Nuveen Senior Income Fund
NSLDelisted Jul 31, 2023- SEC CIK
- 0001093428
Nuveen Senior Income Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 82 institutions reported holding it in 13F filings for Q2 2023, worth $51.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q1 2023
Institutional positions in Nuveen Senior Income Fund as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 76
- −3 vs. Q4 2022
- Shares held
- 10.7M
- +447.0K (+4.4%) vs. Q4 2022
- Total value
- $49.4M
- +$2.72M (+5.8%) vs. Q4 2022
- New holders
- 9
- 27 more added
- Sold out
- 12
- 24 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NSL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $5 |
| Q1 2026 | 1 | $5 |
| Q4 2025 | 1 | $5 |
| Q3 2025 | 1 | $5 |
| Q2 2025 | 1 | $5 |
| Q1 2025 | 1 | $5 |
| Q4 2024 | 1 | $5 |
| Q3 2024 | 1 | $5 |
| Q2 2024 | 1 | $5 |
| Q1 2024 | 1 | $5 |
| Q4 2023 | 1 | $5 |
| Q3 2023 | 3 | $43.4K |
| Q2 2023 | 82 | $51.7M |
| Q1 2023 | 76 | $49.4M |
| Q4 2022 | 80 | $46.7M |
| Q3 2022 | 73 | $46.4M |
| Q2 2022 | 78 | $41.2M |
| Q1 2022 | 68 | $36.0M |
| Q4 2021 | 75 | $47.8M |
| Q3 2021 | 67 | $43.1M |
| Q2 2021 | 71 | $54.5M |
| Q1 2021 | 72 | $66.7M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Nuveen Senior Income Fund; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 1,669,270 | $7.70M | 0.09% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 870,205 | $4.01M | 0.03% | −41,462−4.5% | Reduced |
| Morgan Stanley | 795,783 | $3.67M | 0.00% | +2000.0% | Added |
| Invesco Ltd. | 742,460 | $3.42M | 0.00% | +93,336+14.4% | Added |
| Rivernorth Capital Management, LLC | 679,725 | $3.15M | 0.15% | −440,137−39.3% | Reduced |
| Shaker Financial Services, LLC | 592,354 | $2.76M | 1.20% | +5,994+1.0% | Added |
| UBS Group AG | 574,949 | $2.65M | 0.00% | +65,107+12.8% | Added |
| Sit Investment Associates Inc | 434,708 | $2.00M | 0.05% | +414,408+2,041.4% | Added |
| Next Capital Management LLC | 371,379 | $1.72M | 0.83% | −40,715−9.9% | Reduced |
| 1607 Capital Partners, LLC | 313,400 | $1.44M | 0.10% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 306,259 | $1.41M | 0.03% | −6,353−2.0% | Reduced |
| Wolverine Asset Management LLC | 245,575 | $1.13M | 0.02% | +234,980+2,217.8% | Added |
| Almitas Capital LLC | 216,713 | $999.0K | 0.48% | +216,713 | New |
| Envestnet Asset Management Inc | 203,152 | $936.5K | 0.00% | −21,049−9.4% | Reduced |
| Park Avenue Securities LLC | 195,880 | $903.0K | 0.02% | −8,749−4.3% | Reduced |
| Logan Stone Capital, LLC | 185,416 | $854.8K | 0.34% | +35,140+23.4% | Added |
| Gill Capital Partners, LLC | 161,460 | $744.3K | 0.33% | +1,568+1.0% | Added |
| Coastal Bridge Advisors, LLC | 144,696 | $667.0K | 0.17% | +41,929+40.8% | Added |
| LPL Financial LLC | 119,050 | $548.8K | 0.00% | −630−0.5% | Reduced |
| Bank of America Corp | 116,451 | $536.8K | 0.00% | +24,113+26.1% | Added |
| Riverbridge Partners LLC | 116,386 | $536.5K | 0.01% | +3,585+3.2% | Added |
| Horizon Kinetics Asset Management LLC | 105,209 | $485.0K | 0.01% | 00.0% | Unchanged |
| GWM Advisors LLC | 102,815 | $465.8K | 0.01% | −3,200−3.0% | Reduced |
| Janney Montgomery Scott LLC | 88,150 | $406.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 82,682 | $381.0K | 0.00% | −4,895−5.6% | Reduced |
| Wells Fargo & Company | 80,638 | $371.7K | 0.00% | −3,477−4.1% | Reduced |
| E&G Advisors, LP | 80,300 | $370.2K | 0.14% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 79,075 | $364.5K | 0.00% | −27,650−25.9% | Reduced |
| Royal Bank of Canada | 78,717 | $363.0K | 0.00% | +35,757+83.2% | Added |
| Virtus ETF Advisers LLC | 74,558 | $343.7K | 0.19% | +4,357+6.2% | Added |
| Harbour Investments, Inc. | 66,860 | $308.2K | 0.02% | +2,597+4.0% | Added |
| Private Advisor Group, LLC | 61,238 | $282.3K | 0.00% | +325+0.5% | Added |
| Integrated Wealth Concepts LLC | 60,688 | $280.0K | 0.01% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 20,619 | $237.7K | 0.24% | −10,798−34.4% | Reduced |
| Commonwealth Equity Services, LLC | 49,570 | $228.0K | 0.00% | −3,116−5.9% | Reduced |
| Capital Investment Advisors, LLC | 49,151 | $226.6K | 0.01% | −1,601−3.2% | Reduced |
| Nations Financial Group Inc, | 31,989 | $147.5K | 0.02% | −980−3.0% | Reduced |
| Landscape Capital Management, L.L.C. | 31,074 | $143.3K | 0.02% | −2,761−8.2% | Reduced |
| Stifel Financial Corp | 30,962 | $142.7K | 0.00% | −9,463−23.4% | Reduced |
| Susquehanna International Group, LLP | 30,824 | $142.1K | 0.00% | −12,457−28.8% | Reduced |
| Fortitude Advisory Group L.L.C. | 30,782 | $141.9K | 0.11% | 00.0% | Unchanged |
| Raymond James & Associates | 29,078 | $134.1K | 0.00% | −1,020−3.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 28,239 | $130.0K | 0.00% | −774−2.7% | Reduced |
| International Assets Investment Management, LLC | 26,405 | $121.7K | 0.02% | −2,401−8.3% | Reduced |
| Drive Wealth Management, LLC | 26,078 | $121.4K | 0.05% | −1,182−4.3% | Reduced |
| Change Path, LLC | 24,442 | $113.0K | 0.01% | +6,442+35.8% | Added |
| MML Investors Services, LLC | 23,633 | $109.0K | 0.00% | +367+1.6% | Added |
| D.A. Davidson & Co. | 19,649 | $90.6K | 0.00% | +1,127+6.1% | Added |
| National Asset Management, Inc. | 18,515 | $86.2K | 0.00% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 17,102 | $78.8K | 0.00% | +4,987+41.2% | Added |
| Independent Wealth Network Inc. | 17,102 | $78.8K | 0.05% | +274+1.6% | Added |
| Advisory Services Network, LLC | 15,521 | $71.6K | 0.00% | +14,000+920.4% | Added |
| Cetera Investment Advisers | 14,859 | $68.5K | 0.00% | −1,297−8.0% | Reduced |
| Charles Schwab Investment Advisory, Inc. | 14,652 | $67.5K | 0.00% | +390+2.7% | Added |
| Kovack Advisors, Inc. | 13,000 | $59.9K | 0.01% | +13,000 | New |
| PFG Investments, LLC | 10,900 | $50.2K | 0.01% | +10,900 | New |
| Raymond James Financial Services Advisors, Inc. | 10,570 | $48.7K | 0.00% | +10,570 | New |
| CI Private Wealth, LLC | 10,415 | $48.0K | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 10,365 | $47.8K | 0.00% | 00.0% | Unchanged |
| Davenport & Co LLC | 10,300 | $47.5K | 0.00% | 00.0% | Unchanged |
| Visionary Wealth Advisors | 10,000 | $46.1K | 0.00% | 00.0% | Unchanged |
| Barrett & Company, Inc. | 7,750 | $35.7K | 0.02% | 00.0% | Unchanged |
| Signaturefd, LLC | 7,706 | $35.5K | 0.00% | +135+1.8% | Added |
| Hollencrest Capital Management | 5,738 | $26.5K | 0.00% | +153+2.7% | Added |
| Northwestern Mutual Wealth Management Co | 3,854 | $17.8K | 0.00% | −8,786−69.5% | Reduced |
| Global Retirement Partners, LLC | 2,668 | $12.2K | 0.00% | +96+3.7% | Added |
| Ameritas Advisory Services, LLC | 2,000 | $9.22K | 0.00% | +2,000 | New |
| CNB Bank | 1,094 | $5.04K | 0.00% | +1,094 | New |
| Hantz Financial Services, Inc. | 1,085 | $5.00K | 0.00% | +1,085 | New |
| Creative Financial Designs Inc | 553 | $2.55K | 0.00% | +10+1.8% | Added |
| Robinson Capital Management, LLC | 325 | $1.50K | 0.00% | +325 | New |
| BDO Wealth Advisors, LLC | 155 | $715 | 0.00% | +155 | New |
| Assetmark, Inc | 71 | $327 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 68 | $313 | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 61 | $281 | 0.00% | +30+96.8% | Added |
| Huntington National Bank | – | $5 | 0.00% | – | – |
| Walleye Capital LLC | 0 | $0 | 0.00% | −43,458−100.0% | Sold out |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −36,393−100.0% | Sold out |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −21,290−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −10,546−100.0% | Sold out |
| Platform Technology Partners | 0 | $0 | 0.00% | −10,125−100.0% | Sold out |
| Coppell Advisory Solutions LLC | 0 | $0 | 0.00% | −7,065−100.0% | Sold out |
| Coppell Advisory Solutions Corp. | 0 | $0 | 0.00% | −7,065−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −4,310−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −2,080−100.0% | Sold out |
| Accurate Wealth Management, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −8−100.0% | Sold out |
| Arete Wealth Advisors, LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |