Nuveen Senior Income Fund
NSL2023/7/31 下市- SEC CIK
- 0001093428
Nuveen Senior Income Fund 已在 2023/7/31 下市；內部人最後一份 Form 4 在 2022/11/22 申報；2023 年第 2 季末有 82 家機構在 13F 申報持有，市值合計 $5,166 萬；大師中只有橡樹資本持有。
2021 年第 3 季 13F 持有人
Nuveen Senior Income Fund 在 2021/9/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 67
- 較 2021 年第 2 季 −4 家
- 持有股數
- 736.4 萬
- 較 2021 年第 2 季 −176.5 萬 (−19.3%)
- 總市值
- $4,308 萬
- 較 2021 年第 2 季 −$1,143 萬 (−21.0%)
- 新進機構
- 4
- 另有 19 家加碼
- 清倉機構
- 8
- 另有 27 家減碼
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 NSL 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 1 | $5 |
| 2026 年第 1 季 | 1 | $5 |
| 2025 年第 4 季 | 1 | $5 |
| 2025 年第 3 季 | 1 | $5 |
| 2025 年第 2 季 | 1 | $5 |
| 2025 年第 1 季 | 1 | $5 |
| 2024 年第 4 季 | 1 | $5 |
| 2024 年第 3 季 | 1 | $5 |
| 2024 年第 2 季 | 1 | $5 |
| 2024 年第 1 季 | 1 | $5 |
| 2023 年第 4 季 | 1 | $5 |
| 2023 年第 3 季 | 3 | $4.34 萬 |
| 2023 年第 2 季 | 82 | $5,166 萬 |
| 2023 年第 1 季 | 76 | $4,939 萬 |
| 2022 年第 4 季 | 80 | $4,667 萬 |
| 2022 年第 3 季 | 73 | $4,645 萬 |
| 2022 年第 2 季 | 78 | $4,120 萬 |
| 2022 年第 1 季 | 68 | $3,597 萬 |
| 2021 年第 4 季 | 75 | $4,776 萬 |
| 2021 年第 3 季 | 67 | $4,308 萬 |
| 2021 年第 2 季 | 71 | $5,451 萬 |
| 2021 年第 1 季 | 72 | $6,672 萬 |
2021 年第 3 季持有機構
每家機構持有 Nuveen Senior Income Fund 的股數、市值與佔組合比重；股數變化跟 2021 年第 2 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Rivernorth Capital Management, LLC | 1,085,093 | $634.8 萬 | 0.34% | +1,085,093 | 新進 |
| Morgan Stanley | 562,689 | $329.2 萬 | 0.00% | +127,994+29.4% | 加碼 |
| Parametric Portfolio Associates LLC | 552,398 | $323.2 萬 | 0.00% | +25,689+4.9% | 加碼 |
| Guggenheim Capital LLC | 530,442 | $310.3 萬 | 0.02% | +124,005+30.5% | 加碼 |
| Shaker Financial Services, LLC | 445,263 | $260.5 萬 | 1.04% | +277,852+166.0% | 加碼 |
| Northwestern Mutual Wealth Management Co | 425,401 | $248.9 萬 | 0.00% | −242,164−36.3% | 減碼 |
| Next Capital Management LLC | 347,443 | $203.5 萬 | 1.48% | −20,744−5.6% | 減碼 |
| UBS Group AG | 325,547 | $190.5 萬 | 0.00% | +50,314+18.3% | 加碼 |
| Invesco Ltd. | 266,251 | $155.8 萬 | 0.00% | +65,055+32.3% | 加碼 |
| Harbour Investments, Inc. | 194,646 | $113.9 萬 | 0.04% | +1,760+0.9% | 加碼 |
| Gill Capital Partners, LLC | 184,788 | $108.1 萬 | 0.49% | −20,124−9.8% | 減碼 |
| Park Avenue Securities LLC | 183,110 | $107.1 萬 | 0.02% | +13,707+8.1% | 加碼 |
| Envestnet Asset Management Inc | 181,056 | $105.9 萬 | 0.00% | +14,192+8.5% | 加碼 |
| Stifel Financial Corp | 178,244 | $104.3 萬 | 0.00% | −40,879−18.7% | 減碼 |
| Mid Atlantic Financial Management Inc | 144,315 | $84.4 萬 | 0.06% | −47,400−24.7% | 減碼 |
| Horizon Kinetics Asset Management LLC | 105,209 | $61.5 萬 | 0.01% | 00.0% | 不變 |
| Advisor Group Holdings, Inc. | 96,884 | $56.9 萬 | 0.00% | −2,479−2.5% | 減碼 |
| E&G Advisors, LP | 95,800 | $56.0 萬 | 0.15% | +95,800 | 加碼 |
| Janney Montgomery Scott LLC | 94,180 | $55.1 萬 | 0.00% | −4,200−4.3% | 減碼 |
| Coastal Bridge Advisors, LLC | 92,732 | $54.2 萬 | 0.13% | −937,633−91.0% | 減碼 |
| Virtus ETF Advisers LLC | 90,768 | $53.1 萬 | 0.23% | −238−0.3% | 減碼 |
| Sit Investment Associates Inc | 81,408 | $47.6 萬 | 0.01% | 00.0% | 不變 |
| Advisors Asset Management, Inc. | 79,256 | $46.4 萬 | 0.01% | −138,273−63.6% | 減碼 |
| Wells Fargo & Company | 75,865 | $44.4 萬 | 0.00% | −89,162−54.0% | 減碼 |
| Change Path, LLC | 75,355 | $44.1 萬 | 0.03% | +75,355 | 新進 |
| Rockefeller Capital Management L.P. | 72,692 | $42.5 萬 | 0.00% | +1,258+1.8% | 加碼 |
| Commonwealth Equity Services, LLC | 67,309 | $39.3 萬 | 0.00% | −15,116−18.3% | 減碼 |
| Private Advisor Group, LLC | 49,254 | $28.8 萬 | 0.00% | −1,538−3.0% | 減碼 |
| Capital Investment Advisors, LLC | 45,848 | $26.8 萬 | 0.01% | −2,282−4.7% | 減碼 |
| LPL Financial LLC | 39,691 | $23.2 萬 | 0.00% | +8,100+25.6% | 加碼 |
| Thrivent Financial for Lutherans | 38,158 | $22.3 萬 | 0.00% | +15,200+66.2% | 加碼 |
| Royal Bank of Canada | 36,233 | $21.2 萬 | 0.00% | +160.0% | 加碼 |
| D.A. Davidson & Co. | 33,571 | $19.6 萬 | 0.00% | −2,417−6.7% | 減碼 |
| Nations Financial Group Inc, | 33,252 | $19.5 萬 | 0.03% | 00.0% | 不變 |
| Integrated Capital Management, Inc. | 33,461 | $19.5 萬 | 0.16% | +4,865+17.0% | 加碼 |
| Congress Park Capital LLC | 28,000 | $16.4 萬 | 0.08% | 00.0% | 不變 |
| Kovack Advisors, Inc. | 27,400 | $16.0 萬 | 0.02% | −2,000−6.8% | 減碼 |
| Robinson Capital Management, LLC | 26,699 | $15.6 萬 | 0.14% | −37,756−58.6% | 減碼 |
| Cambridge Investment Research Advisors, Inc. | 24,826 | $14.5 萬 | 0.00% | −19,090−43.5% | 減碼 |
| Ameriprise Financial Inc | 22,867 | $13.4 萬 | 0.00% | +10,534+85.4% | 加碼 |
| National Asset Management, Inc. | 22,330 | $13.1 萬 | 0.00% | −947−4.1% | 減碼 |
| Oppenheimer & Co Inc | 20,000 | $11.7 萬 | 0.00% | −9,500−32.2% | 減碼 |
| International Assets Investment Management, LLC | 19,153 | $11.2 萬 | 0.02% | +19,153 | 新進 |
| Bank of America Corp | 18,862 | $11.0 萬 | 0.00% | +2,847+17.8% | 加碼 |
| Cetera Investment Advisers | 16,846 | $9.90 萬 | 0.00% | −1,682−9.1% | 減碼 |
| Elk River Wealth Management, LLC | 16,800 | $9.90 萬 | 0.03% | 00.0% | 不變 |
| MML Investors Services, LLC | 15,628 | $9.10 萬 | 0.00% | +271+1.8% | 加碼 |
| Geneos Wealth Management Inc. | 14,269 | $8.40 萬 | 0.00% | 00.0% | 不變 |
| Nwam LLC | 14,100 | $8.20 萬 | 0.01% | 00.0% | 不變 |
| Truist Financial Corp | 13,093 | $7.70 萬 | 0.00% | 00.0% | 不變 |
| Virtu Financial LLC | 13,129 | $7.70 萬 | 0.01% | +13,129 | 新進 |
| Ausdal Financial Partners, Inc. | 12,274 | $7.20 萬 | 0.01% | 00.0% | 不變 |
| Raymond James & Associates | 11,048 | $6.50 萬 | 0.00% | 00.0% | 不變 |
| Raymond James Financial Services Advisors, Inc. | 10,722 | $6.30 萬 | 0.00% | −367−3.3% | 減碼 |
| Sigma Planning Corp | 10,365 | $6.10 萬 | 0.00% | −450−4.2% | 減碼 |
| CPWM, LLC | 10,415 | $6.10 萬 | 0.01% | 00.0% | 不變 |
| Davenport & Co LLC | 10,300 | $6.00 萬 | 0.00% | 00.0% | 不變 |
| Platform Technology Partners | 10,125 | $5.90 萬 | 0.03% | 00.0% | 不變 |
| Visionary Wealth Advisors | 10,000 | $5.90 萬 | 0.01% | 00.0% | 不變 |
| FNY Investment Advisers, LLC | 7,500 | $4.30 萬 | 0.02% | −11,600−60.7% | 減碼 |
| Lindbrook Capital, LLC | 4,269 | $2.50 萬 | 0.01% | −1,954,915−99.8% | 減碼 |
| American Portfolios Advisors | 3,800 | $2.22 萬 | 0.00% | +1,500+65.2% | 加碼 |
| Patriot Financial Group Insurance Agency, LLC | 2,600 | $1.50 萬 | 0.00% | 00.0% | 不變 |
| Albion Financial Group | 1,700 | $1.00 萬 | 0.00% | 00.0% | 不變 |
| Arkadios Wealth Advisors | 715 | $4,000 | 0.00% | −322−31.1% | 減碼 |
| Citigroup Inc | 17 | $0 | 0.00% | −6,969−99.8% | 減碼 |
| Assetmark, Inc | 71 | $0 | 0.00% | 00.0% | 不變 |
| Mariner Investment Group LLC | 0 | $0 | 0.00% | −106,376−100.0% | 清倉 |
| 6 Meridian | 0 | $0 | 0.00% | −38,764−100.0% | 清倉 |
| Relative Value Partners Group, LLC | 0 | $0 | 0.00% | −20,000−100.0% | 清倉 |
| WealthShield Partners, LLC | 0 | $0 | 0.00% | −12,978−100.0% | 清倉 |
| Camelot Portfolios, LLC | 0 | $0 | 0.00% | −10,000−100.0% | 清倉 |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −131−100.0% | 清倉 |
| Bellevue Asset Management, LLC | 0 | $0 | 0.00% | −250−100.0% | 清倉 |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −142−100.0% | 清倉 |