Nuveen Senior Income Fund
NSLDelisted Jul 31, 2023- SEC CIK
- 0001093428
Nuveen Senior Income Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 82 institutions reported holding it in 13F filings for Q2 2023, worth $51.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in Nuveen Senior Income Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 67
- −4 vs. Q2 2021
- Shares held
- 7.36M
- −1.77M (−19.3%) vs. Q2 2021
- Total value
- $43.1M
- −$11.4M (−21.0%) vs. Q2 2021
- New holders
- 4
- 19 more added
- Sold out
- 8
- 27 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NSL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $5 |
| Q1 2026 | 1 | $5 |
| Q4 2025 | 1 | $5 |
| Q3 2025 | 1 | $5 |
| Q2 2025 | 1 | $5 |
| Q1 2025 | 1 | $5 |
| Q4 2024 | 1 | $5 |
| Q3 2024 | 1 | $5 |
| Q2 2024 | 1 | $5 |
| Q1 2024 | 1 | $5 |
| Q4 2023 | 1 | $5 |
| Q3 2023 | 3 | $43.4K |
| Q2 2023 | 82 | $51.7M |
| Q1 2023 | 76 | $49.4M |
| Q4 2022 | 80 | $46.7M |
| Q3 2022 | 73 | $46.4M |
| Q2 2022 | 78 | $41.2M |
| Q1 2022 | 68 | $36.0M |
| Q4 2021 | 75 | $47.8M |
| Q3 2021 | 67 | $43.1M |
| Q2 2021 | 71 | $54.5M |
| Q1 2021 | 72 | $66.7M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Nuveen Senior Income Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Rivernorth Capital Management, LLC | 1,085,093 | $6.35M | 0.34% | +1,085,093 | New |
| Morgan Stanley | 562,689 | $3.29M | 0.00% | +127,994+29.4% | Added |
| Parametric Portfolio Associates LLC | 552,398 | $3.23M | 0.00% | +25,689+4.9% | Added |
| Guggenheim Capital LLC | 530,442 | $3.10M | 0.02% | +124,005+30.5% | Added |
| Shaker Financial Services, LLC | 445,263 | $2.60M | 1.04% | +277,852+166.0% | Added |
| Northwestern Mutual Wealth Management Co | 425,401 | $2.49M | 0.00% | −242,164−36.3% | Reduced |
| Next Capital Management LLC | 347,443 | $2.04M | 1.48% | −20,744−5.6% | Reduced |
| UBS Group AG | 325,547 | $1.91M | 0.00% | +50,314+18.3% | Added |
| Invesco Ltd. | 266,251 | $1.56M | 0.00% | +65,055+32.3% | Added |
| Harbour Investments, Inc. | 194,646 | $1.14M | 0.04% | +1,760+0.9% | Added |
| Gill Capital Partners, LLC | 184,788 | $1.08M | 0.49% | −20,124−9.8% | Reduced |
| Park Avenue Securities LLC | 183,110 | $1.07M | 0.02% | +13,707+8.1% | Added |
| Envestnet Asset Management Inc | 181,056 | $1.06M | 0.00% | +14,192+8.5% | Added |
| Stifel Financial Corp | 178,244 | $1.04M | 0.00% | −40,879−18.7% | Reduced |
| Mid Atlantic Financial Management Inc | 144,315 | $844.0K | 0.06% | −47,400−24.7% | Reduced |
| Horizon Kinetics Asset Management LLC | 105,209 | $615.0K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 96,884 | $569.0K | 0.00% | −2,479−2.5% | Reduced |
| E&G Advisors, LP | 95,800 | $560.0K | 0.15% | +95,800 | Added |
| Janney Montgomery Scott LLC | 94,180 | $551.0K | 0.00% | −4,200−4.3% | Reduced |
| Coastal Bridge Advisors, LLC | 92,732 | $542.0K | 0.13% | −937,633−91.0% | Reduced |
| Virtus ETF Advisers LLC | 90,768 | $531.0K | 0.23% | −238−0.3% | Reduced |
| Sit Investment Associates Inc | 81,408 | $476.0K | 0.01% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 79,256 | $464.0K | 0.01% | −138,273−63.6% | Reduced |
| Wells Fargo & Company | 75,865 | $444.0K | 0.00% | −89,162−54.0% | Reduced |
| Change Path, LLC | 75,355 | $441.0K | 0.03% | +75,355 | New |
| Rockefeller Capital Management L.P. | 72,692 | $425.0K | 0.00% | +1,258+1.8% | Added |
| Commonwealth Equity Services, LLC | 67,309 | $393.0K | 0.00% | −15,116−18.3% | Reduced |
| Private Advisor Group, LLC | 49,254 | $288.0K | 0.00% | −1,538−3.0% | Reduced |
