Nuveen Senior Income Fund
NSLDelisted Jul 31, 2023- SEC CIK
- 0001093428
Nuveen Senior Income Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 82 institutions reported holding it in 13F filings for Q2 2023, worth $51.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q3 2022
Institutional positions in Nuveen Senior Income Fund as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 73
- −5 vs. Q2 2022
- Shares held
- 9.95M
- +1.39M (+16.2%) vs. Q2 2022
- Total value
- $46.4M
- +$5.24M (+12.7%) vs. Q2 2022
- New holders
- 8
- 28 more added
- Sold out
- 13
- 15 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NSL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $5 |
| Q1 2026 | 1 | $5 |
| Q4 2025 | 1 | $5 |
| Q3 2025 | 1 | $5 |
| Q2 2025 | 1 | $5 |
| Q1 2025 | 1 | $5 |
| Q4 2024 | 1 | $5 |
| Q3 2024 | 1 | $5 |
| Q2 2024 | 1 | $5 |
| Q1 2024 | 1 | $5 |
| Q4 2023 | 1 | $5 |
| Q3 2023 | 3 | $43.4K |
| Q2 2023 | 82 | $51.7M |
| Q1 2023 | 76 | $49.4M |
| Q4 2022 | 80 | $46.7M |
| Q3 2022 | 73 | $46.4M |
| Q2 2022 | 78 | $41.2M |
| Q1 2022 | 68 | $36.0M |
| Q4 2021 | 75 | $47.8M |
| Q3 2021 | 67 | $43.1M |
| Q2 2021 | 71 | $54.5M |
| Q1 2021 | 72 | $66.7M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Nuveen Senior Income Fund; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 1,623,448 | $7.58M | 0.09% | +603,751+59.2% | Added |
| Rivernorth Capital Management, LLC | 990,136 | $4.62M | 0.21% | +606,304+158.0% | Added |
| Morgan Stanley | 966,782 | $4.51M | 0.00% | +153,230+18.8% | Added |
| Guggenheim Capital LLC | 957,773 | $4.47M | 0.04% | −59,095−5.8% | Reduced |
| Invesco Ltd. | 645,614 | $3.02M | 0.00% | +92,034+16.6% | Added |
| Shaker Financial Services, LLC | 602,729 | $2.81M | 1.39% | +86,876+16.8% | Added |
| Next Capital Management LLC | 508,628 | $2.38M | 1.80% | +10,090+2.0% | Added |
| UBS Group AG | 347,851 | $1.62M | 0.00% | +39,841+12.9% | Added |
| Advisors Asset Management, Inc. | 322,613 | $1.51M | 0.03% | −4,603−1.4% | Reduced |
| Envestnet Asset Management Inc | 216,316 | $1.01M | 0.00% | +2,682+1.3% | Added |
| Park Avenue Securities LLC | 206,215 | $963.0K | 0.02% | −1,741−0.8% | Reduced |
| Gill Capital Partners, LLC | 158,773 | $741.0K | 0.39% | −1,326−0.8% | Reduced |
| Northwestern Mutual Wealth Management Co | 148,119 | $692.0K | 0.00% | +15,714+11.9% | Added |
| Riverbridge Partners LLC | 108,505 | $507.0K | 0.01% | +2,814+2.7% | Added |
| LPL Financial LLC | 107,477 | $502.0K | 0.00% | +275+0.3% | Added |
| GWM Advisors LLC | 105,815 | $494.0K | 0.01% | −1,000−0.9% | Reduced |
| Wells Fargo & Company | 105,780 | $494.0K | 0.00% | +7,905+8.1% | Added |
| Horizon Kinetics Asset Management LLC | 105,209 | $491.0K | 0.01% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 96,250 | $449.0K | 0.00% | 00.0% | Unchanged |
| E&G Advisors, LP | 94,300 | $440.0K | 0.16% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 91,725 | $427.0K | 0.00% | +8,059+9.6% | Added |
| Coastal Bridge Advisors, LLC | 90,536 | $423.0K | 0.11% | +29,549+48.5% | Added |
| Rockefeller Capital Management L.P. | 84,792 | $395.0K | 0.00% | +8,017+10.4% | Added |
| Virtus ETF Advisers LLC | 79,164 | $370.0K | 0.15% | −22,968−22.5% | Reduced |
| Harbour Investments, Inc. | 64,429 | $309.0K | 0.02% | 00.0% | Unchanged |
| Integrated Wealth Concepts LLC | 63,230 | $295.0K | 0.01% | +5,417+9.4% | Added |
| Logan Stone Capital, LLC | 58,629 | $274.0K | 0.18% | −1,705−2.8% | Reduced |
| Private Advisor Group, LLC | 58,713 | $274.0K | 0.00% | +9,459+19.2% | Added |
| Commonwealth Equity Services, LLC | 56,351 | $263.0K | 0.00% | +647+1.2% | Added |
| Mariner Investment Group LLC | 55,000 | $257.0K | 0.29% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 54,444 | $254.0K | 0.03% | −12,648−18.9% | Reduced |
| Capital Investment Advisors, LLC | 50,734 | $237.0K | 0.01% | −1,139−2.2% | Reduced |
