Nuveen Senior Income Fund
NSL2023/7/31 下市- SEC CIK
- 0001093428
Nuveen Senior Income Fund 已在 2023/7/31 下市；內部人最後一份 Form 4 在 2022/11/22 申報；2023 年第 2 季末有 82 家機構在 13F 申報持有，市值合計 $5,166 萬；大師中只有橡樹資本持有。
2023 年第 1 季 13F 持有人
Nuveen Senior Income Fund 在 2023/3/31 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 76
- 較 2022 年第 4 季 −3 家
- 持有股數
- 1,068 萬
- 較 2022 年第 4 季 +44.7 萬 (+4.4%)
- 總市值
- $4,939 萬
- 較 2022 年第 4 季 +$272.3 萬 (+5.8%)
- 新進機構
- 9
- 另有 27 家加碼
- 清倉機構
- 12
- 另有 24 家減碼
另有 1 家機構在 2022 年第 4 季持有、還沒有申報 2023 年第 1 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 NSL 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 1 | $5 |
| 2026 年第 1 季 | 1 | $5 |
| 2025 年第 4 季 | 1 | $5 |
| 2025 年第 3 季 | 1 | $5 |
| 2025 年第 2 季 | 1 | $5 |
| 2025 年第 1 季 | 1 | $5 |
| 2024 年第 4 季 | 1 | $5 |
| 2024 年第 3 季 | 1 | $5 |
| 2024 年第 2 季 | 1 | $5 |
| 2024 年第 1 季 | 1 | $5 |
| 2023 年第 4 季 | 1 | $5 |
| 2023 年第 3 季 | 3 | $4.34 萬 |
| 2023 年第 2 季 | 82 | $5,166 萬 |
| 2023 年第 1 季 | 76 | $4,939 萬 |
| 2022 年第 4 季 | 80 | $4,667 萬 |
| 2022 年第 3 季 | 73 | $4,645 萬 |
| 2022 年第 2 季 | 78 | $4,120 萬 |
| 2022 年第 1 季 | 68 | $3,597 萬 |
| 2021 年第 4 季 | 75 | $4,776 萬 |
| 2021 年第 3 季 | 67 | $4,308 萬 |
| 2021 年第 2 季 | 71 | $5,451 萬 |
| 2021 年第 1 季 | 72 | $6,672 萬 |
2023 年第 1 季持有機構
每家機構持有 Nuveen Senior Income Fund 的股數、市值與佔組合比重；股數變化跟 2022 年第 4 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Oaktree Capital Management LP大師橡樹資本 | 1,669,270 | $769.5 萬 | 0.09% | 00.0% | 不變 |
| Guggenheim Capital LLC | 870,205 | $401.2 萬 | 0.03% | −41,462−4.5% | 減碼 |
| Morgan Stanley | 795,783 | $366.9 萬 | 0.00% | +2000.0% | 加碼 |
| Invesco Ltd. | 742,460 | $342.3 萬 | 0.00% | +93,336+14.4% | 加碼 |
| Rivernorth Capital Management, LLC | 679,725 | $314.7 萬 | 0.15% | −440,137−39.3% | 減碼 |
| Shaker Financial Services, LLC | 592,354 | $275.7 萬 | 1.20% | +5,994+1.0% | 加碼 |
| UBS Group AG | 574,949 | $265.1 萬 | 0.00% | +65,107+12.8% | 加碼 |
| Sit Investment Associates Inc | 434,708 | $200.4 萬 | 0.05% | +414,408+2,041.4% | 加碼 |
| Next Capital Management LLC | 371,379 | $171.5 萬 | 0.83% | −40,715−9.9% | 減碼 |
| 1607 Capital Partners, LLC | 313,400 | $144.5 萬 | 0.10% | 00.0% | 不變 |
| Advisors Asset Management, Inc. | 306,259 | $141.2 萬 | 0.03% | −6,353−2.0% | 減碼 |
| Wolverine Asset Management LLC | 245,575 | $113.2 萬 | 0.02% | +234,980+2,217.8% | 加碼 |
| Almitas Capital LLC | 216,713 | $99.9 萬 | 0.48% | +216,713 | 新進 |
| Envestnet Asset Management Inc | 203,152 | $93.7 萬 | 0.00% | −21,049−9.4% | 減碼 |
| Park Avenue Securities LLC | 195,880 | $90.3 萬 | 0.02% | −8,749−4.3% | 減碼 |
| Logan Stone Capital, LLC | 185,416 | $85.5 萬 | 0.34% | +35,140+23.4% | 加碼 |
| Gill Capital Partners, LLC | 161,460 | $74.4 萬 | 0.33% | +1,568+1.0% | 加碼 |
