Nuveen Senior Income Fund
NSL2023/7/31 下市- SEC CIK
- 0001093428
Nuveen Senior Income Fund 已在 2023/7/31 下市；內部人最後一份 Form 4 在 2022/11/22 申報；2023 年第 2 季末有 82 家機構在 13F 申報持有，市值合計 $5,166 萬；大師中只有橡樹資本持有。
2022 年第 1 季 13F 持有人
Nuveen Senior Income Fund 在 2022/3/31 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 68
- 較 2021 年第 4 季 −6 家
- 持有股數
- 632.3 萬
- 較 2021 年第 4 季 −182.7 萬 (−22.4%)
- 總市值
- $3,597 萬
- 較 2021 年第 4 季 −$1,142 萬 (−24.1%)
- 新進機構
- 7
- 另有 28 家加碼
- 清倉機構
- 13
- 另有 18 家減碼
另有 1 家機構在 2021 年第 4 季持有、還沒有申報 2022 年第 1 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 NSL 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 1 | $5 |
| 2026 年第 1 季 | 1 | $5 |
| 2025 年第 4 季 | 1 | $5 |
| 2025 年第 3 季 | 1 | $5 |
| 2025 年第 2 季 | 1 | $5 |
| 2025 年第 1 季 | 1 | $5 |
| 2024 年第 4 季 | 1 | $5 |
| 2024 年第 3 季 | 1 | $5 |
| 2024 年第 2 季 | 1 | $5 |
| 2024 年第 1 季 | 1 | $5 |
| 2023 年第 4 季 | 1 | $5 |
| 2023 年第 3 季 | 3 | $4.34 萬 |
| 2023 年第 2 季 | 82 | $5,166 萬 |
| 2023 年第 1 季 | 76 | $4,939 萬 |
| 2022 年第 4 季 | 80 | $4,667 萬 |
| 2022 年第 3 季 | 73 | $4,645 萬 |
| 2022 年第 2 季 | 78 | $4,120 萬 |
| 2022 年第 1 季 | 68 | $3,597 萬 |
| 2021 年第 4 季 | 75 | $4,776 萬 |
| 2021 年第 3 季 | 67 | $4,308 萬 |
| 2021 年第 2 季 | 71 | $5,451 萬 |
| 2021 年第 1 季 | 72 | $6,672 萬 |
2022 年第 1 季持有機構
每家機構持有 Nuveen Senior Income Fund 的股數、市值與佔組合比重；股數變化跟 2021 年第 4 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Guggenheim Capital LLC | 959,839 | $544.2 萬 | 0.03% | +328,953+52.1% | 加碼 |
| Morgan Stanley | 524,383 | $297.4 萬 | 0.00% | −41,658−7.4% | 減碼 |
| Invesco Ltd. | 458,169 | $259.8 萬 | 0.00% | +91,172+24.8% | 加碼 |
| Shaker Financial Services, LLC | 438,506 | $248.6 萬 | 0.94% | −138,410−24.0% | 減碼 |
| UBS Group AG | 326,437 | $185.1 萬 | 0.00% | +34,620+11.9% | 加碼 |
| Rivernorth Capital Management, LLC | 264,268 | $149.8 萬 | 0.06% | −456,994−63.4% | 減碼 |
| Parametric Portfolio Associates LLC | 246,293 | $139.6 萬 | 0.00% | −131,891−34.9% | 減碼 |
| Next Capital Management LLC | 223,492 | $126.7 萬 | 0.88% | −42,015−15.8% | 減碼 |
| Envestnet Asset Management Inc | 219,073 | $124.2 萬 | 0.00% | +13,626+6.6% | 加碼 |
| Park Avenue Securities LLC | 207,887 | $117.9 萬 | 0.02% | +5,354+2.6% | 加碼 |
| Gill Capital Partners, LLC | 160,099 | $90.8 萬 | 0.40% | −2,075−1.3% | 減碼 |
| Independent Financial Group, LLC | 158,688 | $90.0 萬 | 0.07% | +42,495+36.6% | 加碼 |
| Northwestern Mutual Wealth Management Co | 133,403 | $75.6 萬 | 0.00% | +21,747+19.5% | 加碼 |
| Stifel Financial Corp | 107,891 | $61.2 萬 | 0.00% | −18,672−14.8% | 減碼 |
| LPL Financial LLC | 107,001 | $60.7 萬 | 0.00% | +38,046+55.2% | 加碼 |
| Horizon Kinetics Asset Management LLC | 105,209 | $59.7 萬 | 0.01% | 00.0% | 不變 |
| GWM Advisors LLC | 103,915 | $58.9 萬 | 0.01% | −7,000−6.3% | 減碼 |
| Advisor Group Holdings, Inc. | 86,087 | $54.5 萬 | 0.00% | +1,090+1.3% | 加碼 |
| Janney Montgomery Scott LLC | 95,450 | $54.1 萬 | 0.00% | −330−0.3% | 減碼 |
| Change Path, LLC | 95,355 | $54.1 萬 | 0.03% | +10,000+11.7% | 加碼 |
| E&G Advisors, LP | 95,300 | $54.0 萬 | 0.15% | 00.0% | 不變 |
| Virtus ETF Advisers LLC | 91,587 | $51.9 萬 | 0.23% | +14,961+19.5% | 加碼 |
| Rockefeller Capital Management L.P. | 78,452 | $44.4 萬 | 0.00% | +4,082+5.5% | 加碼 |
| Wells Fargo & Company | 77,815 | $44.1 萬 | 0.00% | +23,691+43.8% | 加碼 |
| Ameriprise Financial Inc | 62,170 | $35.3 萬 | 0.00% | +10,878+21.2% | 加碼 |
| Commonwealth Equity Services, LLC | 60,802 | $34.4 萬 | 0.00% | −5,891−8.8% | 減碼 |
| Coastal Bridge Advisors, LLC | 60,067 | $34.1 萬 | 0.08% | −1,210,470−95.3% | 減碼 |
| Private Advisor Group, LLC | 49,254 | $27.9 萬 | 0.00% | 00.0% | 不變 |
| Capital Investment Advisors, LLC | 45,864 | $26.0 萬 | 0.01% | +50.0% | 加碼 |
| Sit Investment Associates Inc | 43,934 | $24.9 萬 | 0.01% | −37,474−46.0% | 減碼 |
| D.A. Davidson & Co. | 41,920 | $23.8 萬 | 0.00% | +4,238+11.2% | 加碼 |
| Advisory Services Network, LLC | 36,377 | $20.6 萬 | 0.01% | +2,252+6.6% | 加碼 |
| Cambridge Investment Research Advisors, Inc. | 35,815 | $20.3 萬 | 0.00% | +50.0% | 加碼 |
| Raymond James & Associates | 34,646 | $19.6 萬 | 0.00% | +22,098+176.1% | 加碼 |
| Walleye Capital LLC | 33,862 | $19.2 萬 | 0.01% | +33,862 | 新進 |
| Integrated Capital Management, Inc. | 32,509 | $18.5 萬 | 0.15% | −3,689−10.2% | 減碼 |
| Nations Financial Group Inc, | 32,402 | $18.4 萬 | 0.02% | −425−1.3% | 減碼 |
| Fortitude Advisory Group L.L.C. | 30,782 | $17.5 萬 | 0.09% | 00.0% | 不變 |
| Royal Bank of Canada | 28,127 | $15.9 萬 | 0.00% | −9,806−25.9% | 減碼 |
| Brookstone Capital Management | 23,508 | $13.3 萬 | 0.00% | +23,508 | 新進 |
| National Asset Management, Inc. | 22,334 | $12.7 萬 | 0.00% | +133+0.6% | 加碼 |
| International Assets Investment Management, LLC | 21,456 | $12.2 萬 | 0.02% | +2,286+11.9% | 加碼 |
| Landscape Capital Management, L.L.C. | 21,301 | $12.1 萬 | 0.02% | +21,301 | 新進 |
| Oppenheimer & Co Inc | 20,000 | $11.4 萬 | 0.00% | 00.0% | 不變 |
| Kovack Advisors, Inc. | 19,800 | $11.2 萬 | 0.01% | −7,600−27.7% | 減碼 |
| Geneos Wealth Management Inc. | 18,543 | $10.5 萬 | 0.00% | +825+4.7% | 加碼 |
| Cetera Investment Advisers | 16,943 | $9.60 萬 | 0.00% | +64+0.4% | 加碼 |
| Elk River Wealth Management, LLC | 16,800 | $9.60 萬 | 0.02% | 00.0% | 不變 |
| MML Investors Services, LLC | 16,178 | $9.20 萬 | 0.00% | +189+1.2% | 加碼 |
| Bluefin Capital Management, LLC | 14,049 | $8.00 萬 | 0.01% | +14,049 | 新進 |
| Nwam LLC | 12,100 | $6.90 萬 | 0.01% | +12,100 | 新進 |
| Sequoia Financial Advisors, LLC | 11,732 | $6.70 萬 | 0.00% | 00.0% | 不變 |
| Bank of America Corp | 11,518 | $6.50 萬 | 0.00% | −3,835−25.0% | 減碼 |
| Segantii Capital Management Ltd | 11,225 | $6.40 萬 | 0.00% | +3,100+38.2% | 加碼 |
| Raymond James Financial Services Advisors, Inc. | 10,607 | $6.00 萬 | 0.00% | +95+0.9% | 加碼 |
| Sigma Planning Corp | 10,365 | $5.90 萬 | 0.00% | 00.0% | 不變 |
| CPWM, LLC | 10,415 | $5.90 萬 | 0.00% | 00.0% | 不變 |
| Davenport & Co LLC | 10,300 | $5.80 萬 | 0.00% | 00.0% | 不變 |
| Platform Technology Partners | 10,125 | $5.70 萬 | 0.03% | 00.0% | 不變 |
| Visionary Wealth Advisors | 10,000 | $5.70 萬 | 0.00% | 00.0% | 不變 |
| Lazard Asset Management LLC | – | $5.00 萬 | 0.00% | – | – |
| American Portfolios Advisors | 3,865 | $2.19 萬 | 0.00% | +65+1.7% | 加碼 |
| IFP Advisors, Inc | 2,130 | $1.90 萬 | 0.00% | +2,130 | 新進 |
| Patriot Financial Group Insurance Agency, LLC | 2,600 | $1.50 萬 | 0.00% | 00.0% | 不變 |
| Benjamin Edwards Inc | 1,771 | $1.00 萬 | 0.00% | +21+1.2% | 加碼 |
| Creative Financial Designs Inc | 503 | $3,000 | 0.00% | +503 | 新進 |
| Lindbrook Capital, LLC | 68 | $0 | 0.00% | −1,061−94.0% | 減碼 |
| Assetmark, Inc | 71 | $0 | 0.00% | 00.0% | 不變 |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −289,001−100.0% | 清倉 |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −41,070−100.0% | 清倉 |
| Congress Park Capital LLC | 0 | $0 | 0.00% | −28,000−100.0% | 清倉 |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −25,000−100.0% | 清倉 |
| Lloyd Park, LLC | 0 | $0 | 0.00% | −23,593−100.0% | 清倉 |
| Thrivent Financial for Lutherans | 0 | $0 | 0.00% | −22,158−100.0% | 清倉 |
| Aristides Capital LLC | 0 | $0 | 0.00% | −14,791−100.0% | 清倉 |
| Truist Financial Corp | 0 | $0 | 0.00% | −11,974−100.0% | 清倉 |
| Aveo Capital Partners, LLC | 0 | $0 | 0.00% | −12,018−100.0% | 清倉 |
| Ausdal Financial Partners, Inc. | 0 | $0 | 0.00% | −10,394−100.0% | 清倉 |
| Spire Wealth Management | 0 | $0 | 0.00% | −10,125−100.0% | 清倉 |
| Confluence Wealth Services, Inc. | 0 | $0 | 0.00% | −1,500−100.0% | 清倉 |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −1,200−100.0% | 清倉 |
| Harbour Investments, Inc. | – | – | – | – | 本季未申報 |