Nuveen Senior Income Fund
NSLDelisted Jul 31, 2023- SEC CIK
- 0001093428
Nuveen Senior Income Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 82 institutions reported holding it in 13F filings for Q2 2023, worth $51.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q3 2023
Institutional positions in Nuveen Senior Income Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
NSL is no longer listed, and 13F filings after Q2 2023 list far fewer holders. See Q2 2023
- Institutional holders
- 3
- −79 vs. Q2 2023
- Shares held
- 9.56K
- −11.3M (−99.9%) vs. Q2 2023
- Total value
- $43.4K
- −$51.6M (−99.9%) vs. Q2 2023
- New holders
- 1
- 0 more added
- Sold out
- 80
- 0 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NSL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $5 |
| Q1 2026 | 1 | $5 |
| Q4 2025 | 1 | $5 |
| Q3 2025 | 1 | $5 |
| Q2 2025 | 1 | $5 |
| Q1 2025 | 1 | $5 |
| Q4 2024 | 1 | $5 |
| Q3 2024 | 1 | $5 |
| Q2 2024 | 1 | $5 |
| Q1 2024 | 1 | $5 |
| Q4 2023 | 1 | $5 |
| Q3 2023 | 3 | $43.4K |
| Q2 2023 | 82 | $51.7M |
| Q1 2023 | 76 | $49.4M |
| Q4 2022 | 80 | $46.7M |
| Q3 2022 | 73 | $46.4M |
| Q2 2022 | 78 | $41.2M |
| Q1 2022 | 68 | $36.0M |
| Q4 2021 | 75 | $47.8M |
| Q3 2021 | 67 | $43.1M |
| Q2 2021 | 71 | $54.5M |
| Q1 2021 | 72 | $66.7M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Nuveen Senior Income Fund; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Coppell Advisory Solutions LLC | 7,065 | $32.4K | 0.01% | +7,065 | New |
| Ronald Blue Trust, Inc. | 2,500 | $11.0K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $5 | 0.00% | – | – |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 0 | $0 | 0.00% | −1,669,270−100.0% | Sold out |
| Sit Investment Associates Inc | 0 | $0 | 0.00% | −1,097,884−100.0% | Sold out |
| Morgan Stanley | 0 | $0 | 0.00% | −896,315−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −667,273−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −612,633−100.0% | Sold out |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −569,336−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −558,164−100.0% | Sold out |
| 1607 Capital Partners, LLC | 0 | $0 | 0.00% | −386,400−100.0% | Sold out |
| Next Capital Management LLC | 0 | $0 | 0.00% | −371,379−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −357,015−100.0% | Sold out |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −305,422−100.0% | Sold out |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −303,239−100.0% | Sold out |
| Almitas Capital LLC | 0 | $0 | 0.00% | −229,436−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −205,090−100.0% | Sold out |
| Park Avenue Securities LLC | 0 | $0 | 0.00% | −194,094−100.0% | Sold out |
| Coastal Bridge Advisors, LLC | 0 | $0 | 0.00% | −193,166−100.0% | Sold out |
| LPL Financial LLC | 0 | $0 | 0.00% | −188,776−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −183,685−100.0% | Sold out |
| Gill Capital Partners, LLC | 0 | $0 | 0.00% | −156,420−100.0% | Sold out |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −125,045−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −119,479−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −113,132−100.0% | Sold out |
| Riverbridge Partners LLC | 0 | $0 | 0.00% | −108,228−100.0% | Sold out |
| Horizon Kinetics Asset Management LLC | 0 | $0 | 0.00% | −105,209−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −102,815−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −88,150−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −85,072−100.0% | Sold out |
| E&G Advisors, LP | 0 | $0 | 0.00% | −80,300−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −74,807−100.0% | Sold out |
| Wells Fargo & Company | 0 | $0 | 0.00% | −72,490−100.0% | Sold out |
| Virtus ETF Advisers LLC | 0 | $0 | 0.00% | −69,073−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −68,743−100.0% | Sold out |
| Advisor Group Holdings, Inc. | 0 | $0 | 0.00% | −61,946−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −61,360−100.0% | Sold out |
| Integrated Wealth Concepts LLC | 0 | $0 | 0.00% | −60,808−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −45,860−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −43,271−100.0% | Sold out |
| Capital Investment Advisors, LLC | 0 | $0 | 0.00% | −42,978−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −33,764−100.0% | Sold out |
| Integrated Capital Management, Inc. | 0 | $0 | 0.00% | −33,753−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −33,437−100.0% | Sold out |
| Fortitude Advisory Group L.L.C. | 0 | $0 | 0.00% | −31,859−100.0% | Sold out |
| Nations Financial Group Inc, | 0 | $0 | 0.00% | −29,439−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −29,420−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −29,006−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −28,385−100.0% | Sold out |
| Drive Wealth Management, LLC | 0 | $0 | 0.00% | −26,668−100.0% | Sold out |
| MML Investors Services, LLC | 0 | $0 | 0.00% | −25,979−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −25,502−100.0% | Sold out |
| Change Path, LLC | 0 | $0 | 0.00% | −24,999−100.0% | Sold out |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −20,232−100.0% | Sold out |
| D.A. Davidson & Co. | 0 | $0 | 0.00% | −19,864−100.0% | Sold out |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −16,418−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −15,521−100.0% | Sold out |
| Independent Wealth Network Inc. | 0 | $0 | 0.00% | −15,172−100.0% | Sold out |
| Charles Schwab Investment Advisory, Inc. | 0 | $0 | 0.00% | −15,071−100.0% | Sold out |
| Lido Advisors, LLC | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Cetera Investment Advisers | 0 | $0 | 0.00% | −13,307−100.0% | Sold out |
| Avantax Advisory Services, Inc. | 0 | $0 | 0.00% | −13,232−100.0% | Sold out |
| PFG Investments, LLC | 0 | $0 | 0.00% | −10,900−100.0% | Sold out |
| CI Private Wealth, LLC | 0 | $0 | 0.00% | −10,415−100.0% | Sold out |
| Sigma Planning Corp | 0 | $0 | 0.00% | −10,365−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −10,096−100.0% | Sold out |
| Kovack Advisors, Inc. | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Visionary Wealth Advisors | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Signaturefd, LLC | 0 | $0 | 0.00% | −7,928−100.0% | Sold out |
| Barrett & Company, Inc. | 0 | $0 | 0.00% | −7,750−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −7,143−100.0% | Sold out |
| Hollencrest Capital Management | 0 | $0 | 0.00% | −5,902−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −3,854−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −2,694−100.0% | Sold out |
| CNB Bank | 0 | $0 | 0.00% | −1,094−100.0% | Sold out |
| Hantz Financial Services, Inc. | 0 | $0 | 0.00% | −1,085−100.0% | Sold out |
| Creative Financial Designs Inc | 0 | $0 | 0.00% | −569−100.0% | Sold out |
| Robinson Capital Management, LLC | 0 | $0 | 0.00% | −325−100.0% | Sold out |
| Assetmark, Inc | 0 | $0 | 0.00% | −71−100.0% | Sold out |
| Lindbrook Capital, LLC | 0 | $0 | 0.00% | −68−100.0% | Sold out |
| EverSource Wealth Advisors, LLC | 0 | $0 | 0.00% | −61−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −56−100.0% | Sold out |