| Coastal Bridge Advisors, LLC | 144,696 | $66.7 萬 | 0.17% | +41,929+40.8% | 加碼 |
| LPL Financial LLC | 119,050 | $54.9 萬 | 0.00% | −630−0.5% | 減碼 |
| Bank of America Corp | 116,451 | $53.7 萬 | 0.00% | +24,113+26.1% | 加碼 |
| Riverbridge Partners LLC | 116,386 | $53.7 萬 | 0.01% | +3,585+3.2% | 加碼 |
| Horizon Kinetics Asset Management LLC | 105,209 | $48.5 萬 | 0.01% | 00.0% | 不變 |
| GWM Advisors LLC | 102,815 | $46.6 萬 | 0.01% | −3,200−3.0% | 減碼 |
| Janney Montgomery Scott LLC | 88,150 | $40.6 萬 | 0.00% | 00.0% | 不變 |
| Rockefeller Capital Management L.P. | 82,682 | $38.1 萬 | 0.00% | −4,895−5.6% | 減碼 |
| Wells Fargo & Company | 80,638 | $37.2 萬 | 0.00% | −3,477−4.1% | 減碼 |
| E&G Advisors, LP | 80,300 | $37.0 萬 | 0.14% | 00.0% | 不變 |
| Advisor Group Holdings, Inc. | 79,075 | $36.5 萬 | 0.00% | −27,650−25.9% | 減碼 |
| Royal Bank of Canada | 78,717 | $36.3 萬 | 0.00% | +35,757+83.2% | 加碼 |
| Virtus ETF Advisers LLC | 74,558 | $34.4 萬 | 0.19% | +4,357+6.2% | 加碼 |
| Harbour Investments, Inc. | 66,860 | $30.8 萬 | 0.02% | +2,597+4.0% | 加碼 |
| Private Advisor Group, LLC | 61,238 | $28.2 萬 | 0.00% | +325+0.5% | 加碼 |
| Integrated Wealth Concepts LLC | 60,688 | $28.0 萬 | 0.01% | 00.0% | 不變 |
| Integrated Capital Management, Inc. | 20,619 | $23.8 萬 | 0.24% | −10,798−34.4% | 減碼 |
| Commonwealth Equity Services, LLC | 49,570 | $22.8 萬 | 0.00% | −3,116−5.9% | 減碼 |
| Capital Investment Advisors, LLC | 49,151 | $22.7 萬 | 0.01% | −1,601−3.2% | 減碼 |
| Nations Financial Group Inc, | 31,989 | $14.7 萬 | 0.02% | −980−3.0% | 減碼 |
| Landscape Capital Management, L.L.C. | 31,074 | $14.3 萬 | 0.02% | −2,761−8.2% | 減碼 |
| Stifel Financial Corp | 30,962 | $14.3 萬 | 0.00% | −9,463−23.4% | 減碼 |
| Susquehanna International Group, LLP | 30,824 | $14.2 萬 | 0.00% | −12,457−28.8% | 減碼 |
| Fortitude Advisory Group L.L.C. | 30,782 | $14.2 萬 | 0.11% | 00.0% | 不變 |
| Raymond James & Associates | 29,078 | $13.4 萬 | 0.00% | −1,020−3.4% | 減碼 |
| Cambridge Investment Research Advisors, Inc. | 28,239 | $13.0 萬 | 0.00% | −774−2.7% | 減碼 |
| International Assets Investment Management, LLC | 26,405 | $12.2 萬 | 0.02% | −2,401−8.3% | 減碼 |
| Drive Wealth Management, LLC | 26,078 | $12.1 萬 | 0.05% | −1,182−4.3% | 減碼 |
| Change Path, LLC | 24,442 | $11.3 萬 | 0.01% | +6,442+35.8% | 加碼 |
| MML Investors Services, LLC | 23,633 | $10.9 萬 | 0.00% | +367+1.6% | 加碼 |
| D.A. Davidson & Co. | 19,649 | $9.06 萬 | 0.00% | +1,127+6.1% | 加碼 |
| National Asset Management, Inc. | 18,515 | $8.62 萬 | 0.00% | 00.0% | 不變 |
| Ameriprise Financial Inc | 17,102 | $7.88 萬 | 0.00% | +4,987+41.2% | 加碼 |
| Independent Wealth Network Inc. | 17,102 | $7.88 萬 | 0.05% | +274+1.6% | 加碼 |
