Nuveen Senior Income Fund
NSLDelisted Jul 31, 2023- SEC CIK
- 0001093428
Nuveen Senior Income Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 82 institutions reported holding it in 13F filings for Q2 2023, worth $51.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q4 2021
Institutional positions in Nuveen Senior Income Fund as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 75
- +9 vs. Q3 2021
- Shares held
- 8.21M
- +994.3K (+13.8%) vs. Q3 2021
- Total value
- $47.8M
- +$5.52M (+13.1%) vs. Q3 2021
- New holders
- 16
- 23 more added
- Sold out
- 7
- 21 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NSL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $5 |
| Q1 2026 | 1 | $5 |
| Q4 2025 | 1 | $5 |
| Q3 2025 | 1 | $5 |
| Q2 2025 | 1 | $5 |
| Q1 2025 | 1 | $5 |
| Q4 2024 | 1 | $5 |
| Q3 2024 | 1 | $5 |
| Q2 2024 | 1 | $5 |
| Q1 2024 | 1 | $5 |
| Q4 2023 | 1 | $5 |
| Q3 2023 | 3 | $43.4K |
| Q2 2023 | 82 | $51.7M |
| Q1 2023 | 76 | $49.4M |
| Q4 2022 | 80 | $46.7M |
| Q3 2022 | 73 | $46.4M |
| Q2 2022 | 78 | $41.2M |
| Q1 2022 | 68 | $36.0M |
| Q4 2021 | 75 | $47.8M |
| Q3 2021 | 67 | $43.1M |
| Q2 2021 | 71 | $54.5M |
| Q1 2021 | 72 | $66.7M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Nuveen Senior Income Fund; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Assetmark, Inc | 71 | $0 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 1,129 | $7.00K | 0.00% | −3,140−73.6% | Reduced |
| CoreCap Advisors, LLC | 1,200 | $7.00K | 0.00% | +1,200 | New |
| Confluence Wealth Services, Inc. | 1,500 | $8.00K | 0.00% | +1,500 | New |
| Benjamin Edwards Inc | 1,750 | $10.0K | 0.00% | +1,750 | New |
| Patriot Financial Group Insurance Agency, LLC | 2,600 | $15.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 3,800 | $22.4K | 0.00% | 00.0% | Unchanged |
| Segantii Capital Management Ltd | 8,125 | $48.0K | 0.00% | +8,125 | New |
| Visionary Wealth Advisors | 10,000 | $59.0K | 0.00% | 00.0% | Unchanged |
| Platform Technology Partners | 10,125 | $60.0K | 0.03% | 00.0% | Unchanged |
| Spire Wealth Management | 10,125 | $60.0K | 0.00% | +10,125 | New |
| Ausdal Financial Partners, Inc. | 10,394 | $61.0K | 0.01% | −1,880−15.3% | Reduced |
| Sigma Planning Corp | 10,365 | $61.0K | 0.00% | 00.0% | Unchanged |
| CPWM, LLC | 10,415 | $61.0K | 0.00% | 00.0% | Unchanged |
| Davenport & Co LLC | 10,300 | $61.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 10,512 | $62.0K | 0.00% | −210−2.0% | Reduced |
| Sequoia Financial Advisors, LLC | 11,732 | $69.0K | 0.00% | +11,732 | New |
| Truist Financial Corp | 11,974 | $71.0K | 0.00% | −1,119−8.5% | Reduced |
| Aveo Capital Partners, LLC | 12,018 | $71.0K | 0.01% | +12,018 | New |
| Raymond James & Associates | 12,548 | $74.0K | 0.00% | +1,500+13.6% | Added |
| Aristides Capital LLC | 14,791 | $87.0K | 0.05% | +14,791 | New |
| Bank of America Corp | 15,353 | $91.0K | 0.00% | −3,509−18.6% | Reduced |
| MML Investors Services, LLC | 15,989 | $94.0K | 0.00% | +361+2.3% | Added |
| Elk River Wealth Management, LLC | 16,800 | $99.0K | 0.02% | 00.0% | Unchanged |
| Cetera Investment Advisers | 16,879 | $100.0K | 0.00% | +33+0.2% | Added |
| Geneos Wealth Management Inc. | 17,718 | $104.0K | 0.00% | +3,449+24.2% | Added |
| International Assets Investment Management, LLC | 19,170 | $113.0K | 0.02% | +17+0.1% | Added |
| Oppenheimer & Co Inc | 20,000 | $118.0K | 0.00% | 00.0% | Unchanged |
| Thrivent Financial for Lutherans | 22,158 | $130.0K | 0.00% | −16,000−41.9% | Reduced |
| National Asset Management, Inc. | 22,201 | $131.0K | 0.00% | −129−0.6% | Reduced |
| Lloyd Park, LLC | 23,593 | $139.0K | 0.11% | +23,593 | New |
| Nomura Holdings Inc | 25,000 | $147.0K | 0.00% | +25,000 | New |
| Lazard Asset Management LLC | – | $147.0K | 0.00% | – | New |
| Kovack Advisors, Inc. | 27,400 | $162.0K | 0.02% | 00.0% | Unchanged |
