Nuveen Senior Income Fund
NSLDelisted Jul 31, 2023- SEC CIK
- 0001093428
Nuveen Senior Income Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 82 institutions reported holding it in 13F filings for Q2 2023, worth $51.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q2 2023
Institutional positions in Nuveen Senior Income Fund as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 82
- +6 vs. Q1 2023
- Shares held
- 11.3M
- +597.5K (+5.6%) vs. Q1 2023
- Total value
- $51.7M
- +$2.27M (+4.6%) vs. Q1 2023
- New holders
- 10
- 29 more added
- Sold out
- 4
- 23 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NSL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $5 |
| Q1 2026 | 1 | $5 |
| Q4 2025 | 1 | $5 |
| Q3 2025 | 1 | $5 |
| Q2 2025 | 1 | $5 |
| Q1 2025 | 1 | $5 |
| Q4 2024 | 1 | $5 |
| Q3 2024 | 1 | $5 |
| Q2 2024 | 1 | $5 |
| Q1 2024 | 1 | $5 |
| Q4 2023 | 1 | $5 |
| Q3 2023 | 3 | $43.4K |
| Q2 2023 | 82 | $51.7M |
| Q1 2023 | 76 | $49.4M |
| Q4 2022 | 80 | $46.7M |
| Q3 2022 | 73 | $46.4M |
| Q2 2022 | 78 | $41.2M |
| Q1 2022 | 68 | $36.0M |
| Q4 2021 | 75 | $47.8M |
| Q3 2021 | 67 | $43.1M |
| Q2 2021 | 71 | $54.5M |
| Q1 2021 | 72 | $66.7M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Nuveen Senior Income Fund; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 1,669,270 | $7.65M | 0.10% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 1,097,884 | $5.03M | 0.13% | +663,176+152.6% | Added |
| Morgan Stanley | 896,315 | $4.11M | 0.00% | +100,532+12.6% | Added |
| Invesco Ltd. | 667,273 | $3.06M | 0.00% | −75,187−10.1% | Reduced |
| UBS Group AG | 612,633 | $2.81M | 0.00% | +37,684+6.6% | Added |
| Shaker Financial Services, LLC | 569,336 | $2.63M | 1.15% | −23,018−3.9% | Reduced |
| Guggenheim Capital LLC | 558,164 | $2.56M | 0.02% | −312,041−35.9% | Reduced |
| 1607 Capital Partners, LLC | 386,400 | $1.77M | 0.13% | +73,000+23.3% | Added |
| Next Capital Management LLC | 371,379 | $1.70M | 0.79% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 357,015 | $1.64M | 0.03% | +111,440+45.4% | Added |
| Rivernorth Capital Management, LLC | 305,422 | $1.40M | 0.07% | −374,303−55.1% | Reduced |
| Advisors Asset Management, Inc. | 303,239 | $1.39M | 0.03% | −3,020−1.0% | Reduced |
| Almitas Capital LLC | 229,436 | $1.06M | 0.45% | +12,723+5.9% | Added |
| Envestnet Asset Management Inc | 205,090 | $939.3K | 0.00% | +1,938+1.0% | Added |
| Park Avenue Securities LLC | 194,094 | $889.0K | 0.01% | −1,786−0.9% | Reduced |
| Coastal Bridge Advisors, LLC | 193,166 | $884.7K | 0.22% | +48,470+33.5% | Added |
| LPL Financial LLC | 188,776 | $864.6K | 0.00% | +69,726+58.6% | Added |
| Logan Stone Capital, LLC | 183,685 | $841.3K | 0.29% | −1,731−0.9% | Reduced |
| Gill Capital Partners, LLC | 156,420 | $716.4K | 0.30% | −5,040−3.1% | Reduced |
| Saba Capital Management, L.P. | 125,045 | $572.7K | 0.02% | +125,045 | New |
| Bank of America Corp | 119,479 | $547.2K | 0.00% | +3,028+2.6% | Added |
| Alpine Global Management, LLC | 113,132 | $518.1K | 0.14% | +113,132 | New |
| Riverbridge Partners LLC | 108,228 | $495.7K | 0.01% | −8,158−7.0% | Reduced |
| Horizon Kinetics Asset Management LLC | 105,209 | $481.9K | 0.01% | 00.0% | Unchanged |
| GWM Advisors LLC | 102,815 | $470.9K | 0.01% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 88,150 | $404.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 85,072 | $389.6K | 0.00% | +2,390+2.9% | Added |
| E&G Advisors, LP | 80,300 | $367.8K | 0.13% | 00.0% | Unchanged |
| Royal Bank of Canada | 74,807 | $343.0K | 0.00% | −3,910−5.0% | Reduced |
| Wells Fargo & Company | 72,490 | $332.0K | 0.00% | −8,148−10.1% | Reduced |
| Virtus ETF Advisers LLC | 69,073 | $316.4K | 0.19% | −5,485−7.4% | Reduced |
| Harbour Investments, Inc. | 68,743 | $314.8K | 0.02% | +1,883+2.8% | Added |
| Advisor Group Holdings, Inc. | 61,946 | $283.7K | 0.00% | −17,129−21.7% | Reduced |
| Private Advisor Group, LLC | 61,360 | $281.0K | 0.00% | +122+0.2% | Added |
| Integrated Wealth Concepts LLC | 60,808 | $278.5K | 0.00% | +120+0.2% | Added |
| Commonwealth Equity Services, LLC | 45,860 | $210.0K | 0.00% | −3,710−7.5% | Reduced |
| Landscape Capital Management, L.L.C. | 43,271 | $198.2K | 0.03% | +12,197+39.3% | Added |
| Capital Investment Advisors, LLC | 42,978 | $196.8K | 0.01% | −6,173−12.6% | Reduced |
| Captrust Financial Advisors | 33,764 | $154.6K | 0.00% | +33,764 | New |
| Integrated Capital Management, Inc. | 33,753 | $154.6K | 0.14% | +13,134+63.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 33,437 | $153.0K | 0.00% | +5,198+18.4% | Added |
| Fortitude Advisory Group L.L.C. | 31,859 | $145.9K | 0.11% | +1,077+3.5% | Added |
| Nations Financial Group Inc, | 29,439 | $134.8K | 0.01% | −2,550−8.0% | Reduced |
| Raymond James & Associates | 29,420 | $134.7K | 0.00% | +342+1.2% | Added |
| Stifel Financial Corp | 29,006 | $132.8K | 0.00% | −1,956−6.3% | Reduced |
| Susquehanna International Group, LLP | 28,385 | $130.0K | 0.00% | −2,439−7.9% | Reduced |
| Drive Wealth Management, LLC | 26,668 | $123.3K | 0.05% | +590+2.3% | Added |
| MML Investors Services, LLC | 25,979 | $119.0K | 0.00% | +2,346+9.9% | Added |
| International Assets Investment Management, LLC | 25,502 | $116.8K | 0.02% | −903−3.4% | Reduced |
| Change Path, LLC | 24,999 | $114.0K | 0.01% | +557+2.3% | Added |
| National Asset Management, Inc. | 20,232 | $93.5K | 0.00% | +1,717+9.3% | Added |
| D.A. Davidson & Co. | 19,864 | $91.0K | 0.00% | +215+1.1% | Added |
| Ameriprise Financial Inc | 16,418 | $75.2K | 0.00% | −684−4.0% | Reduced |
| Advisory Services Network, LLC | 15,521 | $71.1K | 0.00% | 00.0% | Unchanged |
| Independent Wealth Network Inc. | 15,172 | $69.5K | 0.04% | −1,930−11.3% | Reduced |
| Charles Schwab Investment Advisory, Inc. | 15,071 | $69.0K | 0.00% | +419+2.9% | Added |
| Lido Advisors, LLC | 15,000 | $68.7K | 0.00% | +15,000 | New |
| Cetera Investment Advisers | 13,307 | $60.9K | 0.00% | −1,552−10.4% | Reduced |
| Avantax Advisory Services, Inc. | 13,232 | $60.6K | 0.00% | +13,232 | New |
| PFG Investments, LLC | 10,900 | $49.9K | 0.01% | 00.0% | Unchanged |
| CI Private Wealth, LLC | 10,415 | $47.7K | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 10,365 | $47.5K | 0.00% | 00.0% | Unchanged |
| XTX Topco Ltd | 10,096 | $46.2K | 0.01% | +10,096 | New |
| Kovack Advisors, Inc. | 10,000 | $45.8K | 0.01% | −3,000−23.1% | Reduced |
| Visionary Wealth Advisors | 10,000 | $45.8K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 7,928 | $36.3K | 0.00% | +222+2.9% | Added |
| Barrett & Company, Inc. | 7,750 | $35.5K | 0.02% | 00.0% | Unchanged |
| Citigroup Inc | 7,143 | $32.7K | 0.00% | +7,143 | New |
| Hollencrest Capital Management | 5,902 | $27.0K | 0.00% | +164+2.9% | Added |
| Northwestern Mutual Wealth Management Co | 3,854 | $17.7K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 2,694 | $12.3K | 0.00% | +26+1.0% | Added |
| Ronald Blue Trust, Inc. | 2,500 | $12.0K | 0.00% | +2,500 | New |
| CNB Bank | 1,094 | $5.01K | 0.00% | 00.0% | Unchanged |
| Hantz Financial Services, Inc. | 1,085 | $5.00K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 569 | $2.60K | 0.00% | +16+2.9% | Added |
| Robinson Capital Management, LLC | 325 | $1.49K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 71 | $325 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 68 | $311 | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 61 | $279 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $5 | 0.00% | – | – |
| FMR LLC | 1 | $5 | 0.00% | +1 | New |
| CWM, LLC | 56 | $0 | 0.00% | +56 | New |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −10,570−100.0% | Sold out |
| Davenport & Co LLC | 0 | $0 | 0.00% | −10,300−100.0% | Sold out |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| BDO Wealth Advisors, LLC | 0 | $0 | 0.00% | −155−100.0% | Sold out |