Nuveen Senior Income Fund
NSLDelisted Jul 31, 2023- SEC CIK
- 0001093428
Nuveen Senior Income Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 82 institutions reported holding it in 13F filings for Q2 2023, worth $51.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q2 2022
Institutional positions in Nuveen Senior Income Fund as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 78
- +11 vs. Q1 2022
- Shares held
- 8.56M
- +2.48M (+40.9%) vs. Q1 2022
- Total value
- $41.2M
- +$6.63M (+19.2%) vs. Q1 2022
- New holders
- 17
- 29 more added
- Sold out
- 6
- 14 more reduced
1 institution that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NSL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $5 |
| Q1 2026 | 1 | $5 |
| Q4 2025 | 1 | $5 |
| Q3 2025 | 1 | $5 |
| Q2 2025 | 1 | $5 |
| Q1 2025 | 1 | $5 |
| Q4 2024 | 1 | $5 |
| Q3 2024 | 1 | $5 |
| Q2 2024 | 1 | $5 |
| Q1 2024 | 1 | $5 |
| Q4 2023 | 1 | $5 |
| Q3 2023 | 3 | $43.4K |
| Q2 2023 | 82 | $51.7M |
| Q1 2023 | 76 | $49.4M |
| Q4 2022 | 80 | $46.7M |
| Q3 2022 | 73 | $46.4M |
| Q2 2022 | 78 | $41.2M |
| Q1 2022 | 68 | $36.0M |
| Q4 2021 | 75 | $47.8M |
| Q3 2021 | 67 | $43.1M |
| Q2 2021 | 71 | $54.5M |
| Q1 2021 | 72 | $66.7M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Nuveen Senior Income Fund; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 1,019,697 | $4.88M | 0.06% | +1,019,697 | New |
| Guggenheim Capital LLC | 1,016,868 | $4.87M | 0.04% | +57,029+5.9% | Added |
| Morgan Stanley | 813,552 | $3.90M | 0.00% | +289,169+55.1% | Added |
| Invesco Ltd. | 553,580 | $2.65M | 0.00% | +95,411+20.8% | Added |
| Shaker Financial Services, LLC | 515,853 | $2.47M | 1.20% | +77,347+17.6% | Added |
| Next Capital Management LLC | 498,538 | $2.39M | 1.76% | +275,046+123.1% | Added |
| Rivernorth Capital Management, LLC | 383,832 | $1.84M | 0.07% | +119,564+45.2% | Added |
| Advisors Asset Management, Inc. | 327,216 | $1.57M | 0.03% | +327,216 | New |
| UBS Group AG | 308,010 | $1.48M | 0.00% | −18,427−5.6% | Reduced |
| Envestnet Asset Management Inc | 213,634 | $1.02M | 0.00% | −5,439−2.5% | Reduced |
| Park Avenue Securities LLC | 207,956 | $996.0K | 0.02% | +690.0% | Added |
| Gill Capital Partners, LLC | 160,099 | $908.0K | 0.40% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 132,405 | $635.0K | 0.00% | −998−0.7% | Reduced |
| LPL Financial LLC | 107,202 | $513.0K | 0.00% | +201+0.2% | Added |
| GWM Advisors LLC | 106,815 | $512.0K | 0.01% | +2,900+2.8% | Added |
| Riverbridge Partners LLC | 105,691 | $506.0K | 0.01% | +105,691 | New |
| Horizon Kinetics Asset Management LLC | 105,209 | $504.0K | 0.01% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 102,132 | $489.0K | 0.18% | +10,545+11.5% | Added |
| Janney Montgomery Scott LLC | 96,250 | $469.0K | 0.00% | +800+0.8% | Added |
| Wells Fargo & Company | 97,875 | $468.0K | 0.00% | +20,060+25.8% | Added |
| E&G Advisors, LP | 94,300 | $452.0K | 0.15% | −1,000−1.0% | Reduced |
| Advisor Group Holdings, Inc. | 83,666 | $400.0K | 0.00% | −2,421−2.8% | Reduced |
| Rockefeller Capital Management L.P. | 76,775 | $367.0K | 0.00% | −1,677−2.1% | Reduced |
| Wolverine Asset Management LLC | 71,280 | $341.0K | 0.00% | +71,280 | New |
| Landscape Capital Management, L.L.C. | 67,092 | $321.0K | 0.04% | +45,791+215.0% | Added |
| Harbour Investments, Inc. | 64,429 | $309.0K | 0.02% | +64,429 | New |
| Coastal Bridge Advisors, LLC | 60,987 | $292.0K | 0.09% | +920+1.5% | Added |
| Logan Stone Capital, LLC | 60,334 | $289.0K | 0.21% | +60,334 | New |
| Integrated Wealth Concepts LLC | 57,813 | $277.0K | 0.01% | +57,813 | New |
| Commonwealth Equity Services, LLC | 55,704 | $266.0K | 0.00% | −5,098−8.4% | Reduced |
| Mariner Investment Group LLC | 55,000 | $263.0K | 0.28% | +55,000 | New |
| Capital Investment Advisors, LLC | 51,873 | $248.0K | 0.01% | +6,009+13.1% | Added |
| Quantedge Capital Pte Ltd | 50,232 | $241.0K | 0.05% | +50,232 | New |
