Nuveen Senior Income Fund
NSLDelisted Jul 31, 2023- SEC CIK
- 0001093428
Nuveen Senior Income Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 82 institutions reported holding it in 13F filings for Q2 2023, worth $51.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q2 2022
Institutional positions in Nuveen Senior Income Fund as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 78
- +11 vs. Q1 2022
- Shares held
- 8.56M
- +2.48M (+40.9%) vs. Q1 2022
- Total value
- $41.2M
- +$6.63M (+19.2%) vs. Q1 2022
- New holders
- 17
- 29 more added
- Sold out
- 6
- 14 more reduced
1 institution that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NSL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $5 |
| Q1 2026 | 1 | $5 |
| Q4 2025 | 1 | $5 |
| Q3 2025 | 1 | $5 |
| Q2 2025 | 1 | $5 |
| Q1 2025 | 1 | $5 |
| Q4 2024 | 1 | $5 |
| Q3 2024 | 1 | $5 |
| Q2 2024 | 1 | $5 |
| Q1 2024 | 1 | $5 |
| Q4 2023 | 1 | $5 |
| Q3 2023 | 3 | $43.4K |
| Q2 2023 | 82 | $51.7M |
| Q1 2023 | 76 | $49.4M |
| Q4 2022 | 80 | $46.7M |
| Q3 2022 | 73 | $46.4M |
| Q2 2022 | 78 | $41.2M |
| Q1 2022 | 68 | $36.0M |
| Q4 2021 | 75 | $47.8M |
| Q3 2021 | 67 | $43.1M |
| Q2 2021 | 71 | $54.5M |
| Q1 2021 | 72 | $66.7M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Nuveen Senior Income Fund; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Assetmark, Inc | 71 | $0 | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 8 | $0 | 0.00% | +8 | New |
| Creative Financial Designs Inc | 513 | $2.00K | 0.00% | +10+2.0% | Added |
| Lindbrook Capital, LLC | 436 | $2.00K | 0.00% | +368+541.2% | Added |
| CoreCap Advisors, LLC | 1,200 | $6.00K | 0.00% | +1,200 | New |
| Marquette Asset Management, LLC | 1,543 | $7.00K | 0.00% | +1,543 | New |
| Patriot Financial Group Insurance Agency, LLC | 2,600 | $12.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 2,800 | $13.4K | 0.00% | −1,065−27.6% | Reduced |
| IFP Advisors, Inc | 2,130 | $19.0K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 7,500 | $36.0K | 0.00% | +7,500 | New |
| Lazard Asset Management LLC | – | $42.0K | 0.00% | – | – |
| Visionary Wealth Advisors | 10,000 | $48.0K | 0.00% | 00.0% | Unchanged |
| Platform Technology Partners | 10,125 | $48.0K | 0.03% | 00.0% | Unchanged |
| Davenport & Co LLC | 10,300 | $49.0K | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 10,365 | $50.0K | 0.00% | 00.0% | Unchanged |
| CPWM, LLC | 10,415 | $50.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 10,607 | $51.0K | 0.00% | 00.0% | Unchanged |
| Sequoia Financial Advisors, LLC | 11,732 | $56.0K | 0.00% | 00.0% | Unchanged |
| Nwam LLC | 12,100 | $59.0K | 0.01% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 14,001 | $67.0K | 0.00% | +14,001 | New |
| Independent Wealth Network Inc. | 15,731 | $75.0K | 0.05% | +15,731 | New |
| Foresight Wealth Management, LLC | 15,977 | $77.0K | 0.03% | +15,977 | New |
| Bank of America Corp | 16,771 | $80.0K | 0.00% | +5,253+45.6% | Added |
| Cetera Investment Advisers | 16,986 | $81.0K | 0.00% | +43+0.3% | Added |
| Elk River Wealth Management, LLC | 16,800 | $81.0K | 0.02% | 00.0% | Unchanged |
| MML Investors Services, LLC | 19,164 | $92.0K | 0.00% | +2,986+18.5% | Added |
| Geneos Wealth Management Inc. | 19,783 | $96.0K | 0.00% | +1,240+6.7% | Added |
| National Asset Management, Inc. | 22,359 | $108.0K | 0.00% | +25+0.1% | Added |
| International Assets Investment Management, LLC | 22,514 | $108.0K | 0.02% | +1,058+4.9% | Added |
| Oppenheimer & Co Inc | 24,435 | $117.0K | 0.00% | +4,435+22.2% | Added |
| Lloyd Park, LLC | 24,333 | $117.0K | 0.12% | +24,333 | New |
| D.A. Davidson & Co. | 28,666 | $137.0K | 0.00% | −13,254−31.6% | Reduced |
| Ameriprise Financial Inc | 30,064 | $144.0K | 0.00% | −32,106−51.6% | Reduced |
| Fortitude Advisory Group L.L.C. | 30,782 | $147.0K | 0.14% | 00.0% | Unchanged |
| Walleye Capital LLC | 31,017 | $149.0K | 0.00% | −2,845−8.4% | Reduced |
