Nuveen Senior Income Fund
NSL2023/7/31 下市- SEC CIK
- 0001093428
Nuveen Senior Income Fund 已在 2023/7/31 下市；內部人最後一份 Form 4 在 2022/11/22 申報；2023 年第 2 季末有 82 家機構在 13F 申報持有，市值合計 $5,166 萬；大師中只有橡樹資本持有。
2022 年第 2 季 13F 持有人
Nuveen Senior Income Fund 在 2022/6/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 78
- 較 2022 年第 1 季 +11 家
- 持有股數
- 856.1 萬
- 較 2022 年第 1 季 +248.4 萬 (+40.9%)
- 總市值
- $4,120 萬
- 較 2022 年第 1 季 +$663.2 萬 (+19.2%)
- 新進機構
- 17
- 另有 29 家加碼
- 清倉機構
- 6
- 另有 14 家減碼
另有 1 家機構在 2022 年第 1 季持有、還沒有申報 2022 年第 2 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 NSL 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 1 | $5 |
| 2026 年第 1 季 | 1 | $5 |
| 2025 年第 4 季 | 1 | $5 |
| 2025 年第 3 季 | 1 | $5 |
| 2025 年第 2 季 | 1 | $5 |
| 2025 年第 1 季 | 1 | $5 |
| 2024 年第 4 季 | 1 | $5 |
| 2024 年第 3 季 | 1 | $5 |
| 2024 年第 2 季 | 1 | $5 |
| 2024 年第 1 季 | 1 | $5 |
| 2023 年第 4 季 | 1 | $5 |
| 2023 年第 3 季 | 3 | $4.34 萬 |
| 2023 年第 2 季 | 82 | $5,166 萬 |
| 2023 年第 1 季 | 76 | $4,939 萬 |
| 2022 年第 4 季 | 80 | $4,667 萬 |
| 2022 年第 3 季 | 73 | $4,645 萬 |
| 2022 年第 2 季 | 78 | $4,120 萬 |
| 2022 年第 1 季 | 68 | $3,597 萬 |
| 2021 年第 4 季 | 75 | $4,776 萬 |
| 2021 年第 3 季 | 67 | $4,308 萬 |
| 2021 年第 2 季 | 71 | $5,451 萬 |
| 2021 年第 1 季 | 72 | $6,672 萬 |
2022 年第 2 季持有機構
每家機構持有 Nuveen Senior Income Fund 的股數、市值與佔組合比重；股數變化跟 2022 年第 1 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Oaktree Capital Management LP大師橡樹資本 | 1,019,697 | $488.4 萬 | 0.06% | +1,019,697 | 新進 |
| Guggenheim Capital LLC | 1,016,868 | $487.1 萬 | 0.04% | +57,029+5.9% | 加碼 |
| Morgan Stanley | 813,552 | $389.7 萬 | 0.00% | +289,169+55.1% | 加碼 |
| Invesco Ltd. | 553,580 | $265.2 萬 | 0.00% | +95,411+20.8% | 加碼 |
| Shaker Financial Services, LLC | 515,853 | $247.1 萬 | 1.20% | +77,347+17.6% | 加碼 |
| Next Capital Management LLC | 498,538 | $238.7 萬 | 1.76% | +275,046+123.1% | 加碼 |
| Rivernorth Capital Management, LLC | 383,832 | $183.9 萬 | 0.07% | +119,564+45.2% | 加碼 |
| Advisors Asset Management, Inc. | 327,216 | $156.7 萬 | 0.03% | +327,216 | 新進 |
| UBS Group AG | 308,010 | $147.5 萬 | 0.00% | −18,427−5.6% | 減碼 |
| Envestnet Asset Management Inc | 213,634 | $102.3 萬 | 0.00% | −5,439−2.5% | 減碼 |
| Park Avenue Securities LLC | 207,956 | $99.6 萬 | 0.02% | +690.0% | 加碼 |
| Gill Capital Partners, LLC | 160,099 | $90.8 萬 | 0.40% | 00.0% | 不變 |
| Northwestern Mutual Wealth Management Co | 132,405 | $63.5 萬 | 0.00% | −998−0.7% | 減碼 |
| LPL Financial LLC | 107,202 | $51.3 萬 | 0.00% | +201+0.2% | 加碼 |
| GWM Advisors LLC | 106,815 | $51.2 萬 | 0.01% | +2,900+2.8% | 加碼 |
