Nuveen Senior Income Fund
NSL2023/7/31 下市- SEC CIK
- 0001093428
Nuveen Senior Income Fund 已在 2023/7/31 下市；內部人最後一份 Form 4 在 2022/11/22 申報；2023 年第 2 季末有 82 家機構在 13F 申報持有，市值合計 $5,166 萬；大師中只有橡樹資本持有。
2021 年第 2 季 13F 持有人
Nuveen Senior Income Fund 在 2021/6/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 71
- 較 2021 年第 1 季 −1 家
- 持有股數
- 912.9 萬
- 較 2021 年第 1 季 −276.4 萬 (−23.2%)
- 總市值
- $5,451 萬
- 較 2021 年第 1 季 −$1,220 萬 (−18.3%)
- 新進機構
- 8
- 另有 25 家加碼
- 清倉機構
- 9
- 另有 19 家減碼
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 NSL 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 1 | $5 |
| 2026 年第 1 季 | 1 | $5 |
| 2025 年第 4 季 | 1 | $5 |
| 2025 年第 3 季 | 1 | $5 |
| 2025 年第 2 季 | 1 | $5 |
| 2025 年第 1 季 | 1 | $5 |
| 2024 年第 4 季 | 1 | $5 |
| 2024 年第 3 季 | 1 | $5 |
| 2024 年第 2 季 | 1 | $5 |
| 2024 年第 1 季 | 1 | $5 |
| 2023 年第 4 季 | 1 | $5 |
| 2023 年第 3 季 | 3 | $4.34 萬 |
| 2023 年第 2 季 | 82 | $5,166 萬 |
| 2023 年第 1 季 | 76 | $4,939 萬 |
| 2022 年第 4 季 | 80 | $4,667 萬 |
| 2022 年第 3 季 | 73 | $4,645 萬 |
| 2022 年第 2 季 | 78 | $4,120 萬 |
| 2022 年第 1 季 | 68 | $3,597 萬 |
| 2021 年第 4 季 | 75 | $4,776 萬 |
| 2021 年第 3 季 | 67 | $4,308 萬 |
| 2021 年第 2 季 | 71 | $5,451 萬 |
| 2021 年第 1 季 | 72 | $6,672 萬 |
2021 年第 2 季持有機構
每家機構持有 Nuveen Senior Income Fund 的股數、市值與佔組合比重；股數變化跟 2021 年第 1 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Lindbrook Capital, LLC | 1,959,184 | $1,158 萬 | 2.59% | −2,929−0.1% | 減碼 |
| Coastal Bridge Advisors, LLC | 1,030,365 | $608.9 萬 | 1.25% | −66,190−6.0% | 減碼 |
| Northwestern Mutual Wealth Management Co | 667,565 | $394.6 萬 | 0.01% | +72,839+12.2% | 加碼 |
| Parametric Portfolio Associates LLC | 526,709 | $311.3 萬 | 0.00% | +97,791+22.8% | 加碼 |
| Morgan Stanley | 434,695 | $256.9 萬 | 0.00% | +100,447+30.1% | 加碼 |
| Guggenheim Capital LLC | 406,437 | $240.2 萬 | 0.01% | +62,538+18.2% | 加碼 |
| Next Capital Management LLC | 368,187 | $216.9 萬 | 1.38% | −111,140−23.2% | 減碼 |
| UBS Group AG | 275,233 | $162.7 萬 | 0.00% | −62,078−18.4% | 減碼 |
| Stifel Financial Corp | 219,123 | $129.5 萬 | 0.00% | −25,098−10.3% | 減碼 |
| Advisors Asset Management, Inc. | 217,529 | $128.6 萬 | 0.02% | −59,514−21.5% | 減碼 |
| Gill Capital Partners, LLC | 204,912 | $121.1 萬 | 0.57% | −18,246−8.2% | 減碼 |
| Invesco Ltd. | 201,196 | $118.9 萬 | 0.00% | +65,052+47.8% | 加碼 |
| Harbour Investments, Inc. | 192,886 | $114.0 萬 | 0.04% | +15,271+8.6% | 加碼 |
| Mid Atlantic Financial Management Inc | 191,715 | $113.3 萬 | 0.08% | +1,100+0.6% | 加碼 |
| Park Avenue Securities LLC | 169,403 | $100.1 萬 | 0.02% | +8,687+5.4% | 加碼 |
| Shaker Financial Services, LLC | 167,411 | $98.9 萬 | 0.37% | +31,862+23.5% | 加碼 |
| Envestnet Asset Management Inc | 166,864 | $98.6 萬 | 0.00% | +9,114+5.8% | 加碼 |
| Wells Fargo & Company | 165,027 | $97.6 萬 | 0.00% | −7,257−4.2% | 減碼 |
| Mariner Investment Group LLC | 106,376 | $62.9 萬 | 1.38% | −37,168−25.9% | 減碼 |
| Horizon Kinetics Asset Management LLC | 105,209 | $62.2 萬 | 0.01% | 00.0% | 不變 |
| Advisor Group Holdings, Inc. | 99,363 | $59.1 萬 | 0.00% | −3,233−3.2% | 減碼 |
| Janney Montgomery Scott LLC | 98,380 | $58.1 萬 | 0.00% | +500+0.5% | 加碼 |
| E&G Advisors, LP | 0 | $56.6 萬 | 0.15% | −98,300−100.0% | 減碼 |
| Virtus ETF Advisers LLC | 91,006 | $53.8 萬 | 0.22% | +24,795+37.4% | 加碼 |
| Commonwealth Equity Services, LLC | 82,425 | $48.7 萬 | 0.00% | +4,484+5.8% | 加碼 |
| Sit Investment Associates Inc | 81,408 | $48.1 萬 | 0.01% | 00.0% | 不變 |
| Rockefeller Capital Management L.P. | 71,434 | $42.2 萬 | 0.00% | +71,434 | 新進 |
| Robinson Capital Management, LLC | 64,455 | $37.9 萬 | 0.21% | +63,905+11,619.1% | 加碼 |
| Private Advisor Group, LLC | 50,792 | $30.0 萬 | 0.00% | 00.0% | 不變 |
| Capital Investment Advisors, LLC | 48,130 | $28.4 萬 | 0.01% | −6,142−11.3% | 減碼 |
| Cambridge Investment Research Advisors, Inc. | 43,916 | $26.0 萬 | 0.00% | −74,106−62.8% | 減碼 |
| 6 Meridian | 38,764 | $22.9 萬 | 0.02% | +38,764 | 新進 |
| Royal Bank of Canada | 36,217 | $21.4 萬 | 0.00% | +3,853+11.9% | 加碼 |
| D.A. Davidson & Co. | 35,988 | $21.3 萬 | 0.00% | −2,256−5.9% | 減碼 |
| Nations Financial Group Inc, | 33,252 | $19.7 萬 | 0.03% | −550−1.6% | 減碼 |
| LPL Financial LLC | 31,591 | $18.7 萬 | 0.00% | +4,049+14.7% | 加碼 |
| Oppenheimer & Co Inc | 29,500 | $17.4 萬 | 0.00% | 00.0% | 不變 |
| Kovack Advisors, Inc. | 29,400 | $17.4 萬 | 0.02% | +29,400 | 新進 |
| Integrated Capital Management, Inc. | 28,596 | $16.9 萬 | 0.13% | +3,049+11.9% | 加碼 |
| Congress Park Capital LLC | 28,000 | $16.5 萬 | 0.08% | 00.0% | 不變 |
| National Asset Management, Inc. | 23,277 | $13.8 萬 | 0.00% | −70.0% | 減碼 |
| Thrivent Financial for Lutherans | 22,958 | $13.6 萬 | 0.00% | 00.0% | 不變 |
| Relative Value Partners Group, LLC | 20,000 | $11.9 萬 | 0.01% | 00.0% | 不變 |
| FNY Investment Advisers, LLC | 19,100 | $11.2 萬 | 0.05% | −14,538−43.2% | 減碼 |
| Cetera Investment Advisers | 18,528 | $11.0 萬 | 0.00% | +3,924+26.9% | 加碼 |
| Elk River Wealth Management, LLC | 16,800 | $10.0 萬 | 0.03% | 00.0% | 不變 |
| Bank of America Corp | 16,015 | $9.50 萬 | 0.00% | −13,319−45.4% | 減碼 |
| MML Investors Services, LLC | 15,357 | $9.10 萬 | 0.00% | +276+1.8% | 加碼 |
| Geneos Wealth Management Inc. | 14,269 | $8.30 萬 | 0.00% | +1,135+8.6% | 加碼 |
| Nwam LLC | 14,100 | $8.30 萬 | 0.01% | +3,500+33.0% | 加碼 |
| Truist Financial Corp | 13,093 | $7.70 萬 | 0.00% | 00.0% | 不變 |
| WealthShield Partners, LLC | 12,978 | $7.70 萬 | 0.01% | 00.0% | 不變 |
| Ameriprise Financial Inc | 12,333 | $7.30 萬 | 0.00% | +34+0.3% | 加碼 |
| Ausdal Financial Partners, Inc. | 12,274 | $7.30 萬 | 0.01% | 00.0% | 不變 |
| Raymond James Financial Services Advisors, Inc. | 11,089 | $6.60 萬 | 0.00% | +1,060+10.6% | 加碼 |
| Raymond James & Associates | 11,048 | $6.50 萬 | 0.00% | −2,560−18.8% | 減碼 |
| Sigma Planning Corp | 10,815 | $6.40 萬 | 0.00% | 00.0% | 不變 |
| CPWM, LLC | 10,415 | $6.20 萬 | 0.00% | 00.0% | 不變 |
| Davenport & Co LLC | 10,300 | $6.10 萬 | 0.00% | 00.0% | 不變 |
| Platform Technology Partners | 10,125 | $6.00 萬 | 0.02% | +10,125 | 新進 |
| Camelot Portfolios, LLC | 10,000 | $5.90 萬 | 0.02% | 00.0% | 不變 |
| Visionary Wealth Advisors | 10,000 | $5.90 萬 | 0.01% | 00.0% | 不變 |
| Citigroup Inc | 6,986 | $4.10 萬 | 0.00% | +1,585+29.3% | 加碼 |
| Patriot Financial Group Insurance Agency, LLC | 2,600 | $1.50 萬 | 0.00% | 00.0% | 不變 |
| American Portfolios Advisors | 2,300 | $1.36 萬 | 0.00% | +1,000+76.9% | 加碼 |
| Albion Financial Group | 1,700 | $1.00 萬 | 0.00% | +1,700 | 新進 |
| Arkadios Wealth Advisors | 1,037 | $6,000 | 0.00% | +1,037 | 新進 |
| Bellevue Asset Management, LLC | 250 | $1,000 | 0.00% | 00.0% | 不變 |
| Panagora Asset Management Inc | 131 | $1,000 | 0.00% | +131 | 新進 |
| Newbridge Financial Services Group, Inc. | 142 | $1,000 | 0.00% | +142 | 新進 |
| Assetmark, Inc | 71 | $0 | 0.00% | 00.0% | 不變 |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −2,467,355−100.0% | 清倉 |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −348,930−100.0% | 清倉 |
| Archer Investment Corp | 0 | $0 | 0.00% | −27,418−100.0% | 清倉 |
| Family Management Corp | 0 | $0 | 0.00% | −20,162−100.0% | 清倉 |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −14,936−100.0% | 清倉 |
| Spire Wealth Management | 0 | $0 | 0.00% | −10,125−100.0% | 清倉 |
| Wealthcare Capital Management LLC | 0 | $0 | 0.00% | −4,648−100.0% | 清倉 |
| Eaton Vance Management | 0 | $0 | 0.00% | −114−100.0% | 清倉 |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −47−100.0% | 清倉 |