| Private Advisor Group, LLC | 49,254 | $236.0K | 0.00% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 43,934 | $210.0K | 0.01% | 00.0% | Unchanged |
| Stifel Financial Corp | 43,494 | $208.0K | 0.00% | −64,397−59.7% | Reduced |
| Royal Bank of Canada | 39,427 | $189.0K | 0.00% | +11,300+40.2% | Added |
| Cambridge Investment Research Advisors, Inc. | 38,882 | $186.0K | 0.00% | +3,067+8.6% | Added |
| Advisory Services Network, LLC | 37,072 | $178.0K | 0.01% | +695+1.9% | Added |
| Change Path, LLC | 35,355 | $169.0K | 0.01% | −60,000−62.9% | Reduced |
| Nations Financial Group Inc, | 33,394 | $160.0K | 0.02% | +992+3.1% | Added |
| Integrated Capital Management, Inc. | 33,094 | $159.0K | 0.15% | +585+1.8% | Added |
| Raymond James & Associates | 31,526 | $151.0K | 0.00% | −3,120−9.0% | Reduced |
| Walleye Capital LLC | 31,017 | $149.0K | 0.00% | −2,845−8.4% | Reduced |
| Fortitude Advisory Group L.L.C. | 30,782 | $147.0K | 0.14% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 30,064 | $144.0K | 0.00% | −32,106−51.6% | Reduced |
| D.A. Davidson & Co. | 28,666 | $137.0K | 0.00% | −13,254−31.6% | Reduced |
| Oppenheimer & Co Inc | 24,435 | $117.0K | 0.00% | +4,435+22.2% | Added |
| Lloyd Park, LLC | 24,333 | $117.0K | 0.12% | +24,333 | New |
| National Asset Management, Inc. | 22,359 | $108.0K | 0.00% | +25+0.1% | Added |
| International Assets Investment Management, LLC | 22,514 | $108.0K | 0.02% | +1,058+4.9% | Added |
| Geneos Wealth Management Inc. | 19,783 | $96.0K | 0.00% | +1,240+6.7% | Added |
| MML Investors Services, LLC | 19,164 | $92.0K | 0.00% | +2,986+18.5% | Added |
| Cetera Investment Advisers | 16,986 | $81.0K | 0.00% | +43+0.3% | Added |
| Elk River Wealth Management, LLC | 16,800 | $81.0K | 0.02% | 00.0% | Unchanged |
| Bank of America Corp | 16,771 | $80.0K | 0.00% | +5,253+45.6% | Added |
| Foresight Wealth Management, LLC | 15,977 | $77.0K | 0.03% | +15,977 | New |
| Independent Wealth Network Inc. | 15,731 | $75.0K | 0.05% | +15,731 | New |
| Susquehanna International Group, LLP | 14,001 | $67.0K | 0.00% | +14,001 | New |
| Nwam LLC | 12,100 | $59.0K | 0.01% | 00.0% | Unchanged |
| Sequoia Financial Advisors, LLC | 11,732 | $56.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 10,607 | $51.0K | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 10,365 | $50.0K | 0.00% | 00.0% | Unchanged |
| CPWM, LLC | 10,415 | $50.0K | 0.00% | 00.0% | Unchanged |
| Davenport & Co LLC | 10,300 | $49.0K | 0.00% | 00.0% | Unchanged |
| Visionary Wealth Advisors | 10,000 | $48.0K | 0.00% | 00.0% | Unchanged |
| Platform Technology Partners | 10,125 | $48.0K | 0.03% | 00.0% | Unchanged |
| Lazard Asset Management LLC | – | $42.0K | 0.00% | – | – |
| Signaturefd, LLC | 7,500 | $36.0K | 0.00% | +7,500 | New |
| IFP Advisors, Inc | 2,130 | $19.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 2,800 | $13.4K | 0.00% | −1,065−27.6% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 2,600 | $12.0K | 0.00% | 00.0% | Unchanged |
| Marquette Asset Management, LLC | 1,543 | $7.00K | 0.00% | +1,543 | New |
| CoreCap Advisors, LLC | 1,200 | $6.00K | 0.00% | +1,200 | New |
| Creative Financial Designs Inc | 513 | $2.00K | 0.00% | +10+2.0% | Added |
| Lindbrook Capital, LLC | 436 | $2.00K | 0.00% | +368+541.2% | Added |
| Assetmark, Inc | 71 | $0 | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 8 | $0 | 0.00% | +8 | New |
| Independent Financial Group, LLC | 0 | $0 | 0.00% | −158,688−100.0% | Sold out |
| Brookstone Capital Management | 0 | $0 | 0.00% | −23,508−100.0% | Sold out |
| Kovack Advisors, Inc. | 0 | $0 | 0.00% | −19,800−100.0% | Sold out |
| Bluefin Capital Management, LLC | 0 | $0 | 0.00% | −14,049−100.0% | Sold out |
| Segantii Capital Management Ltd | 0 | $0 | 0.00% | −11,225−100.0% | Sold out |
| Benjamin Edwards Inc | 0 | $0 | 0.00% | −1,771−100.0% | Sold out |
| Parametric Portfolio Associates LLC | – | – | – | – | Not filed |