Nuveen Senior Income Fund
NSLDelisted Jul 31, 2023- SEC CIK
- 0001093428
Nuveen Senior Income Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 82 institutions reported holding it in 13F filings for Q2 2023, worth $51.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q1 2022
Institutional positions in Nuveen Senior Income Fund as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 68
- −6 vs. Q4 2021
- Shares held
- 6.32M
- −1.83M (−22.4%) vs. Q4 2021
- Total value
- $36.0M
- −$11.4M (−24.1%) vs. Q4 2021
- New holders
- 7
- 28 more added
- Sold out
- 13
- 18 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NSL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $5 |
| Q1 2026 | 1 | $5 |
| Q4 2025 | 1 | $5 |
| Q3 2025 | 1 | $5 |
| Q2 2025 | 1 | $5 |
| Q1 2025 | 1 | $5 |
| Q4 2024 | 1 | $5 |
| Q3 2024 | 1 | $5 |
| Q2 2024 | 1 | $5 |
| Q1 2024 | 1 | $5 |
| Q4 2023 | 1 | $5 |
| Q3 2023 | 3 | $43.4K |
| Q2 2023 | 82 | $51.7M |
| Q1 2023 | 76 | $49.4M |
| Q4 2022 | 80 | $46.7M |
| Q3 2022 | 73 | $46.4M |
| Q2 2022 | 78 | $41.2M |
| Q1 2022 | 68 | $36.0M |
| Q4 2021 | 75 | $47.8M |
| Q3 2021 | 67 | $43.1M |
| Q2 2021 | 71 | $54.5M |
| Q1 2021 | 72 | $66.7M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Nuveen Senior Income Fund; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Guggenheim Capital LLC | 959,839 | $5.44M | 0.03% | +328,953+52.1% | Added |
| Morgan Stanley | 524,383 | $2.97M | 0.00% | −41,658−7.4% | Reduced |
| Invesco Ltd. | 458,169 | $2.60M | 0.00% | +91,172+24.8% | Added |
| Shaker Financial Services, LLC | 438,506 | $2.49M | 0.94% | −138,410−24.0% | Reduced |
| UBS Group AG | 326,437 | $1.85M | 0.00% | +34,620+11.9% | Added |
| Rivernorth Capital Management, LLC | 264,268 | $1.50M | 0.06% | −456,994−63.4% | Reduced |
| Parametric Portfolio Associates LLC | 246,293 | $1.40M | 0.00% | −131,891−34.9% | Reduced |
| Next Capital Management LLC | 223,492 | $1.27M | 0.88% | −42,015−15.8% | Reduced |
| Envestnet Asset Management Inc | 219,073 | $1.24M | 0.00% | +13,626+6.6% | Added |
| Park Avenue Securities LLC | 207,887 | $1.18M | 0.02% | +5,354+2.6% | Added |
| Gill Capital Partners, LLC | 160,099 | $908.0K | 0.40% | −2,075−1.3% | Reduced |
| Independent Financial Group, LLC | 158,688 | $899.8K | 0.07% | +42,495+36.6% | Added |
| Northwestern Mutual Wealth Management Co | 133,403 | $756.0K | 0.00% | +21,747+19.5% | Added |
| Stifel Financial Corp | 107,891 | $612.0K | 0.00% | −18,672−14.8% | Reduced |
| LPL Financial LLC | 107,001 | $607.0K | 0.00% | +38,046+55.2% | Added |
| Horizon Kinetics Asset Management LLC | 105,209 | $597.0K | 0.01% | 00.0% | Unchanged |
| GWM Advisors LLC | 103,915 | $589.0K | 0.01% | −7,000−6.3% | Reduced |
| Advisor Group Holdings, Inc. | 86,087 | $545.0K | 0.00% | +1,090+1.3% | Added |
| Janney Montgomery Scott LLC | 95,450 | $541.0K | 0.00% | −330−0.3% | Reduced |
| Change Path, LLC | 95,355 | $541.0K | 0.03% | +10,000+11.7% | Added |
| E&G Advisors, LP | 95,300 | $540.0K | 0.15% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 91,587 | $519.0K | 0.23% | +14,961+19.5% | Added |
| Rockefeller Capital Management L.P. | 78,452 | $444.0K | 0.00% | +4,082+5.5% | Added |
| Wells Fargo & Company | 77,815 | $441.0K | 0.00% | +23,691+43.8% | Added |
| Ameriprise Financial Inc | 62,170 | $353.0K | 0.00% | +10,878+21.2% | Added |
| Commonwealth Equity Services, LLC | 60,802 | $344.0K | 0.00% | −5,891−8.8% | Reduced |
| Coastal Bridge Advisors, LLC | 60,067 | $341.0K | 0.08% | −1,210,470−95.3% | Reduced |
| Private Advisor Group, LLC | 49,254 | $279.0K | 0.00% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 45,864 | $260.0K | 0.01% | +50.0% | Added |
| Sit Investment Associates Inc | 43,934 | $249.0K | 0.01% | −37,474−46.0% | Reduced |