| Riverbridge Partners LLC | 105,691 | $50.6 萬 | 0.01% | +105,691 | 新進 |
| Horizon Kinetics Asset Management LLC | 105,209 | $50.4 萬 | 0.01% | 00.0% | 不變 |
| Virtus ETF Advisers LLC | 102,132 | $48.9 萬 | 0.18% | +10,545+11.5% | 加碼 |
| Janney Montgomery Scott LLC | 96,250 | $46.9 萬 | 0.00% | +800+0.8% | 加碼 |
| Wells Fargo & Company | 97,875 | $46.8 萬 | 0.00% | +20,060+25.8% | 加碼 |
| E&G Advisors, LP | 94,300 | $45.2 萬 | 0.15% | −1,000−1.0% | 減碼 |
| Advisor Group Holdings, Inc. | 83,666 | $40.0 萬 | 0.00% | −2,421−2.8% | 減碼 |
| Rockefeller Capital Management L.P. | 76,775 | $36.7 萬 | 0.00% | −1,677−2.1% | 減碼 |
| Wolverine Asset Management LLC | 71,280 | $34.1 萬 | 0.00% | +71,280 | 新進 |
| Landscape Capital Management, L.L.C. | 67,092 | $32.1 萬 | 0.04% | +45,791+215.0% | 加碼 |
| Harbour Investments, Inc. | 64,429 | $30.9 萬 | 0.02% | +64,429 | 新進 |
| Coastal Bridge Advisors, LLC | 60,987 | $29.2 萬 | 0.09% | +920+1.5% | 加碼 |
| Logan Stone Capital, LLC | 60,334 | $28.9 萬 | 0.21% | +60,334 | 新進 |
| Integrated Wealth Concepts LLC | 57,813 | $27.7 萬 | 0.01% | +57,813 | 新進 |
| Commonwealth Equity Services, LLC | 55,704 | $26.6 萬 | 0.00% | −5,098−8.4% | 減碼 |
| Mariner Investment Group LLC | 55,000 | $26.3 萬 | 0.28% | +55,000 | 新進 |
| Capital Investment Advisors, LLC | 51,873 | $24.8 萬 | 0.01% | +6,009+13.1% | 加碼 |
| Quantedge Capital Pte Ltd | 50,232 | $24.1 萬 | 0.05% | +50,232 | 新進 |
| Private Advisor Group, LLC | 49,254 | $23.6 萬 | 0.00% | 00.0% | 不變 |
| Sit Investment Associates Inc | 43,934 | $21.0 萬 | 0.01% | 00.0% | 不變 |
| Stifel Financial Corp | 43,494 | $20.8 萬 | 0.00% | −64,397−59.7% | 減碼 |
| Royal Bank of Canada | 39,427 | $18.9 萬 | 0.00% | +11,300+40.2% | 加碼 |
| Cambridge Investment Research Advisors, Inc. | 38,882 | $18.6 萬 | 0.00% | +3,067+8.6% | 加碼 |
| Advisory Services Network, LLC | 37,072 | $17.8 萬 | 0.01% | +695+1.9% | 加碼 |
| Change Path, LLC | 35,355 | $16.9 萬 | 0.01% | −60,000−62.9% | 減碼 |
| Nations Financial Group Inc, | 33,394 | $16.0 萬 | 0.02% | +992+3.1% | 加碼 |
| Integrated Capital Management, Inc. | 33,094 | $15.9 萬 | 0.15% | +585+1.8% | 加碼 |
| Raymond James & Associates | 31,526 | $15.1 萬 | 0.00% | −3,120−9.0% | 減碼 |
| Walleye Capital LLC | 31,017 | $14.9 萬 | 0.00% | −2,845−8.4% | 減碼 |
| Fortitude Advisory Group L.L.C. | 30,782 | $14.7 萬 | 0.14% | 00.0% | 不變 |
| Ameriprise Financial Inc | 30,064 | $14.4 萬 | 0.00% | −32,106−51.6% | 減碼 |
| D.A. Davidson & Co. | 28,666 | $13.7 萬 | 0.00% | −13,254−31.6% | 減碼 |
| Oppenheimer & Co Inc | 24,435 | $11.7 萬 | 0.00% | +4,435+22.2% | 加碼 |
| Lloyd Park, LLC | 24,333 | $11.7 萬 | 0.12% | +24,333 | 新進 |
| National Asset Management, Inc. | 22,359 | $10.8 萬 | 0.00% | +25+0.1% | 加碼 |
| International Assets Investment Management, LLC | 22,514 | $10.8 萬 | 0.02% | +1,058+4.9% | 加碼 |
| Geneos Wealth Management Inc. | 19,783 | $9.60 萬 | 0.00% | +1,240+6.7% | 加碼 |
| MML Investors Services, LLC | 19,164 | $9.20 萬 | 0.00% | +2,986+18.5% | 加碼 |
| Cetera Investment Advisers | 16,986 | $8.10 萬 | 0.00% | +43+0.3% | 加碼 |
| Elk River Wealth Management, LLC | 16,800 | $8.10 萬 | 0.02% | 00.0% | 不變 |
| Bank of America Corp | 16,771 | $8.00 萬 | 0.00% | +5,253+45.6% | 加碼 |
| Foresight Wealth Management, LLC | 15,977 | $7.70 萬 | 0.03% | +15,977 | 新進 |
| Independent Wealth Network Inc. | 15,731 | $7.50 萬 | 0.05% | +15,731 | 新進 |
| Susquehanna International Group, LLP | 14,001 | $6.70 萬 | 0.00% | +14,001 | 新進 |
| Nwam LLC | 12,100 | $5.90 萬 | 0.01% | 00.0% | 不變 |
| Sequoia Financial Advisors, LLC | 11,732 | $5.60 萬 | 0.00% | 00.0% | 不變 |
| Raymond James Financial Services Advisors, Inc. | 10,607 | $5.10 萬 | 0.00% | 00.0% | 不變 |
| Sigma Planning Corp | 10,365 | $5.00 萬 | 0.00% | 00.0% | 不變 |
| CPWM, LLC | 10,415 | $5.00 萬 | 0.00% | 00.0% | 不變 |
| Davenport & Co LLC | 10,300 | $4.90 萬 | 0.00% | 00.0% | 不變 |
| Visionary Wealth Advisors | 10,000 | $4.80 萬 | 0.00% | 00.0% | 不變 |
| Platform Technology Partners | 10,125 | $4.80 萬 | 0.03% | 00.0% | 不變 |
| Lazard Asset Management LLC | – | $4.20 萬 | 0.00% | – | – |
| Signaturefd, LLC | 7,500 | $3.60 萬 | 0.00% | +7,500 | 新進 |
| IFP Advisors, Inc | 2,130 | $1.90 萬 | 0.00% | 00.0% | 不變 |
| American Portfolios Advisors | 2,800 | $1.34 萬 | 0.00% | −1,065−27.6% | 減碼 |
| Patriot Financial Group Insurance Agency, LLC | 2,600 | $1.20 萬 | 0.00% | 00.0% | 不變 |
| Marquette Asset Management, LLC | 1,543 | $7,000 | 0.00% | +1,543 | 新進 |
| CoreCap Advisors, LLC | 1,200 | $6,000 | 0.00% | +1,200 | 新進 |
| Creative Financial Designs Inc | 513 | $2,000 | 0.00% | +10+2.0% | 加碼 |
| Lindbrook Capital, LLC | 436 | $2,000 | 0.00% | +368+541.2% | 加碼 |
| Assetmark, Inc | 71 | $0 | 0.00% | 00.0% | 不變 |
| CWM, LLC | 8 | $0 | 0.00% | +8 | 新進 |
| Independent Financial Group, LLC | 0 | $0 | 0.00% | −158,688−100.0% | 清倉 |
| Brookstone Capital Management | 0 | $0 | 0.00% | −23,508−100.0% | 清倉 |
| Kovack Advisors, Inc. | 0 | $0 | 0.00% | −19,800−100.0% | 清倉 |
| Bluefin Capital Management, LLC | 0 | $0 | 0.00% | −14,049−100.0% | 清倉 |
| Segantii Capital Management Ltd | 0 | $0 | 0.00% | −11,225−100.0% | 清倉 |
| Benjamin Edwards Inc | 0 | $0 | 0.00% | −1,771−100.0% | 清倉 |
| Parametric Portfolio Associates LLC | – | – | – | – | 本季未申報 |