Nuveen Senior Income Fund
NSL2023/7/31 下市- SEC CIK
- 0001093428
Nuveen Senior Income Fund 已在 2023/7/31 下市；內部人最後一份 Form 4 在 2022/11/22 申報；2023 年第 2 季末有 82 家機構在 13F 申報持有，市值合計 $5,166 萬；大師中只有橡樹資本持有。
2021 年第 4 季 13F 持有人
Nuveen Senior Income Fund 在 2021/12/31 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 75
- 較 2021 年第 3 季 +9 家
- 持有股數
- 821.4 萬
- 較 2021 年第 3 季 +99.4 萬 (+13.8%)
- 總市值
- $4,776 萬
- 較 2021 年第 3 季 +$552.3 萬 (+13.1%)
- 新進機構
- 16
- 另有 23 家加碼
- 清倉機構
- 7
- 另有 21 家減碼
另有 1 家機構在 2021 年第 3 季持有、還沒有申報 2021 年第 4 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 NSL 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 1 | $5 |
| 2026 年第 1 季 | 1 | $5 |
| 2025 年第 4 季 | 1 | $5 |
| 2025 年第 3 季 | 1 | $5 |
| 2025 年第 2 季 | 1 | $5 |
| 2025 年第 1 季 | 1 | $5 |
| 2024 年第 4 季 | 1 | $5 |
| 2024 年第 3 季 | 1 | $5 |
| 2024 年第 2 季 | 1 | $5 |
| 2024 年第 1 季 | 1 | $5 |
| 2023 年第 4 季 | 1 | $5 |
| 2023 年第 3 季 | 3 | $4.34 萬 |
| 2023 年第 2 季 | 82 | $5,166 萬 |
| 2023 年第 1 季 | 76 | $4,939 萬 |
| 2022 年第 4 季 | 80 | $4,667 萬 |
| 2022 年第 3 季 | 73 | $4,645 萬 |
| 2022 年第 2 季 | 78 | $4,120 萬 |
| 2022 年第 1 季 | 68 | $3,597 萬 |
| 2021 年第 4 季 | 75 | $4,776 萬 |
| 2021 年第 3 季 | 67 | $4,308 萬 |
| 2021 年第 2 季 | 71 | $5,451 萬 |
| 2021 年第 1 季 | 72 | $6,672 萬 |
2021 年第 4 季持有機構
每家機構持有 Nuveen Senior Income Fund 的股數、市值與佔組合比重；股數變化跟 2021 年第 3 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Coastal Bridge Advisors, LLC | 1,270,537 | $665.3 萬 | 1.39% | +1,177,805+1,270.1% | 加碼 |
| Rivernorth Capital Management, LLC | 721,262 | $425.5 萬 | 0.17% | −363,831−33.5% | 減碼 |
| Guggenheim Capital LLC | 630,886 | $372.2 萬 | 0.02% | +100,444+18.9% | 加碼 |
| Shaker Financial Services, LLC | 576,916 | $340.4 萬 | 1.20% | +131,653+29.6% | 加碼 |
| Morgan Stanley | 566,041 | $334.0 萬 | 0.00% | +3,352+0.6% | 加碼 |
| Parametric Portfolio Associates LLC | 378,184 | $223.1 萬 | 0.00% | −174,214−31.5% | 減碼 |
| Invesco Ltd. | 366,997 | $216.5 萬 | 0.00% | +100,746+37.8% | 加碼 |
| UBS Group AG | 291,817 | $172.2 萬 | 0.00% | −33,730−10.4% | 減碼 |
| Advisors Asset Management, Inc. | 289,001 | $170.5 萬 | 0.02% | +209,745+264.6% | 加碼 |
| Next Capital Management LLC | 265,507 | $156.6 萬 | 1.08% | −81,936−23.6% | 減碼 |
| Envestnet Asset Management Inc | 205,447 | $121.2 萬 | 0.00% | +24,391+13.5% | 加碼 |
| Park Avenue Securities LLC | 202,533 | $119.5 萬 | 0.02% | +19,423+10.6% | 加碼 |
| Gill Capital Partners, LLC | 162,174 | $95.7 萬 | 0.42% | −22,614−12.2% | 減碼 |
| Stifel Financial Corp | 126,563 | $74.7 萬 | 0.00% | −51,681−29.0% | 減碼 |
