Nuveen Senior Income Fund
NSLDelisted Jul 31, 2023- SEC CIK
- 0001093428
Nuveen Senior Income Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 82 institutions reported holding it in 13F filings for Q2 2023, worth $51.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q4 2022
Institutional positions in Nuveen Senior Income Fund as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 80
- +10 vs. Q3 2022
- Shares held
- 10.2M
- +314.6K (+3.2%) vs. Q3 2022
- Total value
- $46.7M
- +$402.4K (+0.9%) vs. Q3 2022
- New holders
- 18
- 22 more added
- Sold out
- 8
- 29 more reduced
3 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NSL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $5 |
| Q1 2026 | 1 | $5 |
| Q4 2025 | 1 | $5 |
| Q3 2025 | 1 | $5 |
| Q2 2025 | 1 | $5 |
| Q1 2025 | 1 | $5 |
| Q4 2024 | 1 | $5 |
| Q3 2024 | 1 | $5 |
| Q2 2024 | 1 | $5 |
| Q1 2024 | 1 | $5 |
| Q4 2023 | 1 | $5 |
| Q3 2023 | 3 | $43.4K |
| Q2 2023 | 82 | $51.7M |
| Q1 2023 | 76 | $49.4M |
| Q4 2022 | 80 | $46.7M |
| Q3 2022 | 73 | $46.4M |
| Q2 2022 | 78 | $41.2M |
| Q1 2022 | 68 | $36.0M |
| Q4 2021 | 75 | $47.8M |
| Q3 2021 | 67 | $43.1M |
| Q2 2021 | 71 | $54.5M |
| Q1 2021 | 72 | $66.7M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Nuveen Senior Income Fund; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 8 | $0 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $5 | 0.00% | – | New |
| EverSource Wealth Advisors, LLC | 31 | $142 | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 60,913 | $280 | 0.00% | +2,200+3.7% | Added |
| Lindbrook Capital, LLC | 68 | $312 | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 71 | $326 | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 543 | $2.49K | 0.00% | +19+3.6% | Added |
| Accurate Wealth Management, LLC | 1,000 | $4.75K | 0.00% | +1,000 | New |
| CoreCap Advisors, LLC | 1,200 | $5.51K | 0.00% | +1,200 | New |
| Advisory Services Network, LLC | 1,521 | $6.98K | 0.00% | +1,521 | New |
| Global Retirement Partners, LLC | 2,572 | $11.8K | 0.00% | +2,572 | New |
| IFP Advisors, Inc | 2,080 | $18.0K | 0.00% | −50−2.3% | Reduced |
| JPMorgan Chase & Co | 4,310 | $20.0K | 0.00% | +4,310 | New |
| Hollencrest Capital Management | 5,585 | $25.6K | 0.00% | +5,585 | New |
| Coppell Advisory Solutions LLC | 7,065 | $32.4K | 0.01% | +7,065 | New |
| Coppell Advisory Solutions Corp. | 7,065 | $32.4K | 0.01% | +7,065 | New |
| Signaturefd, LLC | 7,571 | $34.8K | 0.00% | +71+0.9% | Added |
| Barrett & Company, Inc. | 7,750 | $35.6K | 0.02% | 00.0% | Unchanged |
| Visionary Wealth Advisors | 10,000 | $46.0K | 0.00% | 00.0% | Unchanged |
| Platform Technology Partners | 10,125 | $46.5K | 0.02% | 00.0% | Unchanged |
| Davenport & Co LLC | 10,300 | $47.0K | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 10,365 | $47.6K | 0.00% | 00.0% | Unchanged |
| CI Private Wealth, LLC | 10,415 | $47.8K | 0.00% | +10,415 | New |
| Quantedge Capital Pte Ltd | 10,546 | $48.4K | 0.02% | −20,900−66.5% | Reduced |
| Wolverine Asset Management LLC | 10,595 | $48.6K | 0.00% | +10,595 | New |
| Ameriprise Financial Inc | 12,115 | $56.0K | 0.00% | −19,926−62.2% | Reduced |
| Northwestern Mutual Wealth Management Co | 12,640 | $58.0K | 0.00% | −135,479−91.5% | Reduced |
| Charles Schwab Investment Advisory, Inc. | 14,262 | $65.5K | 0.00% | +354+2.5% | Added |
| Cetera Investment Advisers | 16,156 | $74.2K | 0.00% | −1,063−6.2% | Reduced |
| Independent Wealth Network Inc. | 16,828 | $77.2K | 0.05% | +2,523+17.6% | Added |
| Change Path, LLC | 18,000 | $83.0K | 0.00% | −17,355−49.1% | Reduced |
| National Asset Management, Inc. | 18,515 | $85.0K | 0.00% | −3,178−14.6% | Reduced |
| D.A. Davidson & Co. | 18,522 | $85.0K | 0.00% | −555−2.9% | Reduced |
| Sit Investment Associates Inc | 20,300 | $93.0K | 0.00% | −23,634−53.8% | Reduced |
| Saba Capital Management, L.P. | 21,290 | $97.7K | 0.00% | +21,290 | New |
| MML Investors Services, LLC | 23,266 | $107.0K | 0.00% | +964+4.3% | Added |
| Drive Wealth Management, LLC | 27,260 | $125.1K | 0.06% | +27,260 | New |