| Sit Investment Associates Inc | 43,934 | $205.0K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 43,777 | $204.0K | 0.00% | +4,350+11.0% | Added |
| Stifel Financial Corp | 40,806 | $191.0K | 0.00% | −2,688−6.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 38,889 | $182.0K | 0.00% | +70.0% | Added |
| Foresight Wealth Management, LLC | 37,195 | $174.0K | 0.07% | +21,218+132.8% | Added |
| Change Path, LLC | 35,355 | $165.0K | 0.01% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 33,394 | $156.0K | 0.02% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 33,225 | $155.0K | 0.15% | +131+0.4% | Added |
| Ameriprise Financial Inc | 32,041 | $150.0K | 0.00% | +1,977+6.6% | Added |
| Quantedge Capital Pte Ltd | 31,446 | $147.0K | 0.05% | −18,786−37.4% | Reduced |
| Raymond James & Associates | 31,526 | $147.0K | 0.00% | 00.0% | Unchanged |
| Fortitude Advisory Group L.L.C. | 30,782 | $144.0K | 0.14% | 00.0% | Unchanged |
| Bank of America Corp | 25,877 | $121.0K | 0.00% | +9,106+54.3% | Added |
| International Assets Investment Management, LLC | 25,284 | $118.0K | 0.03% | +2,770+12.3% | Added |
| Lloyd Park, LLC | 24,333 | $115.0K | 0.14% | 00.0% | Unchanged |
| MML Investors Services, LLC | 22,302 | $104.0K | 0.00% | +3,138+16.4% | Added |
| National Asset Management, Inc. | 21,693 | $102.0K | 0.00% | −666−3.0% | Reduced |
| D.A. Davidson & Co. | 19,077 | $89.0K | 0.00% | −9,589−33.5% | Reduced |
| Cetera Investment Advisers | 17,219 | $80.0K | 0.00% | +233+1.4% | Added |
| Independent Wealth Network Inc. | 14,305 | $67.0K | 0.05% | −1,426−9.1% | Reduced |
| Charles Schwab Investment Advisory, Inc. | 13,908 | $65.0K | 0.00% | +13,908 | New |
| Mariner, LLC | 13,598 | $64.0K | 0.00% | +13,598 | New |
| Nwam LLC | 12,100 | $57.0K | 0.01% | 00.0% | Unchanged |
| CPWM, LLC | 10,415 | $49.0K | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 10,365 | $48.0K | 0.00% | 00.0% | Unchanged |
| Davenport & Co LLC | 10,300 | $48.0K | 0.00% | 00.0% | Unchanged |
| Visionary Wealth Advisors | 10,000 | $47.0K | 0.00% | 00.0% | Unchanged |
| Platform Technology Partners | 10,125 | $47.0K | 0.03% | 00.0% | Unchanged |
| Barrett & Company, Inc. | 7,750 | $35.6K | 0.02% | +7,750 | New |
| Signaturefd, LLC | 7,500 | $35.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 2,130 | $19.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 2,800 | $13.1K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 1,650 | $8.00K | 0.00% | +1,650 | New |
| Creative Financial Designs Inc | 524 | $2.00K | 0.00% | +11+2.1% | Added |
| Gradient Investments LLC | 196 | $1.00K | 0.00% | +196 | New |
| Robinson Capital Management, LLC | 250 | $1.00K | 0.00% | +250 | New |
| Lindbrook Capital, LLC | 68 | $0 | 0.00% | −368−84.4% | Reduced |
| Assetmark, Inc | 71 | $0 | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 8 | $0 | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 10,000 | $0 | 0.00% | +10,000 | New |
| EverSource Wealth Advisors, LLC | 31 | $0 | 0.00% | +31 | New |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −71,280−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −37,072−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −31,017−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −24,435−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −19,783−100.0% | Sold out |
| Elk River Wealth Management, LLC | 0 | $0 | 0.00% | −16,800−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −14,001−100.0% | Sold out |
| Sequoia Financial Advisors, LLC | 0 | $0 | 0.00% | −11,732−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −10,607−100.0% | Sold out |
| Lazard Asset Management LLC | 0 | $0 | 0.00% | – | Sold out |
| Patriot Financial Group Insurance Agency, LLC | 0 | $0 | 0.00% | −2,600−100.0% | Sold out |
| Marquette Asset Management, LLC | 0 | $0 | 0.00% | −1,543−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |