Nuveen Senior Income Fund
NSLDelisted Jul 31, 2023- SEC CIK
- 0001093428
Nuveen Senior Income Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 82 institutions reported holding it in 13F filings for Q2 2023, worth $51.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q2 2021
Institutional positions in Nuveen Senior Income Fund as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 71
- −1 vs. Q1 2021
- Shares held
- 9.13M
- −2.76M (−23.2%) vs. Q1 2021
- Total value
- $54.5M
- −$12.2M (−18.3%) vs. Q1 2021
- New holders
- 8
- 25 more added
- Sold out
- 9
- 19 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NSL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $5 |
| Q1 2026 | 1 | $5 |
| Q4 2025 | 1 | $5 |
| Q3 2025 | 1 | $5 |
| Q2 2025 | 1 | $5 |
| Q1 2025 | 1 | $5 |
| Q4 2024 | 1 | $5 |
| Q3 2024 | 1 | $5 |
| Q2 2024 | 1 | $5 |
| Q1 2024 | 1 | $5 |
| Q4 2023 | 1 | $5 |
| Q3 2023 | 3 | $43.4K |
| Q2 2023 | 82 | $51.7M |
| Q1 2023 | 76 | $49.4M |
| Q4 2022 | 80 | $46.7M |
| Q3 2022 | 73 | $46.4M |
| Q2 2022 | 78 | $41.2M |
| Q1 2022 | 68 | $36.0M |
| Q4 2021 | 75 | $47.8M |
| Q3 2021 | 67 | $43.1M |
| Q2 2021 | 71 | $54.5M |
| Q1 2021 | 72 | $66.7M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Nuveen Senior Income Fund; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Lindbrook Capital, LLC | 1,959,184 | $11.6M | 2.59% | −2,929−0.1% | Reduced |
| Coastal Bridge Advisors, LLC | 1,030,365 | $6.09M | 1.25% | −66,190−6.0% | Reduced |
| Northwestern Mutual Wealth Management Co | 667,565 | $3.95M | 0.01% | +72,839+12.2% | Added |
| Parametric Portfolio Associates LLC | 526,709 | $3.11M | 0.00% | +97,791+22.8% | Added |
| Morgan Stanley | 434,695 | $2.57M | 0.00% | +100,447+30.1% | Added |
| Guggenheim Capital LLC | 406,437 | $2.40M | 0.01% | +62,538+18.2% | Added |
| Next Capital Management LLC | 368,187 | $2.17M | 1.38% | −111,140−23.2% | Reduced |
| UBS Group AG | 275,233 | $1.63M | 0.00% | −62,078−18.4% | Reduced |
| Stifel Financial Corp | 219,123 | $1.29M | 0.00% | −25,098−10.3% | Reduced |
| Advisors Asset Management, Inc. | 217,529 | $1.29M | 0.02% | −59,514−21.5% | Reduced |
| Gill Capital Partners, LLC | 204,912 | $1.21M | 0.57% | −18,246−8.2% | Reduced |
| Invesco Ltd. | 201,196 | $1.19M | 0.00% | +65,052+47.8% | Added |
| Harbour Investments, Inc. | 192,886 | $1.14M | 0.04% | +15,271+8.6% | Added |
| Mid Atlantic Financial Management Inc | 191,715 | $1.13M | 0.08% | +1,100+0.6% | Added |
| Park Avenue Securities LLC | 169,403 | $1.00M | 0.02% | +8,687+5.4% | Added |
| Shaker Financial Services, LLC | 167,411 | $989.0K | 0.37% | +31,862+23.5% | Added |
| Envestnet Asset Management Inc | 166,864 | $986.0K | 0.00% | +9,114+5.8% | Added |
| Wells Fargo & Company | 165,027 | $976.0K | 0.00% | −7,257−4.2% | Reduced |
| Mariner Investment Group LLC | 106,376 | $629.0K | 1.38% | −37,168−25.9% | Reduced |
| Horizon Kinetics Asset Management LLC | 105,209 | $622.0K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 99,363 | $591.0K | 0.00% | −3,233−3.2% | Reduced |
| Janney Montgomery Scott LLC | 98,380 | $581.0K | 0.00% | +500+0.5% | Added |
| E&G Advisors, LP | 0 | $566.0K | 0.15% | −98,300−100.0% | Reduced |
| Virtus ETF Advisers LLC | 91,006 | $538.0K | 0.22% | +24,795+37.4% | Added |
| Commonwealth Equity Services, LLC | 82,425 | $487.0K | 0.00% | +4,484+5.8% | Added |
| Sit Investment Associates Inc | 81,408 | $481.0K | 0.01% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 71,434 | $422.0K | 0.00% | +71,434 | New |
| Robinson Capital Management, LLC | 64,455 | $379.0K | 0.21% | +63,905+11,619.1% | Added |
| Private Advisor Group, LLC | 50,792 | $300.0K | 0.00% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 48,130 | $284.0K | 0.01% | −6,142−11.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 43,916 | $260.0K | 0.00% | −74,106−62.8% | Reduced |
