Nuveen Senior Income Fund
NSLDelisted Jul 31, 2023- SEC CIK
- 0001093428
Nuveen Senior Income Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 82 institutions reported holding it in 13F filings for Q2 2023, worth $51.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q4 2022
Institutional positions in Nuveen Senior Income Fund as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 80
- +10 vs. Q3 2022
- Shares held
- 10.2M
- +314.6K (+3.2%) vs. Q3 2022
- Total value
- $46.7M
- +$402.4K (+0.9%) vs. Q3 2022
- New holders
- 18
- 22 more added
- Sold out
- 8
- 29 more reduced
3 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NSL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $5 |
| Q1 2026 | 1 | $5 |
| Q4 2025 | 1 | $5 |
| Q3 2025 | 1 | $5 |
| Q2 2025 | 1 | $5 |
| Q1 2025 | 1 | $5 |
| Q4 2024 | 1 | $5 |
| Q3 2024 | 1 | $5 |
| Q2 2024 | 1 | $5 |
| Q1 2024 | 1 | $5 |
| Q4 2023 | 1 | $5 |
| Q3 2023 | 3 | $43.4K |
| Q2 2023 | 82 | $51.7M |
| Q1 2023 | 76 | $49.4M |
| Q4 2022 | 80 | $46.7M |
| Q3 2022 | 73 | $46.4M |
| Q2 2022 | 78 | $41.2M |
| Q1 2022 | 68 | $36.0M |
| Q4 2021 | 75 | $47.8M |
| Q3 2021 | 67 | $43.1M |
| Q2 2021 | 71 | $54.5M |
| Q1 2021 | 72 | $66.7M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Nuveen Senior Income Fund; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 1,669,270 | $7.66M | 0.08% | +45,822+2.8% | Added |
| Rivernorth Capital Management, LLC | 1,119,862 | $5.14M | 0.23% | +129,726+13.1% | Added |
| Guggenheim Capital LLC | 911,667 | $4.18M | 0.04% | −46,106−4.8% | Reduced |
| Morgan Stanley | 795,583 | $3.65M | 0.00% | −171,199−17.7% | Reduced |
| Invesco Ltd. | 649,124 | $2.98M | 0.00% | +3,510+0.5% | Added |
| Shaker Financial Services, LLC | 586,360 | $2.69M | 1.26% | −16,369−2.7% | Reduced |
| UBS Group AG | 509,842 | $2.34M | 0.00% | +161,991+46.6% | Added |
| Next Capital Management LLC | 412,094 | $1.89M | 1.02% | −96,534−19.0% | Reduced |
| 1607 Capital Partners, LLC | 313,400 | $1.44M | 0.10% | +313,400 | New |
| Advisors Asset Management, Inc. | 312,612 | $1.43M | 0.03% | −10,001−3.1% | Reduced |
| Envestnet Asset Management Inc | 224,201 | $1.03M | 0.00% | +7,885+3.6% | Added |
| Park Avenue Securities LLC | 204,629 | $939.0K | 0.02% | −1,586−0.8% | Reduced |
| Gill Capital Partners, LLC | 159,892 | $733.9K | 0.35% | +1,119+0.7% | Added |
| Logan Stone Capital, LLC | 150,276 | $689.8K | 0.26% | +91,647+156.3% | Added |
| LPL Financial LLC | 119,680 | $549.3K | 0.00% | +12,203+11.4% | Added |
| Riverbridge Partners LLC | 112,801 | $518.0K | 0.01% | +4,296+4.0% | Added |
| Advisor Group Holdings, Inc. | 106,725 | $489.9K | 0.00% | +15,000+16.4% | Added |
| GWM Advisors LLC | 106,015 | $486.6K | 0.01% | +200+0.2% | Added |
| Horizon Kinetics Asset Management LLC | 105,209 | $482.9K | 0.01% | 00.0% | Unchanged |
| Coastal Bridge Advisors, LLC | 102,767 | $471.7K | 0.13% | +12,231+13.5% | Added |
| Bank of America Corp | 92,338 | $423.8K | 0.00% | +66,461+256.8% | Added |
| Janney Montgomery Scott LLC | 88,150 | $405.0K | 0.00% | −8,100−8.4% | Reduced |
| Rockefeller Capital Management L.P. | 87,577 | $401.0K | 0.00% | +2,785+3.3% | Added |
| Wells Fargo & Company | 84,115 | $386.1K | 0.00% | −21,665−20.5% | Reduced |
| E&G Advisors, LP | 80,300 | $368.6K | 0.14% | −14,000−14.8% | Reduced |
| Virtus ETF Advisers LLC | 70,201 | $322.2K | 0.17% | −8,963−11.3% | Reduced |
| Harbour Investments, Inc. | 64,263 | $295.0K | 0.02% | −166−0.3% | Reduced |
| Integrated Wealth Concepts LLC | 60,688 | $279.0K | 0.01% | −2,542−4.0% | Reduced |
| Commonwealth Equity Services, LLC | 52,686 | $241.0K | 0.00% | −3,665−6.5% | Reduced |
| Capital Investment Advisors, LLC | 50,752 | $233.0K | 0.01% | +180.0% | Added |
| Walleye Capital LLC | 43,458 | $199.5K | 0.00% | +43,458 | New |
| Susquehanna International Group, LLP | 43,281 | $198.7K | 0.00% | +43,281 | New |
| Royal Bank of Canada | 42,960 | $197.0K | 0.00% | −817−1.9% | Reduced |
| Stifel Financial Corp | 40,425 | $185.6K | 0.00% | −381−0.9% | Reduced |
| Clough Capital Partners L P | 36,393 | $167.0K | 0.02% | +36,393 | New |
| Landscape Capital Management, L.L.C. | 33,835 | $155.3K | 0.02% | −20,609−37.9% | Reduced |
| Nations Financial Group Inc, | 32,969 | $151.3K | 0.02% | −425−1.3% | Reduced |
| Integrated Capital Management, Inc. | 31,417 | $144.2K | 0.13% | −1,808−5.4% | Reduced |
| Fortitude Advisory Group L.L.C. | 30,782 | $141.3K | 0.12% | 00.0% | Unchanged |
| Raymond James & Associates | 30,098 | $138.2K | 0.00% | −1,428−4.5% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 29,013 | $133.0K | 0.00% | −9,876−25.4% | Reduced |
| International Assets Investment Management, LLC | 28,806 | $132.2K | 0.01% | +3,522+13.9% | Added |
| Drive Wealth Management, LLC | 27,260 | $125.1K | 0.06% | +27,260 | New |
| MML Investors Services, LLC | 23,266 | $107.0K | 0.00% | +964+4.3% | Added |
| Saba Capital Management, L.P. | 21,290 | $97.7K | 0.00% | +21,290 | New |
| Sit Investment Associates Inc | 20,300 | $93.0K | 0.00% | −23,634−53.8% | Reduced |
| D.A. Davidson & Co. | 18,522 | $85.0K | 0.00% | −555−2.9% | Reduced |
| National Asset Management, Inc. | 18,515 | $85.0K | 0.00% | −3,178−14.6% | Reduced |
| Change Path, LLC | 18,000 | $83.0K | 0.00% | −17,355−49.1% | Reduced |
| Independent Wealth Network Inc. | 16,828 | $77.2K | 0.05% | +2,523+17.6% | Added |
| Cetera Investment Advisers | 16,156 | $74.2K | 0.00% | −1,063−6.2% | Reduced |
| Charles Schwab Investment Advisory, Inc. | 14,262 | $65.5K | 0.00% | +354+2.5% | Added |
| Northwestern Mutual Wealth Management Co | 12,640 | $58.0K | 0.00% | −135,479−91.5% | Reduced |
| Ameriprise Financial Inc | 12,115 | $56.0K | 0.00% | −19,926−62.2% | Reduced |
| Wolverine Asset Management LLC | 10,595 | $48.6K | 0.00% | +10,595 | New |
| Quantedge Capital Pte Ltd | 10,546 | $48.4K | 0.02% | −20,900−66.5% | Reduced |
| CI Private Wealth, LLC | 10,415 | $47.8K | 0.00% | +10,415 | New |
| Sigma Planning Corp | 10,365 | $47.6K | 0.00% | 00.0% | Unchanged |
| Davenport & Co LLC | 10,300 | $47.0K | 0.00% | 00.0% | Unchanged |
| Platform Technology Partners | 10,125 | $46.5K | 0.02% | 00.0% | Unchanged |
| Visionary Wealth Advisors | 10,000 | $46.0K | 0.00% | 00.0% | Unchanged |
| Barrett & Company, Inc. | 7,750 | $35.6K | 0.02% | 00.0% | Unchanged |
| Signaturefd, LLC | 7,571 | $34.8K | 0.00% | +71+0.9% | Added |
| Coppell Advisory Solutions LLC | 7,065 | $32.4K | 0.01% | +7,065 | New |
| Coppell Advisory Solutions Corp. | 7,065 | $32.4K | 0.01% | +7,065 | New |
| Hollencrest Capital Management | 5,585 | $25.6K | 0.00% | +5,585 | New |
| JPMorgan Chase & Co | 4,310 | $20.0K | 0.00% | +4,310 | New |
| IFP Advisors, Inc | 2,080 | $18.0K | 0.00% | −50−2.3% | Reduced |
| Global Retirement Partners, LLC | 2,572 | $11.8K | 0.00% | +2,572 | New |
| Advisory Services Network, LLC | 1,521 | $6.98K | 0.00% | +1,521 | New |
| CoreCap Advisors, LLC | 1,200 | $5.51K | 0.00% | +1,200 | New |
| Accurate Wealth Management, LLC | 1,000 | $4.75K | 0.00% | +1,000 | New |
| Creative Financial Designs Inc | 543 | $2.49K | 0.00% | +19+3.6% | Added |
| Assetmark, Inc | 71 | $326 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 68 | $312 | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 60,913 | $280 | 0.00% | +2,200+3.7% | Added |
| EverSource Wealth Advisors, LLC | 31 | $142 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $5 | 0.00% | – | New |
| CWM, LLC | 8 | $0 | 0.00% | 00.0% | Unchanged |
| Arete Wealth Advisors, LLC | 2,000 | – | – | +2,000 | New |
| Mariner Investment Group LLC | 0 | $0 | 0.00% | −55,000−100.0% | Sold out |
| Foresight Wealth Management, LLC | 0 | $0 | 0.00% | −37,195−100.0% | Sold out |
| Mariner, LLC | 0 | $0 | 0.00% | −13,598−100.0% | Sold out |
| Nwam LLC | 0 | $0 | 0.00% | −12,100−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −1,650−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −196−100.0% | Sold out |
| Robinson Capital Management, LLC | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Lloyd Park, LLC | – | – | – | – | Not filed |
| CPWM, LLC | – | – | – | – | Not filed |
| American Portfolios Advisors | – | – | – | – | Not filed |