| D.A. Davidson & Co. | 41,920 | $238.0K | 0.00% | +4,238+11.2% | Added |
| Advisory Services Network, LLC | 36,377 | $206.0K | 0.01% | +2,252+6.6% | Added |
| Cambridge Investment Research Advisors, Inc. | 35,815 | $203.0K | 0.00% | +50.0% | Added |
| Raymond James & Associates | 34,646 | $196.0K | 0.00% | +22,098+176.1% | Added |
| Walleye Capital LLC | 33,862 | $192.0K | 0.01% | +33,862 | New |
| Integrated Capital Management, Inc. | 32,509 | $185.0K | 0.15% | −3,689−10.2% | Reduced |
| Nations Financial Group Inc, | 32,402 | $184.0K | 0.02% | −425−1.3% | Reduced |
| Fortitude Advisory Group L.L.C. | 30,782 | $175.0K | 0.09% | 00.0% | Unchanged |
| Royal Bank of Canada | 28,127 | $159.0K | 0.00% | −9,806−25.9% | Reduced |
| Brookstone Capital Management | 23,508 | $133.0K | 0.00% | +23,508 | New |
| National Asset Management, Inc. | 22,334 | $127.0K | 0.00% | +133+0.6% | Added |
| International Assets Investment Management, LLC | 21,456 | $122.0K | 0.02% | +2,286+11.9% | Added |
| Landscape Capital Management, L.L.C. | 21,301 | $121.0K | 0.02% | +21,301 | New |
| Oppenheimer & Co Inc | 20,000 | $114.0K | 0.00% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 19,800 | $112.0K | 0.01% | −7,600−27.7% | Reduced |
| Geneos Wealth Management Inc. | 18,543 | $105.0K | 0.00% | +825+4.7% | Added |
| Cetera Investment Advisers | 16,943 | $96.0K | 0.00% | +64+0.4% | Added |
| Elk River Wealth Management, LLC | 16,800 | $96.0K | 0.02% | 00.0% | Unchanged |
| MML Investors Services, LLC | 16,178 | $92.0K | 0.00% | +189+1.2% | Added |
| Bluefin Capital Management, LLC | 14,049 | $80.0K | 0.01% | +14,049 | New |
| Nwam LLC | 12,100 | $69.0K | 0.01% | +12,100 | New |
| Sequoia Financial Advisors, LLC | 11,732 | $67.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 11,518 | $65.0K | 0.00% | −3,835−25.0% | Reduced |
| Segantii Capital Management Ltd | 11,225 | $64.0K | 0.00% | +3,100+38.2% | Added |
| Raymond James Financial Services Advisors, Inc. | 10,607 | $60.0K | 0.00% | +95+0.9% | Added |
| Sigma Planning Corp | 10,365 | $59.0K | 0.00% | 00.0% | Unchanged |
| CPWM, LLC | 10,415 | $59.0K | 0.00% | 00.0% | Unchanged |
| Davenport & Co LLC | 10,300 | $58.0K | 0.00% | 00.0% | Unchanged |
| Platform Technology Partners | 10,125 | $57.0K | 0.03% | 00.0% | Unchanged |
| Visionary Wealth Advisors | 10,000 | $57.0K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | – | $50.0K | 0.00% | – | – |
| American Portfolios Advisors | 3,865 | $21.9K | 0.00% | +65+1.7% | Added |
| IFP Advisors, Inc | 2,130 | $19.0K | 0.00% | +2,130 | New |
| Patriot Financial Group Insurance Agency, LLC | 2,600 | $15.0K | 0.00% | 00.0% | Unchanged |
| Benjamin Edwards Inc | 1,771 | $10.0K | 0.00% | +21+1.2% | Added |
| Creative Financial Designs Inc | 503 | $3.00K | 0.00% | +503 | New |
| Lindbrook Capital, LLC | 68 | $0 | 0.00% | −1,061−94.0% | Reduced |
| Assetmark, Inc | 71 | $0 | 0.00% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −289,001−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −41,070−100.0% | Sold out |
| Congress Park Capital LLC | 0 | $0 | 0.00% | −28,000−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| Lloyd Park, LLC | 0 | $0 | 0.00% | −23,593−100.0% | Sold out |
| Thrivent Financial for Lutherans | 0 | $0 | 0.00% | −22,158−100.0% | Sold out |
| Aristides Capital LLC | 0 | $0 | 0.00% | −14,791−100.0% | Sold out |
| Truist Financial Corp | 0 | $0 | 0.00% | −11,974−100.0% | Sold out |
| Aveo Capital Partners, LLC | 0 | $0 | 0.00% | −12,018−100.0% | Sold out |
| Ausdal Financial Partners, Inc. | 0 | $0 | 0.00% | −10,394−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −10,125−100.0% | Sold out |
| Confluence Wealth Services, Inc. | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Harbour Investments, Inc. | – | – | – | – | Not filed |