| Capital Investment Advisors, LLC | 45,848 | $268.0K | 0.01% | −2,282−4.7% | Reduced |
| LPL Financial LLC | 39,691 | $232.0K | 0.00% | +8,100+25.6% | Added |
| Thrivent Financial for Lutherans | 38,158 | $223.0K | 0.00% | +15,200+66.2% | Added |
| Royal Bank of Canada | 36,233 | $212.0K | 0.00% | +160.0% | Added |
| D.A. Davidson & Co. | 33,571 | $196.0K | 0.00% | −2,417−6.7% | Reduced |
| Nations Financial Group Inc, | 33,252 | $195.0K | 0.03% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 33,461 | $195.0K | 0.16% | +4,865+17.0% | Added |
| Congress Park Capital LLC | 28,000 | $164.0K | 0.08% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 27,400 | $160.0K | 0.02% | −2,000−6.8% | Reduced |
| Robinson Capital Management, LLC | 26,699 | $156.0K | 0.14% | −37,756−58.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 24,826 | $145.0K | 0.00% | −19,090−43.5% | Reduced |
| Ameriprise Financial Inc | 22,867 | $134.0K | 0.00% | +10,534+85.4% | Added |
| National Asset Management, Inc. | 22,330 | $131.0K | 0.00% | −947−4.1% | Reduced |
| Oppenheimer & Co Inc | 20,000 | $117.0K | 0.00% | −9,500−32.2% | Reduced |
| International Assets Investment Management, LLC | 19,153 | $112.0K | 0.02% | +19,153 | New |
| Bank of America Corp | 18,862 | $110.0K | 0.00% | +2,847+17.8% | Added |
| Cetera Investment Advisers | 16,846 | $99.0K | 0.00% | −1,682−9.1% | Reduced |
| Elk River Wealth Management, LLC | 16,800 | $99.0K | 0.03% | 00.0% | Unchanged |
| MML Investors Services, LLC | 15,628 | $91.0K | 0.00% | +271+1.8% | Added |
| Geneos Wealth Management Inc. | 14,269 | $84.0K | 0.00% | 00.0% | Unchanged |
| Nwam LLC | 14,100 | $82.0K | 0.01% | 00.0% | Unchanged |
| Truist Financial Corp | 13,093 | $77.0K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 13,129 | $77.0K | 0.01% | +13,129 | New |
| Ausdal Financial Partners, Inc. | 12,274 | $72.0K | 0.01% | 00.0% | Unchanged |
| Raymond James & Associates | 11,048 | $65.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 10,722 | $63.0K | 0.00% | −367−3.3% | Reduced |
| Sigma Planning Corp | 10,365 | $61.0K | 0.00% | −450−4.2% | Reduced |
| CPWM, LLC | 10,415 | $61.0K | 0.01% | 00.0% | Unchanged |
| Davenport & Co LLC | 10,300 | $60.0K | 0.00% | 00.0% | Unchanged |
| Platform Technology Partners | 10,125 | $59.0K | 0.03% | 00.0% | Unchanged |
| Visionary Wealth Advisors | 10,000 | $59.0K | 0.01% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 7,500 | $43.0K | 0.02% | −11,600−60.7% | Reduced |
| Lindbrook Capital, LLC | 4,269 | $25.0K | 0.01% | −1,954,915−99.8% | Reduced |
| American Portfolios Advisors | 3,800 | $22.2K | 0.00% | +1,500+65.2% | Added |
| Patriot Financial Group Insurance Agency, LLC | 2,600 | $15.0K | 0.00% | 00.0% | Unchanged |
| Albion Financial Group | 1,700 | $10.0K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 715 | $4.00K | 0.00% | −322−31.1% | Reduced |
| Citigroup Inc | 17 | $0 | 0.00% | −6,969−99.8% | Reduced |
| Assetmark, Inc | 71 | $0 | 0.00% | 00.0% | Unchanged |
| Mariner Investment Group LLC | 0 | $0 | 0.00% | −106,376−100.0% | Sold out |
| 6 Meridian | 0 | $0 | 0.00% | −38,764−100.0% | Sold out |
| Relative Value Partners Group, LLC | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| WealthShield Partners, LLC | 0 | $0 | 0.00% | −12,978−100.0% | Sold out |
| Camelot Portfolios, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −131−100.0% | Sold out |
| Bellevue Asset Management, LLC | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −142−100.0% | Sold out |