Nuveen Senior Income Fund
NSLDelisted Jul 31, 2023- SEC CIK
- 0001093428
Nuveen Senior Income Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 82 institutions reported holding it in 13F filings for Q2 2023, worth $51.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q4 2021
Institutional positions in Nuveen Senior Income Fund as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 75
- +9 vs. Q3 2021
- Shares held
- 8.21M
- +994.3K (+13.8%) vs. Q3 2021
- Total value
- $47.8M
- +$5.52M (+13.1%) vs. Q3 2021
- New holders
- 16
- 23 more added
- Sold out
- 7
- 21 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NSL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $5 |
| Q1 2026 | 1 | $5 |
| Q4 2025 | 1 | $5 |
| Q3 2025 | 1 | $5 |
| Q2 2025 | 1 | $5 |
| Q1 2025 | 1 | $5 |
| Q4 2024 | 1 | $5 |
| Q3 2024 | 1 | $5 |
| Q2 2024 | 1 | $5 |
| Q1 2024 | 1 | $5 |
| Q4 2023 | 1 | $5 |
| Q3 2023 | 3 | $43.4K |
| Q2 2023 | 82 | $51.7M |
| Q1 2023 | 76 | $49.4M |
| Q4 2022 | 80 | $46.7M |
| Q3 2022 | 73 | $46.4M |
| Q2 2022 | 78 | $41.2M |
| Q1 2022 | 68 | $36.0M |
| Q4 2021 | 75 | $47.8M |
| Q3 2021 | 67 | $43.1M |
| Q2 2021 | 71 | $54.5M |
| Q1 2021 | 72 | $66.7M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Nuveen Senior Income Fund; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Coastal Bridge Advisors, LLC | 1,270,537 | $6.65M | 1.39% | +1,177,805+1,270.1% | Added |
| Rivernorth Capital Management, LLC | 721,262 | $4.25M | 0.17% | −363,831−33.5% | Reduced |
| Guggenheim Capital LLC | 630,886 | $3.72M | 0.02% | +100,444+18.9% | Added |
| Shaker Financial Services, LLC | 576,916 | $3.40M | 1.20% | +131,653+29.6% | Added |
| Morgan Stanley | 566,041 | $3.34M | 0.00% | +3,352+0.6% | Added |
| Parametric Portfolio Associates LLC | 378,184 | $2.23M | 0.00% | −174,214−31.5% | Reduced |
| Invesco Ltd. | 366,997 | $2.17M | 0.00% | +100,746+37.8% | Added |
| UBS Group AG | 291,817 | $1.72M | 0.00% | −33,730−10.4% | Reduced |
| Advisors Asset Management, Inc. | 289,001 | $1.71M | 0.02% | +209,745+264.6% | Added |
| Next Capital Management LLC | 265,507 | $1.57M | 1.08% | −81,936−23.6% | Reduced |
| Envestnet Asset Management Inc | 205,447 | $1.21M | 0.00% | +24,391+13.5% | Added |
| Park Avenue Securities LLC | 202,533 | $1.20M | 0.02% | +19,423+10.6% | Added |
| Gill Capital Partners, LLC | 162,174 | $957.0K | 0.42% | −22,614−12.2% | Reduced |
| Stifel Financial Corp | 126,563 | $747.0K | 0.00% | −51,681−29.0% | Reduced |
| Independent Financial Group, LLC | 116,193 | $685.5K | 0.06% | +116,193 | New |
| Northwestern Mutual Wealth Management Co | 111,656 | $659.0K | 0.00% | −313,745−73.8% | Reduced |
| GWM Advisors LLC | 110,915 | $655.0K | 0.01% | +110,915 | New |
| Horizon Kinetics Asset Management LLC | 105,209 | $621.0K | 0.01% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 95,780 | $565.0K | 0.00% | +1,600+1.7% | Added |
| E&G Advisors, LP | 95,300 | $562.0K | 0.14% | −500−0.5% | Reduced |
| Change Path, LLC | 85,355 | $504.0K | 0.02% | +10,000+13.3% | Added |
| Advisor Group Holdings, Inc. | 84,997 | $502.0K | 0.00% | −11,887−12.3% | Reduced |
| Sit Investment Associates Inc | 81,408 | $480.0K | 0.01% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 76,626 | $452.0K | 0.17% | −14,142−15.6% | Reduced |
| Rockefeller Capital Management L.P. | 74,370 | $438.0K | 0.00% | +1,678+2.3% | Added |
| LPL Financial LLC | 68,955 | $407.0K | 0.00% | +29,264+73.7% | Added |
| Commonwealth Equity Services, LLC | 66,693 | $393.0K | 0.00% | −616−0.9% | Reduced |
| Harbour Investments, Inc. | 63,505 | $375.0K | 0.02% | −131,141−67.4% | Reduced |
| Wells Fargo & Company | 54,124 | $319.0K | 0.00% | −21,741−28.7% | Reduced |
| Ameriprise Financial Inc | 51,292 | $303.0K | 0.00% | +28,425+124.3% | Added |
| Private Advisor Group, LLC | 49,254 | $291.0K | 0.00% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 45,859 | $271.0K | 0.01% | +110.0% | Added |
| Citadel Advisors LLC | 41,070 | $242.0K | 0.00% | +41,070 | New |
| Royal Bank of Canada | 37,933 | $224.0K | 0.00% | +1,700+4.7% | Added |
| D.A. Davidson & Co. | 37,682 | $222.0K | 0.00% | +4,111+12.2% | Added |
| Integrated Capital Management, Inc. | 36,198 | $213.0K | 0.17% | +2,737+8.2% | Added |
| Cambridge Investment Research Advisors, Inc. | 35,810 | $211.0K | 0.00% | +10,984+44.2% | Added |
| Advisory Services Network, LLC | 34,125 | $201.0K | 0.01% | +34,125 | New |
| Nations Financial Group Inc, | 32,827 | $194.0K | 0.03% | −425−1.3% | Reduced |
| Fortitude Advisory Group L.L.C. | 30,782 | $182.0K | 0.09% | +30,782 | New |
| Congress Park Capital LLC | 28,000 | $165.0K | 0.08% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 27,400 | $162.0K | 0.02% | 00.0% | Unchanged |
| Nomura Holdings Inc | 25,000 | $147.0K | 0.00% | +25,000 | New |
| Lazard Asset Management LLC | – | $147.0K | 0.00% | – | New |
| Lloyd Park, LLC | 23,593 | $139.0K | 0.11% | +23,593 | New |
| National Asset Management, Inc. | 22,201 | $131.0K | 0.00% | −129−0.6% | Reduced |
| Thrivent Financial for Lutherans | 22,158 | $130.0K | 0.00% | −16,000−41.9% | Reduced |
| Oppenheimer & Co Inc | 20,000 | $118.0K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 19,170 | $113.0K | 0.02% | +17+0.1% | Added |
| Geneos Wealth Management Inc. | 17,718 | $104.0K | 0.00% | +3,449+24.2% | Added |
| Cetera Investment Advisers | 16,879 | $100.0K | 0.00% | +33+0.2% | Added |
| Elk River Wealth Management, LLC | 16,800 | $99.0K | 0.02% | 00.0% | Unchanged |
| MML Investors Services, LLC | 15,989 | $94.0K | 0.00% | +361+2.3% | Added |
| Bank of America Corp | 15,353 | $91.0K | 0.00% | −3,509−18.6% | Reduced |
| Aristides Capital LLC | 14,791 | $87.0K | 0.05% | +14,791 | New |
| Raymond James & Associates | 12,548 | $74.0K | 0.00% | +1,500+13.6% | Added |
| Truist Financial Corp | 11,974 | $71.0K | 0.00% | −1,119−8.5% | Reduced |
| Aveo Capital Partners, LLC | 12,018 | $71.0K | 0.01% | +12,018 | New |
| Sequoia Financial Advisors, LLC | 11,732 | $69.0K | 0.00% | +11,732 | New |
| Raymond James Financial Services Advisors, Inc. | 10,512 | $62.0K | 0.00% | −210−2.0% | Reduced |
| Ausdal Financial Partners, Inc. | 10,394 | $61.0K | 0.01% | −1,880−15.3% | Reduced |
| Sigma Planning Corp | 10,365 | $61.0K | 0.00% | 00.0% | Unchanged |
| CPWM, LLC | 10,415 | $61.0K | 0.00% | 00.0% | Unchanged |
| Davenport & Co LLC | 10,300 | $61.0K | 0.00% | 00.0% | Unchanged |
| Platform Technology Partners | 10,125 | $60.0K | 0.03% | 00.0% | Unchanged |
| Spire Wealth Management | 10,125 | $60.0K | 0.00% | +10,125 | New |
| Visionary Wealth Advisors | 10,000 | $59.0K | 0.00% | 00.0% | Unchanged |
| Segantii Capital Management Ltd | 8,125 | $48.0K | 0.00% | +8,125 | New |
| American Portfolios Advisors | 3,800 | $22.4K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 2,600 | $15.0K | 0.00% | 00.0% | Unchanged |
| Benjamin Edwards Inc | 1,750 | $10.0K | 0.00% | +1,750 | New |
| Confluence Wealth Services, Inc. | 1,500 | $8.00K | 0.00% | +1,500 | New |
| Lindbrook Capital, LLC | 1,129 | $7.00K | 0.00% | −3,140−73.6% | Reduced |
| CoreCap Advisors, LLC | 1,200 | $7.00K | 0.00% | +1,200 | New |
| Assetmark, Inc | 71 | $0 | 0.00% | 00.0% | Unchanged |
| Robinson Capital Management, LLC | 0 | $0 | 0.00% | −26,699−100.0% | Sold out |
| Nwam LLC | 0 | $0 | 0.00% | −14,100−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −13,129−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −7,500−100.0% | Sold out |
| Albion Financial Group | 0 | $0 | 0.00% | −1,700−100.0% | Sold out |
| Arkadios Wealth Advisors | 0 | $0 | 0.00% | −715−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −17−100.0% | Sold out |
| Mid Atlantic Financial Management Inc | – | – | – | – | Not filed |