Nuveen Senior Income Fund
NSLDelisted Jul 31, 2023- SEC CIK
- 0001093428
Nuveen Senior Income Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 82 institutions reported holding it in 13F filings for Q2 2023, worth $51.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q3 2022
Institutional positions in Nuveen Senior Income Fund as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 73
- −5 vs. Q2 2022
- Shares held
- 9.95M
- +1.39M (+16.2%) vs. Q2 2022
- Total value
- $46.4M
- +$5.24M (+12.7%) vs. Q2 2022
- New holders
- 8
- 28 more added
- Sold out
- 13
- 15 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NSL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $5 |
| Q1 2026 | 1 | $5 |
| Q4 2025 | 1 | $5 |
| Q3 2025 | 1 | $5 |
| Q2 2025 | 1 | $5 |
| Q1 2025 | 1 | $5 |
| Q4 2024 | 1 | $5 |
| Q3 2024 | 1 | $5 |
| Q2 2024 | 1 | $5 |
| Q1 2024 | 1 | $5 |
| Q4 2023 | 1 | $5 |
| Q3 2023 | 3 | $43.4K |
| Q2 2023 | 82 | $51.7M |
| Q1 2023 | 76 | $49.4M |
| Q4 2022 | 80 | $46.7M |
| Q3 2022 | 73 | $46.4M |
| Q2 2022 | 78 | $41.2M |
| Q1 2022 | 68 | $36.0M |
| Q4 2021 | 75 | $47.8M |
| Q3 2021 | 67 | $43.1M |
| Q2 2021 | 71 | $54.5M |
| Q1 2021 | 72 | $66.7M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Nuveen Senior Income Fund; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Lindbrook Capital, LLC | 68 | $0 | 0.00% | −368−84.4% | Reduced |
| Assetmark, Inc | 71 | $0 | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 8 | $0 | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 10,000 | $0 | 0.00% | +10,000 | New |
| EverSource Wealth Advisors, LLC | 31 | $0 | 0.00% | +31 | New |
| Gradient Investments LLC | 196 | $1.00K | 0.00% | +196 | New |
| Robinson Capital Management, LLC | 250 | $1.00K | 0.00% | +250 | New |
| Creative Financial Designs Inc | 524 | $2.00K | 0.00% | +11+2.1% | Added |
| TCI Wealth Advisors, Inc. | 1,650 | $8.00K | 0.00% | +1,650 | New |
| American Portfolios Advisors | 2,800 | $13.1K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 2,130 | $19.0K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 7,500 | $35.0K | 0.00% | 00.0% | Unchanged |
| Barrett & Company, Inc. | 7,750 | $35.6K | 0.02% | +7,750 | New |
| Visionary Wealth Advisors | 10,000 | $47.0K | 0.00% | 00.0% | Unchanged |
| Platform Technology Partners | 10,125 | $47.0K | 0.03% | 00.0% | Unchanged |
| Sigma Planning Corp | 10,365 | $48.0K | 0.00% | 00.0% | Unchanged |
| Davenport & Co LLC | 10,300 | $48.0K | 0.00% | 00.0% | Unchanged |
| CPWM, LLC | 10,415 | $49.0K | 0.00% | 00.0% | Unchanged |
| Nwam LLC | 12,100 | $57.0K | 0.01% | 00.0% | Unchanged |
| Mariner, LLC | 13,598 | $64.0K | 0.00% | +13,598 | New |
| Charles Schwab Investment Advisory, Inc. | 13,908 | $65.0K | 0.00% | +13,908 | New |
| Independent Wealth Network Inc. | 14,305 | $67.0K | 0.05% | −1,426−9.1% | Reduced |
| Cetera Investment Advisers | 17,219 | $80.0K | 0.00% | +233+1.4% | Added |
| D.A. Davidson & Co. | 19,077 | $89.0K | 0.00% | −9,589−33.5% | Reduced |
| National Asset Management, Inc. | 21,693 | $102.0K | 0.00% | −666−3.0% | Reduced |
| MML Investors Services, LLC | 22,302 | $104.0K | 0.00% | +3,138+16.4% | Added |
| Lloyd Park, LLC | 24,333 | $115.0K | 0.14% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 25,284 | $118.0K | 0.03% | +2,770+12.3% | Added |
| Bank of America Corp | 25,877 | $121.0K | 0.00% | +9,106+54.3% | Added |
| Fortitude Advisory Group L.L.C. | 30,782 | $144.0K | 0.14% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 31,446 | $147.0K | 0.05% | −18,786−37.4% | Reduced |
| Raymond James & Associates | 31,526 | $147.0K | 0.00% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 32,041 | $150.0K | 0.00% | +1,977+6.6% | Added |
| Integrated Capital Management, Inc. | 33,225 | $155.0K | 0.15% | +131+0.4% | Added |
| Nations Financial Group Inc, | 33,394 | $156.0K | 0.02% | 00.0% | Unchanged |
| Change Path, LLC | 35,355 | $165.0K | 0.01% | 00.0% | Unchanged |
| Foresight Wealth Management, LLC | 37,195 | $174.0K | 0.07% | +21,218+132.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 38,889 | $182.0K | 0.00% | +70.0% | Added |
| Stifel Financial Corp | 40,806 | $191.0K | 0.00% | −2,688−6.2% | Reduced |
| Royal Bank of Canada | 43,777 | $204.0K | 0.00% | +4,350+11.0% | Added |
| Sit Investment Associates Inc | 43,934 | $205.0K | 0.01% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 50,734 | $237.0K | 0.01% | −1,139−2.2% | Reduced |
| Landscape Capital Management, L.L.C. | 54,444 | $254.0K | 0.03% | −12,648−18.9% | Reduced |
| Mariner Investment Group LLC | 55,000 | $257.0K | 0.29% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 56,351 | $263.0K | 0.00% | +647+1.2% | Added |
| Logan Stone Capital, LLC | 58,629 | $274.0K | 0.18% | −1,705−2.8% | Reduced |
| Private Advisor Group, LLC | 58,713 | $274.0K | 0.00% | +9,459+19.2% | Added |
| Integrated Wealth Concepts LLC | 63,230 | $295.0K | 0.01% | +5,417+9.4% | Added |
| Harbour Investments, Inc. | 64,429 | $309.0K | 0.02% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 79,164 | $370.0K | 0.15% | −22,968−22.5% | Reduced |
| Rockefeller Capital Management L.P. | 84,792 | $395.0K | 0.00% | +8,017+10.4% | Added |
| Coastal Bridge Advisors, LLC | 90,536 | $423.0K | 0.11% | +29,549+48.5% | Added |
| Advisor Group Holdings, Inc. | 91,725 | $427.0K | 0.00% | +8,059+9.6% | Added |
| E&G Advisors, LP | 94,300 | $440.0K | 0.16% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 96,250 | $449.0K | 0.00% | 00.0% | Unchanged |
| Horizon Kinetics Asset Management LLC | 105,209 | $491.0K | 0.01% | 00.0% | Unchanged |
| GWM Advisors LLC | 105,815 | $494.0K | 0.01% | −1,000−0.9% | Reduced |
| Wells Fargo & Company | 105,780 | $494.0K | 0.00% | +7,905+8.1% | Added |
| LPL Financial LLC | 107,477 | $502.0K | 0.00% | +275+0.3% | Added |
| Riverbridge Partners LLC | 108,505 | $507.0K | 0.01% | +2,814+2.7% | Added |
| Northwestern Mutual Wealth Management Co | 148,119 | $692.0K | 0.00% | +15,714+11.9% | Added |
| Gill Capital Partners, LLC | 158,773 | $741.0K | 0.39% | −1,326−0.8% | Reduced |
| Park Avenue Securities LLC | 206,215 | $963.0K | 0.02% | −1,741−0.8% | Reduced |
| Envestnet Asset Management Inc | 216,316 | $1.01M | 0.00% | +2,682+1.3% | Added |
| Advisors Asset Management, Inc. | 322,613 | $1.51M | 0.03% | −4,603−1.4% | Reduced |
| UBS Group AG | 347,851 | $1.62M | 0.00% | +39,841+12.9% | Added |
| Next Capital Management LLC | 508,628 | $2.38M | 1.80% | +10,090+2.0% | Added |
| Shaker Financial Services, LLC | 602,729 | $2.81M | 1.39% | +86,876+16.8% | Added |
| Invesco Ltd. | 645,614 | $3.02M | 0.00% | +92,034+16.6% | Added |
| Guggenheim Capital LLC | 957,773 | $4.47M | 0.04% | −59,095−5.8% | Reduced |
| Morgan Stanley | 966,782 | $4.51M | 0.00% | +153,230+18.8% | Added |
| Rivernorth Capital Management, LLC | 990,136 | $4.62M | 0.21% | +606,304+158.0% | Added |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 1,623,448 | $7.58M | 0.09% | +603,751+59.2% | Added |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −71,280−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −37,072−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −31,017−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −24,435−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −19,783−100.0% | Sold out |
| Elk River Wealth Management, LLC | 0 | $0 | 0.00% | −16,800−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −14,001−100.0% | Sold out |
| Sequoia Financial Advisors, LLC | 0 | $0 | 0.00% | −11,732−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −10,607−100.0% | Sold out |
| Lazard Asset Management LLC | 0 | $0 | 0.00% | – | Sold out |
| Patriot Financial Group Insurance Agency, LLC | 0 | $0 | 0.00% | −2,600−100.0% | Sold out |
| Marquette Asset Management, LLC | 0 | $0 | 0.00% | −1,543−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |