Nuveen Senior Income Fund
NSLDelisted Jul 31, 2023- SEC CIK
- 0001093428
Nuveen Senior Income Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 82 institutions reported holding it in 13F filings for Q2 2023, worth $51.7M in total; Oaktree Capital was the only superinvestor holding it.
Q4 2021 vs. Q3 2021
How the institutions holding Nuveen Senior Income Fund changed between Q3 2021 and Q4 2021.
All holders in Q4 2021All holders in Q3 2021
| Measure | Q3 2021 | Of which not filed for Q4 2021 | Q4 2021 | Change |
|---|---|---|---|---|
| Holders | 67 | 1 | 75 | +9 |
| Shares | 7.36M | 144.3K | 8.21M | +994.3K (+13.8%) |
| Value | $43.1M | $844.0K | $47.8M | +$5.52M (+13.1%) |
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (16)
Institutions that held Nuveen Senior Income Fund at the end of Q4 2021 but not at the end of Q3 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Independent Financial Group, LLC | 116,193 | $685.5K | 0.06% |
| GWM Advisors LLC | 110,915 | $655.0K | 0.01% |
| Citadel Advisors LLC | 41,070 | $242.0K | 0.00% |
| Advisory Services Network, LLC | 34,125 | $201.0K | 0.01% |
| Fortitude Advisory Group L.L.C. | 30,782 | $182.0K | 0.09% |
| Nomura Holdings Inc | 25,000 | $147.0K | 0.00% |
| Lazard Asset Management LLC | – | $147.0K | 0.00% |
| Lloyd Park, LLC | 23,593 | $139.0K | 0.11% |
| Aristides Capital LLC | 14,791 | $87.0K | 0.05% |
| Aveo Capital Partners, LLC | 12,018 | $71.0K | 0.01% |
| Sequoia Financial Advisors, LLC | 11,732 | $69.0K | 0.00% |
| Spire Wealth Management | 10,125 | $60.0K | 0.00% |
| Segantii Capital Management Ltd | 8,125 | $48.0K | 0.00% |
| Benjamin Edwards Inc | 1,750 | $10.0K | 0.00% |
| Confluence Wealth Services, Inc. | 1,500 | $8.00K | 0.00% |
| CoreCap Advisors, LLC | 1,200 | $7.00K | 0.00% |
Sold out (7)
Institutions that held Nuveen Senior Income Fund at the end of Q3 2021 and filed for Q4 2021 without it.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Robinson Capital Management, LLC | 26,699 | $156.0K |
| Nwam LLC | 14,100 | $82.0K |
| Virtu Financial LLC | 13,129 | $77.0K |
| FNY Investment Advisers, LLC | 7,500 | $43.0K |
| Albion Financial Group | 1,700 | $10.0K |
| Arkadios Wealth Advisors | 715 | $4.00K |
| Citigroup Inc | 17 | $0 |
Not filed for Q4 2021 yet (1)
Institutions that held Nuveen Senior Income Fund at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Mid Atlantic Financial Management Inc | 144,315 | $844.0K |