| Congress Park Capital LLC | 28,000 | $165.0K | 0.08% | 00.0% | Unchanged |
| Fortitude Advisory Group L.L.C. | 30,782 | $182.0K | 0.09% | +30,782 | New |
| Nations Financial Group Inc, | 32,827 | $194.0K | 0.03% | −425−1.3% | Reduced |
| Advisory Services Network, LLC | 34,125 | $201.0K | 0.01% | +34,125 | New |
| Cambridge Investment Research Advisors, Inc. | 35,810 | $211.0K | 0.00% | +10,984+44.2% | Added |
| Integrated Capital Management, Inc. | 36,198 | $213.0K | 0.17% | +2,737+8.2% | Added |
| D.A. Davidson & Co. | 37,682 | $222.0K | 0.00% | +4,111+12.2% | Added |
| Royal Bank of Canada | 37,933 | $224.0K | 0.00% | +1,700+4.7% | Added |
| Citadel Advisors LLC | 41,070 | $242.0K | 0.00% | +41,070 | New |
| Capital Investment Advisors, LLC | 45,859 | $271.0K | 0.01% | +110.0% | Added |
| Private Advisor Group, LLC | 49,254 | $291.0K | 0.00% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 51,292 | $303.0K | 0.00% | +28,425+124.3% | Added |
| Wells Fargo & Company | 54,124 | $319.0K | 0.00% | −21,741−28.7% | Reduced |
| Harbour Investments, Inc. | 63,505 | $375.0K | 0.02% | −131,141−67.4% | Reduced |
| Commonwealth Equity Services, LLC | 66,693 | $393.0K | 0.00% | −616−0.9% | Reduced |
| LPL Financial LLC | 68,955 | $407.0K | 0.00% | +29,264+73.7% | Added |
| Rockefeller Capital Management L.P. | 74,370 | $438.0K | 0.00% | +1,678+2.3% | Added |
| Virtus ETF Advisers LLC | 76,626 | $452.0K | 0.17% | −14,142−15.6% | Reduced |
| Sit Investment Associates Inc | 81,408 | $480.0K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 84,997 | $502.0K | 0.00% | −11,887−12.3% | Reduced |
| Change Path, LLC | 85,355 | $504.0K | 0.02% | +10,000+13.3% | Added |
| E&G Advisors, LP | 95,300 | $562.0K | 0.14% | −500−0.5% | Reduced |
| Janney Montgomery Scott LLC | 95,780 | $565.0K | 0.00% | +1,600+1.7% | Added |
| Horizon Kinetics Asset Management LLC | 105,209 | $621.0K | 0.01% | 00.0% | Unchanged |
| GWM Advisors LLC | 110,915 | $655.0K | 0.01% | +110,915 | New |
| Northwestern Mutual Wealth Management Co | 111,656 | $659.0K | 0.00% | −313,745−73.8% | Reduced |
| Independent Financial Group, LLC | 116,193 | $685.5K | 0.06% | +116,193 | New |
| Stifel Financial Corp | 126,563 | $747.0K | 0.00% | −51,681−29.0% | Reduced |
| Gill Capital Partners, LLC | 162,174 | $957.0K | 0.42% | −22,614−12.2% | Reduced |
| Park Avenue Securities LLC | 202,533 | $1.20M | 0.02% | +19,423+10.6% | Added |
| Envestnet Asset Management Inc | 205,447 | $1.21M | 0.00% | +24,391+13.5% | Added |
| Next Capital Management LLC | 265,507 | $1.57M | 1.08% | −81,936−23.6% | Reduced |
| Advisors Asset Management, Inc. | 289,001 | $1.71M | 0.02% | +209,745+264.6% | Added |
| UBS Group AG | 291,817 | $1.72M | 0.00% | −33,730−10.4% | Reduced |
| Invesco Ltd. | 366,997 | $2.17M | 0.00% | +100,746+37.8% | Added |
| Parametric Portfolio Associates LLC | 378,184 | $2.23M | 0.00% | −174,214−31.5% | Reduced |
| Morgan Stanley | 566,041 | $3.34M | 0.00% | +3,352+0.6% | Added |
| Shaker Financial Services, LLC | 576,916 | $3.40M | 1.20% | +131,653+29.6% | Added |
| Guggenheim Capital LLC | 630,886 | $3.72M | 0.02% | +100,444+18.9% | Added |
| Rivernorth Capital Management, LLC | 721,262 | $4.25M | 0.17% | −363,831−33.5% | Reduced |
| Coastal Bridge Advisors, LLC | 1,270,537 | $6.65M | 1.39% | +1,177,805+1,270.1% | Added |
| Robinson Capital Management, LLC | 0 | $0 | 0.00% | −26,699−100.0% | Sold out |
| Nwam LLC | 0 | $0 | 0.00% | −14,100−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −13,129−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −7,500−100.0% | Sold out |
| Albion Financial Group | 0 | $0 | 0.00% | −1,700−100.0% | Sold out |
| Arkadios Wealth Advisors | 0 | $0 | 0.00% | −715−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −17−100.0% | Sold out |
| Mid Atlantic Financial Management Inc | – | – | – | – | Not filed |