Nuveen Senior Income Fund
NSLDelisted Jul 31, 2023- SEC CIK
- 0001093428
Nuveen Senior Income Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 82 institutions reported holding it in 13F filings for Q2 2023, worth $51.7M in total; Oaktree Capital was the only superinvestor holding it.
Q3 2022 vs. Q2 2022
How the institutions holding Nuveen Senior Income Fund changed between Q2 2022 and Q3 2022.
All holders in Q3 2022All holders in Q2 2022
| Measure | Q2 2022 | Q3 2022 | Change |
|---|---|---|---|
| Holders | 78 | 73 | −5 |
| Shares | 8.56M | 9.95M | +1.39M (+16.2%) |
| Value | $41.2M | $46.4M | +$5.24M (+12.7%) |
New holders (8)
Institutions that held Nuveen Senior Income Fund at the end of Q3 2022 but not at the end of Q2 2022.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Charles Schwab Investment Advisory, Inc. | 13,908 | $65.0K | 0.00% |
| Mariner, LLC | 13,598 | $64.0K | 0.00% |
| Barrett & Company, Inc. | 7,750 | $35.6K | 0.02% |
| TCI Wealth Advisors, Inc. | 1,650 | $8.00K | 0.00% |
| Gradient Investments LLC | 196 | $1.00K | 0.00% |
| Robinson Capital Management, LLC | 250 | $1.00K | 0.00% |
| Northern Trust Corp | 10,000 | $0 | 0.00% |
| EverSource Wealth Advisors, LLC | 31 | $0 | 0.00% |
Sold out (13)
Institutions that held Nuveen Senior Income Fund at the end of Q2 2022 and filed for Q3 2022 without it.
| Institution | Shares, Q2 2022 | Value, Q2 2022 |
|---|---|---|
| Wolverine Asset Management LLC | 71,280 | $341.0K |
| Advisory Services Network, LLC | 37,072 | $178.0K |
| Walleye Capital LLC | 31,017 | $149.0K |
| Oppenheimer & Co Inc | 24,435 | $117.0K |
| Geneos Wealth Management Inc. | 19,783 | $96.0K |
| Elk River Wealth Management, LLC | 16,800 | $81.0K |
| Susquehanna International Group, LLP | 14,001 | $67.0K |
| Sequoia Financial Advisors, LLC | 11,732 | $56.0K |
| Raymond James Financial Services Advisors, Inc. | 10,607 | $51.0K |
| Lazard Asset Management LLC | – | $42.0K |
| Patriot Financial Group Insurance Agency, LLC | 2,600 | $12.0K |
| Marquette Asset Management, LLC | 1,543 | $7.00K |
| CoreCap Advisors, LLC | 1,200 | $6.00K |