| Raymond James & Associates | 31,526 | $151.0K | 0.00% | −3,120−9.0% | Reduced |
| Integrated Capital Management, Inc. | 33,094 | $159.0K | 0.15% | +585+1.8% | Added |
| Nations Financial Group Inc, | 33,394 | $160.0K | 0.02% | +992+3.1% | Added |
| Change Path, LLC | 35,355 | $169.0K | 0.01% | −60,000−62.9% | Reduced |
| Advisory Services Network, LLC | 37,072 | $178.0K | 0.01% | +695+1.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 38,882 | $186.0K | 0.00% | +3,067+8.6% | Added |
| Royal Bank of Canada | 39,427 | $189.0K | 0.00% | +11,300+40.2% | Added |
| Stifel Financial Corp | 43,494 | $208.0K | 0.00% | −64,397−59.7% | Reduced |
| Sit Investment Associates Inc | 43,934 | $210.0K | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 49,254 | $236.0K | 0.00% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 50,232 | $241.0K | 0.05% | +50,232 | New |
| Capital Investment Advisors, LLC | 51,873 | $248.0K | 0.01% | +6,009+13.1% | Added |
| Mariner Investment Group LLC | 55,000 | $263.0K | 0.28% | +55,000 | New |
| Commonwealth Equity Services, LLC | 55,704 | $266.0K | 0.00% | −5,098−8.4% | Reduced |
| Integrated Wealth Concepts LLC | 57,813 | $277.0K | 0.01% | +57,813 | New |
| Logan Stone Capital, LLC | 60,334 | $289.0K | 0.21% | +60,334 | New |
| Coastal Bridge Advisors, LLC | 60,987 | $292.0K | 0.09% | +920+1.5% | Added |
| Harbour Investments, Inc. | 64,429 | $309.0K | 0.02% | +64,429 | New |
| Landscape Capital Management, L.L.C. | 67,092 | $321.0K | 0.04% | +45,791+215.0% | Added |
| Wolverine Asset Management LLC | 71,280 | $341.0K | 0.00% | +71,280 | New |
| Rockefeller Capital Management L.P. | 76,775 | $367.0K | 0.00% | −1,677−2.1% | Reduced |
| Advisor Group Holdings, Inc. | 83,666 | $400.0K | 0.00% | −2,421−2.8% | Reduced |
| E&G Advisors, LP | 94,300 | $452.0K | 0.15% | −1,000−1.0% | Reduced |
| Wells Fargo & Company | 97,875 | $468.0K | 0.00% | +20,060+25.8% | Added |
| Janney Montgomery Scott LLC | 96,250 | $469.0K | 0.00% | +800+0.8% | Added |
| Virtus ETF Advisers LLC | 102,132 | $489.0K | 0.18% | +10,545+11.5% | Added |
| Horizon Kinetics Asset Management LLC | 105,209 | $504.0K | 0.01% | 00.0% | Unchanged |
| Riverbridge Partners LLC | 105,691 | $506.0K | 0.01% | +105,691 | New |
| GWM Advisors LLC | 106,815 | $512.0K | 0.01% | +2,900+2.8% | Added |
| LPL Financial LLC | 107,202 | $513.0K | 0.00% | +201+0.2% | Added |
| Northwestern Mutual Wealth Management Co | 132,405 | $635.0K | 0.00% | −998−0.7% | Reduced |
| Gill Capital Partners, LLC | 160,099 | $908.0K | 0.40% | 00.0% | Unchanged |
| Park Avenue Securities LLC | 207,956 | $996.0K | 0.02% | +690.0% | Added |
| Envestnet Asset Management Inc | 213,634 | $1.02M | 0.00% | −5,439−2.5% | Reduced |
| UBS Group AG | 308,010 | $1.48M | 0.00% | −18,427−5.6% | Reduced |
| Advisors Asset Management, Inc. | 327,216 | $1.57M | 0.03% | +327,216 | New |
| Rivernorth Capital Management, LLC | 383,832 | $1.84M | 0.07% | +119,564+45.2% | Added |
| Next Capital Management LLC | 498,538 | $2.39M | 1.76% | +275,046+123.1% | Added |
| Shaker Financial Services, LLC | 515,853 | $2.47M | 1.20% | +77,347+17.6% | Added |
| Invesco Ltd. | 553,580 | $2.65M | 0.00% | +95,411+20.8% | Added |
| Morgan Stanley | 813,552 | $3.90M | 0.00% | +289,169+55.1% | Added |
| Guggenheim Capital LLC | 1,016,868 | $4.87M | 0.04% | +57,029+5.9% | Added |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 1,019,697 | $4.88M | 0.06% | +1,019,697 | New |
| Independent Financial Group, LLC | 0 | $0 | 0.00% | −158,688−100.0% | Sold out |
| Brookstone Capital Management | 0 | $0 | 0.00% | −23,508−100.0% | Sold out |
| Kovack Advisors, Inc. | 0 | $0 | 0.00% | −19,800−100.0% | Sold out |
| Bluefin Capital Management, LLC | 0 | $0 | 0.00% | −14,049−100.0% | Sold out |
| Segantii Capital Management Ltd | 0 | $0 | 0.00% | −11,225−100.0% | Sold out |
| Benjamin Edwards Inc | 0 | $0 | 0.00% | −1,771−100.0% | Sold out |
| Parametric Portfolio Associates LLC | – | – | – | – | Not filed |