| Independent Financial Group, LLC | 116,193 | $68.6 萬 | 0.06% | +116,193 | 新進 |
| Northwestern Mutual Wealth Management Co | 111,656 | $65.9 萬 | 0.00% | −313,745−73.8% | 減碼 |
| GWM Advisors LLC | 110,915 | $65.5 萬 | 0.01% | +110,915 | 新進 |
| Horizon Kinetics Asset Management LLC | 105,209 | $62.1 萬 | 0.01% | 00.0% | 不變 |
| Janney Montgomery Scott LLC | 95,780 | $56.5 萬 | 0.00% | +1,600+1.7% | 加碼 |
| E&G Advisors, LP | 95,300 | $56.2 萬 | 0.14% | −500−0.5% | 減碼 |
| Change Path, LLC | 85,355 | $50.4 萬 | 0.02% | +10,000+13.3% | 加碼 |
| Advisor Group Holdings, Inc. | 84,997 | $50.2 萬 | 0.00% | −11,887−12.3% | 減碼 |
| Sit Investment Associates Inc | 81,408 | $48.0 萬 | 0.01% | 00.0% | 不變 |
| Virtus ETF Advisers LLC | 76,626 | $45.2 萬 | 0.17% | −14,142−15.6% | 減碼 |
| Rockefeller Capital Management L.P. | 74,370 | $43.8 萬 | 0.00% | +1,678+2.3% | 加碼 |
| LPL Financial LLC | 68,955 | $40.7 萬 | 0.00% | +29,264+73.7% | 加碼 |
| Commonwealth Equity Services, LLC | 66,693 | $39.3 萬 | 0.00% | −616−0.9% | 減碼 |
| Harbour Investments, Inc. | 63,505 | $37.5 萬 | 0.02% | −131,141−67.4% | 減碼 |
| Wells Fargo & Company | 54,124 | $31.9 萬 | 0.00% | −21,741−28.7% | 減碼 |
| Ameriprise Financial Inc | 51,292 | $30.3 萬 | 0.00% | +28,425+124.3% | 加碼 |
| Private Advisor Group, LLC | 49,254 | $29.1 萬 | 0.00% | 00.0% | 不變 |
| Capital Investment Advisors, LLC | 45,859 | $27.1 萬 | 0.01% | +110.0% | 加碼 |
| Citadel Advisors LLC | 41,070 | $24.2 萬 | 0.00% | +41,070 | 新進 |
| Royal Bank of Canada | 37,933 | $22.4 萬 | 0.00% | +1,700+4.7% | 加碼 |
| D.A. Davidson & Co. | 37,682 | $22.2 萬 | 0.00% | +4,111+12.2% | 加碼 |
| Integrated Capital Management, Inc. | 36,198 | $21.3 萬 | 0.17% | +2,737+8.2% | 加碼 |
| Cambridge Investment Research Advisors, Inc. | 35,810 | $21.1 萬 | 0.00% | +10,984+44.2% | 加碼 |
| Advisory Services Network, LLC | 34,125 | $20.1 萬 | 0.01% | +34,125 | 新進 |
| Nations Financial Group Inc, | 32,827 | $19.4 萬 | 0.03% | −425−1.3% | 減碼 |
| Fortitude Advisory Group L.L.C. | 30,782 | $18.2 萬 | 0.09% | +30,782 | 新進 |
| Congress Park Capital LLC | 28,000 | $16.5 萬 | 0.08% | 00.0% | 不變 |
| Kovack Advisors, Inc. | 27,400 | $16.2 萬 | 0.02% | 00.0% | 不變 |
| Nomura Holdings Inc | 25,000 | $14.7 萬 | 0.00% | +25,000 | 新進 |
| Lazard Asset Management LLC | – | $14.7 萬 | 0.00% | – | 新進 |
| Lloyd Park, LLC | 23,593 | $13.9 萬 | 0.11% | +23,593 | 新進 |
| National Asset Management, Inc. | 22,201 | $13.1 萬 | 0.00% | −129−0.6% | 減碼 |
| Thrivent Financial for Lutherans | 22,158 | $13.0 萬 | 0.00% | −16,000−41.9% | 減碼 |
| Oppenheimer & Co Inc | 20,000 | $11.8 萬 | 0.00% | 00.0% | 不變 |