| 6 Meridian | 38,764 | $229.0K | 0.02% | +38,764 | New |
| Royal Bank of Canada | 36,217 | $214.0K | 0.00% | +3,853+11.9% | Added |
| D.A. Davidson & Co. | 35,988 | $213.0K | 0.00% | −2,256−5.9% | Reduced |
| Nations Financial Group Inc, | 33,252 | $197.0K | 0.03% | −550−1.6% | Reduced |
| LPL Financial LLC | 31,591 | $187.0K | 0.00% | +4,049+14.7% | Added |
| Oppenheimer & Co Inc | 29,500 | $174.0K | 0.00% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 29,400 | $174.0K | 0.02% | +29,400 | New |
| Integrated Capital Management, Inc. | 28,596 | $169.0K | 0.13% | +3,049+11.9% | Added |
| Congress Park Capital LLC | 28,000 | $165.0K | 0.08% | 00.0% | Unchanged |
| National Asset Management, Inc. | 23,277 | $138.0K | 0.00% | −70.0% | Reduced |
| Thrivent Financial for Lutherans | 22,958 | $136.0K | 0.00% | 00.0% | Unchanged |
| Relative Value Partners Group, LLC | 20,000 | $119.0K | 0.01% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 19,100 | $112.0K | 0.05% | −14,538−43.2% | Reduced |
| Cetera Investment Advisers | 18,528 | $110.0K | 0.00% | +3,924+26.9% | Added |
| Elk River Wealth Management, LLC | 16,800 | $100.0K | 0.03% | 00.0% | Unchanged |
| Bank of America Corp | 16,015 | $95.0K | 0.00% | −13,319−45.4% | Reduced |
| MML Investors Services, LLC | 15,357 | $91.0K | 0.00% | +276+1.8% | Added |
| Geneos Wealth Management Inc. | 14,269 | $83.0K | 0.00% | +1,135+8.6% | Added |
| Nwam LLC | 14,100 | $83.0K | 0.01% | +3,500+33.0% | Added |
| Truist Financial Corp | 13,093 | $77.0K | 0.00% | 00.0% | Unchanged |
| WealthShield Partners, LLC | 12,978 | $77.0K | 0.01% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 12,333 | $73.0K | 0.00% | +34+0.3% | Added |
| Ausdal Financial Partners, Inc. | 12,274 | $73.0K | 0.01% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 11,089 | $66.0K | 0.00% | +1,060+10.6% | Added |
| Raymond James & Associates | 11,048 | $65.0K | 0.00% | −2,560−18.8% | Reduced |
| Sigma Planning Corp | 10,815 | $64.0K | 0.00% | 00.0% | Unchanged |
| CPWM, LLC | 10,415 | $62.0K | 0.00% | 00.0% | Unchanged |
| Davenport & Co LLC | 10,300 | $61.0K | 0.00% | 00.0% | Unchanged |
| Platform Technology Partners | 10,125 | $60.0K | 0.02% | +10,125 | New |
| Camelot Portfolios, LLC | 10,000 | $59.0K | 0.02% | 00.0% | Unchanged |
| Visionary Wealth Advisors | 10,000 | $59.0K | 0.01% | 00.0% | Unchanged |
| Citigroup Inc | 6,986 | $41.0K | 0.00% | +1,585+29.3% | Added |
| Patriot Financial Group Insurance Agency, LLC | 2,600 | $15.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 2,300 | $13.6K | 0.00% | +1,000+76.9% | Added |
| Albion Financial Group | 1,700 | $10.0K | 0.00% | +1,700 | New |
| Arkadios Wealth Advisors | 1,037 | $6.00K | 0.00% | +1,037 | New |
| Bellevue Asset Management, LLC | 250 | $1.00K | 0.00% | 00.0% | Unchanged |
| Panagora Asset Management Inc | 131 | $1.00K | 0.00% | +131 | New |
| Newbridge Financial Services Group, Inc. | 142 | $1.00K | 0.00% | +142 | New |
| Assetmark, Inc | 71 | $0 | 0.00% | 00.0% | Unchanged |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −2,467,355−100.0% | Sold out |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −348,930−100.0% | Sold out |
| Archer Investment Corp | 0 | $0 | 0.00% | −27,418−100.0% | Sold out |
| Family Management Corp | 0 | $0 | 0.00% | −20,162−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −14,936−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −10,125−100.0% | Sold out |
| Wealthcare Capital Management LLC | 0 | $0 | 0.00% | −4,648−100.0% | Sold out |
| Eaton Vance Management | 0 | $0 | 0.00% | −114−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −47−100.0% | Sold out |