4 萬 | 0.01% | −1,000−0.9% | 減碼 |
| Wells Fargo & Company | 105,780 | $49.4 萬 | 0.00% | +7,905+8.1% | 加碼 |
| Horizon Kinetics Asset Management LLC | 105,209 | $49.1 萬 | 0.01% | 00.0% | 不變 |
| Janney Montgomery Scott LLC | 96,250 | $44.9 萬 | 0.00% | 00.0% | 不變 |
| E&G Advisors, LP | 94,300 | $44.0 萬 | 0.16% | 00.0% | 不變 |
| Advisor Group Holdings, Inc. | 91,725 | $42.7 萬 | 0.00% | +8,059+9.6% | 加碼 |
| Coastal Bridge Advisors, LLC | 90,536 | $42.3 萬 | 0.11% | +29,549+48.5% | 加碼 |
| Rockefeller Capital Management L.P. | 84,792 | $39.5 萬 | 0.00% | +8,017+10.4% | 加碼 |
| Virtus ETF Advisers LLC | 79,164 | $37.0 萬 | 0.15% | −22,968−22.5% | 減碼 |
| Harbour Investments, Inc. | 64,429 | $30.9 萬 | 0.02% | 00.0% | 不變 |
| Integrated Wealth Concepts LLC | 63,230 | $29.5 萬 | 0.01% | +5,417+9.4% | 加碼 |
| Logan Stone Capital, LLC | 58,629 | $27.4 萬 | 0.18% | −1,705−2.8% | 減碼 |
| Private Advisor Group, LLC | 58,713 | $27.4 萬 | 0.00% | +9,459+19.2% | 加碼 |
| Commonwealth Equity Services, LLC | 56,351 | $26.3 萬 | 0.00% | +647+1.2% | 加碼 |
| Mariner Investment Group LLC | 55,000 | $25.7 萬 | 0.29% | 00.0% | 不變 |
| Landscape Capital Management, L.L.C. | 54,444 | $25.4 萬 | 0.03% | −12,648−18.9% | 減碼 |
| Capital Investment Advisors, LLC | 50,734 | $23.7 萬 | 0.01% | −1,139−2.2% | 減碼 |
| Sit Investment Associates Inc | 43,934 | $20.5 萬 | 0.01% | 00.0% | 不變 |
| Royal Bank of Canada | 43,777 | $20.4 萬 | 0.00% | +4,350+11.0% | 加碼 |
| Stifel Financial Corp | 40,806 | $19.1 萬 | 0.00% | −2,688−6.2% | 減碼 |
| Cambridge Investment Research Advisors, Inc. | 38,889 | $18.2 萬 | 0.00% | +70.0% | 加碼 |
| Foresight Wealth Management, LLC | 37,195 | $17.4 萬 | 0.07% | +21,218+132.8% | 加碼 |
| Change Path, LLC | 35,355 | $16.5 萬 | 0.01% | 00.0% | 不變 |
| Nations Financial Group Inc, | 33,394 | $15.6 萬 | 0.02% | 00.0% | 不變 |
| Integrated Capital Management, Inc. | 33,225 | $15.5 萬 | 0.15% | +131+0.4% | 加碼 |
| Ameriprise Financial Inc | 32,041 | $15.0 萬 | 0.00% | +1,977+6.6% | 加碼 |
| Quantedge Capital Pte Ltd | 31,446 | $14.7 萬 | 0.05% | −18,786−37.4% | 減碼 |
| Raymond James & Associates | 31,526 | $14.7 萬 | 0.00% | 00.0% | 不變 |
| Fortitude Advisory Group L.L.C. | 30,782 | $14.4 萬 | 0.14% | 00.0% | 不變 |
| Bank of America Corp | 25,877 | $12.1 萬 | 0.00% | +9,106+54.3% | 加碼 |
| International Assets Investment Management, LLC | 25,284 | $11.8 萬 | 0.03% | +2,770+12.3% | 加碼 |
| Lloyd Park, LLC | 24,333 | $11.5 萬 | 0.14% | 00.0% | 不變 |
| MML Investors Services, LLC | 22,302 | $10.4 萬 | 0.00% | +3,138+16.4% | 加碼 |
| National Asset Management, Inc. | 21,693 | $10.2 萬 | 0.00% | −666−3.0% | 減碼 |
| D.A. Davidson & Co. | 19,077 | $8.90 萬 | 0.00% | −9,589−33.5% | 減碼 |
| Cetera Investment Advisers | 17,219 | $8.00 萬 | 0.00% | +233+1.4% | 加碼 |
| Independent Wealth Network Inc. | 14,305 | $6.70 萬 | 0.05% | −1,426−9.1% | 減碼 |
| Charles Schwab Investment Advisory, Inc. | 13,908 | $6.50 萬 | 0.00% | +13,908 | 新進 |
| Mariner, LLC | 13,598 | $6.40 萬 | 0.00% | +13,598 | 新進 |
| Nwam LLC | 12,100 | $5.70 萬 | 0.01% | 00.0% | 不變 |
| CPWM, LLC | 10,415 | $4.90 萬 | 0.00% | 00.0% | 不變 |
| Sigma Planning Corp | 10,365 | $4.80 萬 | 0.00% | 00.0% | 不變 |
| Davenport & Co LLC | 10,300 | $4.80 萬 | 0.00% | 00.0% | 不變 |
| Visionary Wealth Advisors | 10,000 | $4.70 萬 | 0.00% | 00.0% | 不變 |
| Platform Technology Partners | 10,125 | $4.70 萬 | 0.03% | 00.0% | 不變 |
| Barrett & Company, Inc. | 7,750 | $3.56 萬 | 0.02% | +7,750 | 新進 |
| Signaturefd, LLC | 7,500 | $3.50 萬 | 0.00% | 00.0% | 不變 |
| IFP Advisors, Inc | 2,130 | $1.90 萬 | 0.00% | 00.0% | 不變 |
| American Portfolios Advisors | 2,800 | $1.31 萬 | 0.00% | 00.0% | 不變 |
| TCI Wealth Advisors, Inc. | 1,650 | $8,000 | 0.00% | +1,650 | 新進 |
| Creative Financial Designs Inc | 524 | $2,000 | 0.00% | +11+2.1% | 加碼 |
| Gradient Investments LLC | 196 | $1,000 | 0.00% | +196 | 新進 |
| Robinson Capital Management, LLC | 250 | $1,000 | 0.00% | +250 | 新進 |
| Lindbrook Capital, LLC | 68 | $0 | 0.00% | −368−84.4% | 減碼 |
| Assetmark, Inc | 71 | $0 | 0.00% | 00.0% | 不變 |
| CWM, LLC | 8 | $0 | 0.00% | 00.0% | 不變 |
| Northern Trust Corp | 10,000 | $0 | 0.00% | +10,000 | 新進 |
| EverSource Wealth Advisors, LLC | 31 | $0 | 0.00% | +31 | 新進 |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −71,280−100.0% | 清倉 |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −37,072−100.0% | 清倉 |
| Walleye Capital LLC | 0 | $0 | 0.00% | −31,017−100.0% | 清倉 |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −24,435−100.0% | 清倉 |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −19,783−100.0% | 清倉 |
| Elk River Wealth Management, LLC | 0 | $0 | 0.00% | −16,800−100.0% | 清倉 |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −14,001−100.0% | 清倉 |
| Sequoia Financial Advisors, LLC | 0 | $0 | 0.00% | −11,732−100.0% | 清倉 |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −10,607−100.0% | 清倉 |
| Lazard Asset Management LLC | 0 | $0 | 0.00% | – | 清倉 |
| Patriot Financial Group Insurance Agency, LLC | 0 | $0 | 0.00% | −2,600−100.0% | 清倉 |
| Marquette Asset Management, LLC | 0 | $0 | 0.00% | −1,543−100.0% | 清倉 |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −1,200−100.0% | 清倉 |