| Advisory Services Network, LLC | 15,521 | $7.16 萬 | 0.00% | +14,000+920.4% | 加碼 |
| Cetera Investment Advisers | 14,859 | $6.85 萬 | 0.00% | −1,297−8.0% | 減碼 |
| Charles Schwab Investment Advisory, Inc. | 14,652 | $6.75 萬 | 0.00% | +390+2.7% | 加碼 |
| Kovack Advisors, Inc. | 13,000 | $5.99 萬 | 0.01% | +13,000 | 新進 |
| PFG Investments, LLC | 10,900 | $5.02 萬 | 0.01% | +10,900 | 新進 |
| Raymond James Financial Services Advisors, Inc. | 10,570 | $4.87 萬 | 0.00% | +10,570 | 新進 |
| CI Private Wealth, LLC | 10,415 | $4.80 萬 | 0.00% | 00.0% | 不變 |
| Sigma Planning Corp | 10,365 | $4.78 萬 | 0.00% | 00.0% | 不變 |
| Davenport & Co LLC | 10,300 | $4.75 萬 | 0.00% | 00.0% | 不變 |
| Visionary Wealth Advisors | 10,000 | $4.61 萬 | 0.00% | 00.0% | 不變 |
| Barrett & Company, Inc. | 7,750 | $3.57 萬 | 0.02% | 00.0% | 不變 |
| Signaturefd, LLC | 7,706 | $3.55 萬 | 0.00% | +135+1.8% | 加碼 |
| Hollencrest Capital Management | 5,738 | $2.65 萬 | 0.00% | +153+2.7% | 加碼 |
| Northwestern Mutual Wealth Management Co | 3,854 | $1.78 萬 | 0.00% | −8,786−69.5% | 減碼 |
| Global Retirement Partners, LLC | 2,668 | $1.22 萬 | 0.00% | +96+3.7% | 加碼 |
| Ameritas Advisory Services, LLC | 2,000 | $9,220 | 0.00% | +2,000 | 新進 |
| CNB Bank | 1,094 | $5,043 | 0.00% | +1,094 | 新進 |
| Hantz Financial Services, Inc. | 1,085 | $5,000 | 0.00% | +1,085 | 新進 |
| Creative Financial Designs Inc | 553 | $2,548 | 0.00% | +10+1.8% | 加碼 |
| Robinson Capital Management, LLC | 325 | $1,502 | 0.00% | +325 | 新進 |
| BDO Wealth Advisors, LLC | 155 | $715 | 0.00% | +155 | 新進 |
| Assetmark, Inc | 71 | $327 | 0.00% | 00.0% | 不變 |
| Lindbrook Capital, LLC | 68 | $313 | 0.00% | 00.0% | 不變 |
| EverSource Wealth Advisors, LLC | 61 | $281 | 0.00% | +30+96.8% | 加碼 |
| Huntington National Bank | – | $5 | 0.00% | – | – |
| Walleye Capital LLC | 0 | $0 | 0.00% | −43,458−100.0% | 清倉 |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −36,393−100.0% | 清倉 |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −21,290−100.0% | 清倉 |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −10,546−100.0% | 清倉 |
| Platform Technology Partners | 0 | $0 | 0.00% | −10,125−100.0% | 清倉 |
| Coppell Advisory Solutions LLC | 0 | $0 | 0.00% | −7,065−100.0% | 清倉 |
| Coppell Advisory Solutions Corp. | 0 | $0 | 0.00% | −7,065−100.0% | 清倉 |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −4,310−100.0% | 清倉 |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −2,080−100.0% | 清倉 |
| Accurate Wealth Management, LLC | 0 | $0 | 0.00% | −1,000−100.0% | 清倉 |
| CWM, LLC | 0 | $0 | 0.00% | −8−100.0% | 清倉 |
| Arete Wealth Advisors, LLC | 0 | $0 | 0.00% | −2,000−100.0% | 清倉 |
| CoreCap Advisors, LLC | – | – | – | – | 本季未申報 |