| International Assets Investment Management, LLC | 19,170 | $11.3 萬 | 0.02% | +17+0.1% | 加碼 |
| Geneos Wealth Management Inc. | 17,718 | $10.4 萬 | 0.00% | +3,449+24.2% | 加碼 |
| Cetera Investment Advisers | 16,879 | $10.0 萬 | 0.00% | +33+0.2% | 加碼 |
| Elk River Wealth Management, LLC | 16,800 | $9.90 萬 | 0.02% | 00.0% | 不變 |
| MML Investors Services, LLC | 15,989 | $9.40 萬 | 0.00% | +361+2.3% | 加碼 |
| Bank of America Corp | 15,353 | $9.10 萬 | 0.00% | −3,509−18.6% | 減碼 |
| Aristides Capital LLC | 14,791 | $8.70 萬 | 0.05% | +14,791 | 新進 |
| Raymond James & Associates | 12,548 | $7.40 萬 | 0.00% | +1,500+13.6% | 加碼 |
| Truist Financial Corp | 11,974 | $7.10 萬 | 0.00% | −1,119−8.5% | 減碼 |
| Aveo Capital Partners, LLC | 12,018 | $7.10 萬 | 0.01% | +12,018 | 新進 |
| Sequoia Financial Advisors, LLC | 11,732 | $6.90 萬 | 0.00% | +11,732 | 新進 |
| Raymond James Financial Services Advisors, Inc. | 10,512 | $6.20 萬 | 0.00% | −210−2.0% | 減碼 |
| Ausdal Financial Partners, Inc. | 10,394 | $6.10 萬 | 0.01% | −1,880−15.3% | 減碼 |
| Sigma Planning Corp | 10,365 | $6.10 萬 | 0.00% | 00.0% | 不變 |
| CPWM, LLC | 10,415 | $6.10 萬 | 0.00% | 00.0% | 不變 |
| Davenport & Co LLC | 10,300 | $6.10 萬 | 0.00% | 00.0% | 不變 |
| Platform Technology Partners | 10,125 | $6.00 萬 | 0.03% | 00.0% | 不變 |
| Spire Wealth Management | 10,125 | $6.00 萬 | 0.00% | +10,125 | 新進 |
| Visionary Wealth Advisors | 10,000 | $5.90 萬 | 0.00% | 00.0% | 不變 |
| Segantii Capital Management Ltd | 8,125 | $4.80 萬 | 0.00% | +8,125 | 新進 |
| American Portfolios Advisors | 3,800 | $2.24 萬 | 0.00% | 00.0% | 不變 |
| Patriot Financial Group Insurance Agency, LLC | 2,600 | $1.50 萬 | 0.00% | 00.0% | 不變 |
| Benjamin Edwards Inc | 1,750 | $1.00 萬 | 0.00% | +1,750 | 新進 |
| Confluence Wealth Services, Inc. | 1,500 | $8,000 | 0.00% | +1,500 | 新進 |
| Lindbrook Capital, LLC | 1,129 | $7,000 | 0.00% | −3,140−73.6% | 減碼 |
| CoreCap Advisors, LLC | 1,200 | $7,000 | 0.00% | +1,200 | 新進 |
| Assetmark, Inc | 71 | $0 | 0.00% | 00.0% | 不變 |
| Robinson Capital Management, LLC | 0 | $0 | 0.00% | −26,699−100.0% | 清倉 |
| Nwam LLC | 0 | $0 | 0.00% | −14,100−100.0% | 清倉 |
| Virtu Financial LLC | 0 | $0 | 0.00% | −13,129−100.0% | 清倉 |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −7,500−100.0% | 清倉 |
| Albion Financial Group | 0 | $0 | 0.00% | −1,700−100.0% | 清倉 |
| Arkadios Wealth Advisors | 0 | $0 | 0.00% | −715−100.0% | 清倉 |
| Citigroup Inc | 0 | $0 | 0.00% | −17−100.0% | 清倉 |
| Mid Atlantic Financial Management Inc | – | – | – | – | 本季未申報 |