Nuveen Senior Income Fund
NSL2023/7/31 下市- SEC CIK
- 0001093428
Nuveen Senior Income Fund 已在 2023/7/31 下市；內部人最後一份 Form 4 在 2022/11/22 申報；2023 年第 2 季末有 82 家機構在 13F 申報持有，市值合計 $5,166 萬；大師中只有橡樹資本持有。
2022 年第 4 季 13F 持有人
Nuveen Senior Income Fund 在 2022/12/31 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 80
- 較 2022 年第 3 季 +10 家
- 持有股數
- 1,023 萬
- 較 2022 年第 3 季 +31.5 萬 (+3.2%)
- 總市值
- $4,667 萬
- 較 2022 年第 3 季 +$40.2 萬 (+0.9%)
- 新進機構
- 18
- 另有 22 家加碼
- 清倉機構
- 8
- 另有 29 家減碼
另有 3 家機構在 2022 年第 3 季持有、還沒有申報 2022 年第 4 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 NSL 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 1 | $5 |
| 2026 年第 1 季 | 1 | $5 |
| 2025 年第 4 季 | 1 | $5 |
| 2025 年第 3 季 | 1 | $5 |
| 2025 年第 2 季 | 1 | $5 |
| 2025 年第 1 季 | 1 | $5 |
| 2024 年第 4 季 | 1 | $5 |
| 2024 年第 3 季 | 1 | $5 |
| 2024 年第 2 季 | 1 | $5 |
| 2024 年第 1 季 | 1 | $5 |
| 2023 年第 4 季 | 1 | $5 |
| 2023 年第 3 季 | 3 | $4.34 萬 |
| 2023 年第 2 季 | 82 | $5,166 萬 |
| 2023 年第 1 季 | 76 | $4,939 萬 |
| 2022 年第 4 季 | 80 | $4,667 萬 |
| 2022 年第 3 季 | 73 | $4,645 萬 |
| 2022 年第 2 季 | 78 | $4,120 萬 |
| 2022 年第 1 季 | 68 | $3,597 萬 |
| 2021 年第 4 季 | 75 | $4,776 萬 |
| 2021 年第 3 季 | 67 | $4,308 萬 |
| 2021 年第 2 季 | 71 | $5,451 萬 |
| 2021 年第 1 季 | 72 | $6,672 萬 |
2022 年第 4 季持有機構
每家機構持有 Nuveen Senior Income Fund 的股數、市值與佔組合比重；股數變化跟 2022 年第 3 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Oaktree Capital Management LP大師橡樹資本 | 1,669,270 | $766.2 萬 | 0.08% | +45,822+2.8% | 加碼 |
| Rivernorth Capital Management, LLC | 1,119,862 | $514.0 萬 | 0.23% | +129,726+13.1% | 加碼 |
| Guggenheim Capital LLC | 911,667 | $418.5 萬 | 0.04% | −46,106−4.8% | 減碼 |
| Morgan Stanley | 795,583 | $365.2 萬 | 0.00% | −171,199−17.7% | 減碼 |
| Invesco Ltd. | 649,124 | $297.9 萬 | 0.00% | +3,510+0.5% | 加碼 |
| Shaker Financial Services, LLC | 586,360 | $269.1 萬 | 1.26% | −16,369−2.7% | 減碼 |
| UBS Group AG | 509,842 | $234.0 萬 | 0.00% | +161,991+46.6% | 加碼 |
| Next Capital Management LLC | 412,094 | $189.2 萬 | 1.02% | −96,534−19.0% | 減碼 |
| 1607 Capital Partners, LLC | 313,400 | $143.9 萬 | 0.10% | +313,400 | 新進 |
| Advisors Asset Management, Inc. | 312,612 | $143.5 萬 | 0.03% | −10,001−3.1% | 減碼 |
| Envestnet Asset Management Inc | 224,201 | $102.9 萬 | 0.00% | +7,885+3.6% | 加碼 |
| Park Avenue Securities LLC | 204,629 | $93.9 萬 | 0.02% | −1,586−0.8% | 減碼 |
| Gill Capital Partners, LLC | 159,892 | $73.4 萬 | 0.35% | +1,119+0.7% | 加碼 |
| Logan Stone Capital, LLC | 150,276 | $69.0 萬 | 0.26% | +91,647+156.3% | 加碼 |
| LPL Financial LLC | 119,680 | $54.9 萬 | 0.00% | +12,203+11.4% | 加碼 |
| Riverbridge Partners LLC | 112,801 | $51.8 萬 | 0.01% | +4,296+4.0% | 加碼 |
| Advisor Group Holdings, Inc. | 106,725 | $49.0 萬 | 0.00% | +15,000+16.4% | 加碼 |
| GWM Advisors LLC | 106,015 | $48.7 萬 | 0.01% | +200+0.2% | 加碼 |
| Horizon Kinetics Asset Management LLC | 105,209 | $48.3 萬 | 0.01% | 00.0% | 不變 |
| Coastal Bridge Advisors, LLC | 102,767 | $47.2 萬 | 0.13% | +12,231+13.5% | 加碼 |
| Bank of America Corp | 92,338 | $42.4 萬 | 0.00% | +66,461+256.8% | 加碼 |
| Janney Montgomery Scott LLC | 88,150 | $40.5 萬 | 0.00% | −8,100−8.4% | 減碼 |
| Rockefeller Capital Management L.P. | 87,577 | $40.1 萬 | 0.00% | +2,785+3.3% | 加碼 |
| Wells Fargo & Company | 84,115 | $38.6 萬 | 0.00% | −21,665−20.5% | 減碼 |
| E&G Advisors, LP | 80,300 | $36.9 萬 | 0.14% | −14,000−14.8% | 減碼 |
| Virtus ETF Advisers LLC | 70,201 | $32.2 萬 | 0.17% | −8,963−11.3% | 減碼 |
| Harbour Investments, Inc. | 64,263 | $29.5 萬 | 0.02% | −166−0.3% | 減碼 |
| Integrated Wealth Concepts LLC | 60,688 | $27.9 萬 | 0.01% | −2,542−4.0% | 減碼 |
| Commonwealth Equity Services, LLC | 52,686 | $24.1 萬 | 0.00% | −3,665−6.5% | 減碼 |
| Capital Investment Advisors, LLC | 50,752 | $23.3 萬 | 0.01% | +180.0% | 加碼 |
| Walleye Capital LLC | 43,458 | $19.9 萬 | 0.00% | +43,458 | 新進 |
| Susquehanna International Group, LLP | 43,281 | $19.9 萬 | 0.00% | +43,281 | 新進 |
| Royal Bank of Canada | 42,960 | $19.7 萬 | 0.00% | −817−1.9% | 減碼 |
| Stifel Financial Corp | 40,425 | $18.6 萬 | 0.00% | −381−0.9% | 減碼 |
| Clough Capital Partners L P | 36,393 | $16.7 萬 | 0.02% | +36,393 | 新進 |
| Landscape Capital Management, L.L.C. | 33,835 | $15.5 萬 | 0.02% | −20,609−37.9% | 減碼 |
| Nations Financial Group Inc, | 32,969 | $15.1 萬 | 0.02% | −425−1.3% | 減碼 |
| Integrated Capital Management, Inc. | 31,417 | $14.4 萬 | 0.13% | −1,808−5.4% | 減碼 |
| Fortitude Advisory Group L.L.C. | 30,782 | $14.1 萬 | 0.12% | 00.0% | 不變 |
| Raymond James & Associates | 30,098 | $13.8 萬 | 0.00% | −1,428−4.5% | 減碼 |
| Cambridge Investment Research Advisors, Inc. | 29,013 | $13.3 萬 | 0.00% | −9,876−25.4% | 減碼 |
| International Assets Investment Management, LLC | 28,806 | $13.2 萬 | 0.01% | +3,522+13.9% | 加碼 |
| Drive Wealth Management, LLC | 27,260 | $12.5 萬 | 0.06% | +27,260 | 新進 |
| MML Investors Services, LLC | 23,266 | $10.7 萬 | 0.00% | +964+4.3% | 加碼 |
| Saba Capital Management, L.P. | 21,290 | $9.77 萬 | 0.00% | +21,290 | 新進 |
| Sit Investment Associates Inc | 20,300 | $9.30 萬 | 0.00% | −23,634−53.8% | 減碼 |
| D.A. Davidson & Co. | 18,522 | $8.50 萬 | 0.00% | −555−2.9% | 減碼 |
| National Asset Management, Inc. | 18,515 | $8.50 萬 | 0.00% | −3,178−14.6% | 減碼 |
| Change Path, LLC | 18,000 | $8.30 萬 | 0.00% | −17,355−49.1% | 減碼 |
| Independent Wealth Network Inc. | 16,828 | $7.72 萬 | 0.05% | +2,523+17.6% | 加碼 |
| Cetera Investment Advisers | 16,156 | $7.42 萬 | 0.00% | −1,063−6.2% | 減碼 |
| Charles Schwab Investment Advisory, Inc. | 14,262 | $6.55 萬 | 0.00% | +354+2.5% | 加碼 |
| Northwestern Mutual Wealth Management Co | 12,640 | $5.80 萬 | 0.00% | −135,479−91.5% | 減碼 |
| Ameriprise Financial Inc | 12,115 | $5.60 萬 | 0.00% | −19,926−62.2% | 減碼 |
| Wolverine Asset Management LLC | 10,595 | $4.86 萬 | 0.00% | +10,595 | 新進 |
| Quantedge Capital Pte Ltd | 10,546 | $4.84 萬 | 0.02% | −20,900−66.5% | 減碼 |
| CI Private Wealth, LLC | 10,415 | $4.78 萬 | 0.00% | +10,415 | 新進 |
| Sigma Planning Corp | 10,365 | $4.76 萬 | 0.00% | 00.0% | 不變 |
| Davenport & Co LLC | 10,300 | $4.70 萬 | 0.00% | 00.0% | 不變 |
| Platform Technology Partners | 10,125 | $4.65 萬 | 0.02% | 00.0% | 不變 |
| Visionary Wealth Advisors | 10,000 | $4.60 萬 | 0.00% | 00.0% | 不變 |
| Barrett & Company, Inc. | 7,750 | $3.56 萬 | 0.02% | 00.0% | 不變 |
| Signaturefd, LLC | 7,571 | $3.48 萬 | 0.00% | +71+0.9% | 加碼 |
| Coppell Advisory Solutions LLC | 7,065 | $3.24 萬 | 0.01% | +7,065 | 新進 |
| Coppell Advisory Solutions Corp. | 7,065 | $3.24 萬 | 0.01% | +7,065 | 新進 |
| Hollencrest Capital Management | 5,585 | $2.56 萬 | 0.00% | +5,585 | 新進 |
| JPMorgan Chase & Co | 4,310 | $2.00 萬 | 0.00% | +4,310 | 新進 |
| IFP Advisors, Inc | 2,080 | $1.80 萬 | 0.00% | −50−2.3% | 減碼 |
| Global Retirement Partners, LLC | 2,572 | $1.18 萬 | 0.00% | +2,572 | 新進 |
| Advisory Services Network, LLC | 1,521 | $6,981 | 0.00% | +1,521 | 新進 |
| CoreCap Advisors, LLC | 1,200 | $5,508 | 0.00% | +1,200 | 新進 |
| Accurate Wealth Management, LLC | 1,000 | $4,750 | 0.00% | +1,000 | 新進 |
| Creative Financial Designs Inc | 543 | $2,492 | 0.00% | +19+3.6% | 加碼 |
| Assetmark, Inc | 71 | $326 | 0.00% | 00.0% | 不變 |
| Lindbrook Capital, LLC | 68 | $312 | 0.00% | 00.0% | 不變 |
| Private Advisor Group, LLC | 60,913 | $280 | 0.00% | +2,200+3.7% | 加碼 |
| EverSource Wealth Advisors, LLC | 31 | $142 | 0.00% | 00.0% | 不變 |
| Huntington National Bank | – | $5 | 0.00% | – | 新進 |
| CWM, LLC | 8 | $0 | 0.00% | 00.0% | 不變 |
| Arete Wealth Advisors, LLC | 2,000 | – | – | +2,000 | 新進 |
| Mariner Investment Group LLC | 0 | $0 | 0.00% | −55,000−100.0% | 清倉 |
| Foresight Wealth Management, LLC | 0 | $0 | 0.00% | −37,195−100.0% | 清倉 |
| Mariner, LLC | 0 | $0 | 0.00% | −13,598−100.0% | 清倉 |
| Nwam LLC | 0 | $0 | 0.00% | −12,100−100.0% | 清倉 |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −1,650−100.0% | 清倉 |
| Gradient Investments LLC | 0 | $0 | 0.00% | −196−100.0% | 清倉 |
| Robinson Capital Management, LLC | 0 | $0 | 0.00% | −250−100.0% | 清倉 |
| Northern Trust Corp | 0 | $0 | 0.00% | −10,000−100.0% | 清倉 |
| Lloyd Park, LLC | – | – | – | – | 本季未申報 |
| CPWM, LLC | – | – | – | – | 本季未申報 |
| American Portfolios Advisors | – | – | – | – | 本季未申報 |