| International Assets Investment Management, LLC | 28,806 | $132.2K | 0.01% | +3,522+13.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 29,013 | $133.0K | 0.00% | −9,876−25.4% | Reduced |
| Raymond James & Associates | 30,098 | $138.2K | 0.00% | −1,428−4.5% | Reduced |
| Fortitude Advisory Group L.L.C. | 30,782 | $141.3K | 0.12% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 31,417 | $144.2K | 0.13% | −1,808−5.4% | Reduced |
| Nations Financial Group Inc, | 32,969 | $151.3K | 0.02% | −425−1.3% | Reduced |
| Landscape Capital Management, L.L.C. | 33,835 | $155.3K | 0.02% | −20,609−37.9% | Reduced |
| Clough Capital Partners L P | 36,393 | $167.0K | 0.02% | +36,393 | New |
| Stifel Financial Corp | 40,425 | $185.6K | 0.00% | −381−0.9% | Reduced |
| Royal Bank of Canada | 42,960 | $197.0K | 0.00% | −817−1.9% | Reduced |
| Susquehanna International Group, LLP | 43,281 | $198.7K | 0.00% | +43,281 | New |
| Walleye Capital LLC | 43,458 | $199.5K | 0.00% | +43,458 | New |
| Capital Investment Advisors, LLC | 50,752 | $233.0K | 0.01% | +180.0% | Added |
| Commonwealth Equity Services, LLC | 52,686 | $241.0K | 0.00% | −3,665−6.5% | Reduced |
| Integrated Wealth Concepts LLC | 60,688 | $279.0K | 0.01% | −2,542−4.0% | Reduced |
| Harbour Investments, Inc. | 64,263 | $295.0K | 0.02% | −166−0.3% | Reduced |
| Virtus ETF Advisers LLC | 70,201 | $322.2K | 0.17% | −8,963−11.3% | Reduced |
| E&G Advisors, LP | 80,300 | $368.6K | 0.14% | −14,000−14.8% | Reduced |
| Wells Fargo & Company | 84,115 | $386.1K | 0.00% | −21,665−20.5% | Reduced |
| Rockefeller Capital Management L.P. | 87,577 | $401.0K | 0.00% | +2,785+3.3% | Added |
| Janney Montgomery Scott LLC | 88,150 | $405.0K | 0.00% | −8,100−8.4% | Reduced |
| Bank of America Corp | 92,338 | $423.8K | 0.00% | +66,461+256.8% | Added |
| Coastal Bridge Advisors, LLC | 102,767 | $471.7K | 0.13% | +12,231+13.5% | Added |
| Horizon Kinetics Asset Management LLC | 105,209 | $482.9K | 0.01% | 00.0% | Unchanged |
| GWM Advisors LLC | 106,015 | $486.6K | 0.01% | +200+0.2% | Added |
| Advisor Group Holdings, Inc. | 106,725 | $489.9K | 0.00% | +15,000+16.4% | Added |
| Riverbridge Partners LLC | 112,801 | $518.0K | 0.01% | +4,296+4.0% | Added |
| LPL Financial LLC | 119,680 | $549.3K | 0.00% | +12,203+11.4% | Added |
| Logan Stone Capital, LLC | 150,276 | $689.8K | 0.26% | +91,647+156.3% | Added |
| Gill Capital Partners, LLC | 159,892 | $733.9K | 0.35% | +1,119+0.7% | Added |
| Park Avenue Securities LLC | 204,629 | $939.0K | 0.02% | −1,586−0.8% | Reduced |
| Envestnet Asset Management Inc | 224,201 | $1.03M | 0.00% | +7,885+3.6% | Added |
| Advisors Asset Management, Inc. | 312,612 | $1.43M | 0.03% | −10,001−3.1% | Reduced |
| 1607 Capital Partners, LLC | 313,400 | $1.44M | 0.10% | +313,400 | New |
| Next Capital Management LLC | 412,094 | $1.89M | 1.02% | −96,534−19.0% | Reduced |
| UBS Group AG | 509,842 | $2.34M | 0.00% | +161,991+46.6% | Added |
| Shaker Financial Services, LLC | 586,360 | $2.69M | 1.26% | −16,369−2.7% | Reduced |
| Invesco Ltd. | 649,124 | $2.98M | 0.00% | +3,510+0.5% | Added |
| Morgan Stanley | 795,583 | $3.65M | 0.00% | −171,199−17.7% | Reduced |
| Guggenheim Capital LLC | 911,667 | $4.18M | 0.04% | −46,106−4.8% | Reduced |
| Rivernorth Capital Management, LLC | 1,119,862 | $5.14M | 0.23% | +129,726+13.1% | Added |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 1,669,270 | $7.66M | 0.08% | +45,822+2.8% | Added |
| Arete Wealth Advisors, LLC | 2,000 | – | – | +2,000 | New |
| Mariner Investment Group LLC | 0 | $0 | 0.00% | −55,000−100.0% | Sold out |
| Foresight Wealth Management, LLC | 0 | $0 | 0.00% | −37,195−100.0% | Sold out |
| Mariner, LLC | 0 | $0 | 0.00% | −13,598−100.0% | Sold out |
| Nwam LLC | 0 | $0 | 0.00% | −12,100−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −1,650−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −196−100.0% | Sold out |
| Robinson Capital Management, LLC | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Lloyd Park, LLC | – | – | – | – | Not filed |
| CPWM, LLC | – | – | – | – | Not filed |
| American Portfolios Advisors | – | – | – | – | Not filed |