Nuveen Senior Income Fund
NSLDelisted Jul 31, 2023- SEC CIK
- 0001093428
Nuveen Senior Income Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 82 institutions reported holding it in 13F filings for Q2 2023, worth $51.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q1 2023
Institutional positions in Nuveen Senior Income Fund as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 76
- −3 vs. Q4 2022
- Shares held
- 10.7M
- +447.0K (+4.4%) vs. Q4 2022
- Total value
- $49.4M
- +$2.72M (+5.8%) vs. Q4 2022
- New holders
- 9
- 27 more added
- Sold out
- 12
- 24 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NSL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $5 |
| Q1 2026 | 1 | $5 |
| Q4 2025 | 1 | $5 |
| Q3 2025 | 1 | $5 |
| Q2 2025 | 1 | $5 |
| Q1 2025 | 1 | $5 |
| Q4 2024 | 1 | $5 |
| Q3 2024 | 1 | $5 |
| Q2 2024 | 1 | $5 |
| Q1 2024 | 1 | $5 |
| Q4 2023 | 1 | $5 |
| Q3 2023 | 3 | $43.4K |
| Q2 2023 | 82 | $51.7M |
| Q1 2023 | 76 | $49.4M |
| Q4 2022 | 80 | $46.7M |
| Q3 2022 | 73 | $46.4M |
| Q2 2022 | 78 | $41.2M |
| Q1 2022 | 68 | $36.0M |
| Q4 2021 | 75 | $47.8M |
| Q3 2021 | 67 | $43.1M |
| Q2 2021 | 71 | $54.5M |
| Q1 2021 | 72 | $66.7M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Nuveen Senior Income Fund; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $5 | 0.00% | – | – |
| EverSource Wealth Advisors, LLC | 61 | $281 | 0.00% | +30+96.8% | Added |
| Lindbrook Capital, LLC | 68 | $313 | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 71 | $327 | 0.00% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 155 | $715 | 0.00% | +155 | New |
| Robinson Capital Management, LLC | 325 | $1.50K | 0.00% | +325 | New |
| Creative Financial Designs Inc | 553 | $2.55K | 0.00% | +10+1.8% | Added |
| Hantz Financial Services, Inc. | 1,085 | $5.00K | 0.00% | +1,085 | New |
| CNB Bank | 1,094 | $5.04K | 0.00% | +1,094 | New |
| Ameritas Advisory Services, LLC | 2,000 | $9.22K | 0.00% | +2,000 | New |
| Global Retirement Partners, LLC | 2,668 | $12.2K | 0.00% | +96+3.7% | Added |
| Northwestern Mutual Wealth Management Co | 3,854 | $17.8K | 0.00% | −8,786−69.5% | Reduced |
| Hollencrest Capital Management | 5,738 | $26.5K | 0.00% | +153+2.7% | Added |
| Signaturefd, LLC | 7,706 | $35.5K | 0.00% | +135+1.8% | Added |
| Barrett & Company, Inc. | 7,750 | $35.7K | 0.02% | 00.0% | Unchanged |
| Visionary Wealth Advisors | 10,000 | $46.1K | 0.00% | 00.0% | Unchanged |
| Davenport & Co LLC | 10,300 | $47.5K | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 10,365 | $47.8K | 0.00% | 00.0% | Unchanged |
| CI Private Wealth, LLC | 10,415 | $48.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 10,570 | $48.7K | 0.00% | +10,570 | New |
| PFG Investments, LLC | 10,900 | $50.2K | 0.01% | +10,900 | New |
| Kovack Advisors, Inc. | 13,000 | $59.9K | 0.01% | +13,000 | New |
| Charles Schwab Investment Advisory, Inc. | 14,652 | $67.5K | 0.00% | +390+2.7% | Added |
| Cetera Investment Advisers | 14,859 | $68.5K | 0.00% | −1,297−8.0% | Reduced |
| Advisory Services Network, LLC | 15,521 | $71.6K | 0.00% | +14,000+920.4% | Added |
| Independent Wealth Network Inc. | 17,102 | $78.8K | 0.05% | +274+1.6% | Added |
| Ameriprise Financial Inc | 17,102 | $78.8K | 0.00% | +4,987+41.2% | Added |
| National Asset Management, Inc. | 18,515 | $86.2K | 0.00% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 19,649 | $90.6K | 0.00% | +1,127+6.1% | Added |
| MML Investors Services, LLC | 23,633 | $109.0K | 0.00% | +367+1.6% | Added |
| Change Path, LLC | 24,442 | $113.0K | 0.01% | +6,442+35.8% | Added |
| Drive Wealth Management, LLC | 26,078 | $121.4K | 0.05% | −1,182−4.3% | Reduced |
| International Assets Investment Management, LLC | 26,405 | $121.7K | 0.02% | −2,401−8.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 28,239 | $130.0K | 0.00% | −774−2.7% | Reduced |
| Raymond James & Associates | 29,078 | $134.1K | 0.00% | −1,020−3.4% | Reduced |
| Fortitude Advisory Group L.L.C. | 30,782 | $141.9K | 0.11% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 30,824 | $142.1K | 0.00% | −12,457−28.8% | Reduced |
| Stifel Financial Corp | 30,962 | $142.7K | 0.00% | −9,463−23.4% | Reduced |
| Landscape Capital Management, L.L.C. | 31,074 | $143.3K | 0.02% | −2,761−8.2% | Reduced |
| Nations Financial Group Inc, | 31,989 | $147.5K | 0.02% | −980−3.0% | Reduced |
| Capital Investment Advisors, LLC | 49,151 | $226.6K | 0.01% | −1,601−3.2% | Reduced |
| Commonwealth Equity Services, LLC | 49,570 | $228.0K | 0.00% | −3,116−5.9% | Reduced |
| Integrated Capital Management, Inc. | 20,619 | $237.7K | 0.24% | −10,798−34.4% | Reduced |
| Integrated Wealth Concepts LLC | 60,688 | $280.0K | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 61,238 | $282.3K | 0.00% | +325+0.5% | Added |
| Harbour Investments, Inc. | 66,860 | $308.2K | 0.02% | +2,597+4.0% | Added |
| Virtus ETF Advisers LLC | 74,558 | $343.7K | 0.19% | +4,357+6.2% | Added |
| Royal Bank of Canada | 78,717 | $363.0K | 0.00% | +35,757+83.2% | Added |
| Advisor Group Holdings, Inc. | 79,075 | $364.5K | 0.00% | −27,650−25.9% | Reduced |
| E&G Advisors, LP | 80,300 | $370.2K | 0.14% | 00.0% | Unchanged |
| Wells Fargo & Company | 80,638 | $371.7K | 0.00% | −3,477−4.1% | Reduced |
| Rockefeller Capital Management L.P. | 82,682 | $381.0K | 0.00% | −4,895−5.6% | Reduced |
| Janney Montgomery Scott LLC | 88,150 | $406.0K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 102,815 | $465.8K | 0.01% | −3,200−3.0% | Reduced |
| Horizon Kinetics Asset Management LLC | 105,209 | $485.0K | 0.01% | 00.0% | Unchanged |
| Riverbridge Partners LLC | 116,386 | $536.5K | 0.01% | +3,585+3.2% | Added |
| Bank of America Corp | 116,451 | $536.8K | 0.00% | +24,113+26.1% | Added |
| LPL Financial LLC | 119,050 | $548.8K | 0.00% | −630−0.5% | Reduced |
| Coastal Bridge Advisors, LLC | 144,696 | $667.0K | 0.17% | +41,929+40.8% | Added |
| Gill Capital Partners, LLC | 161,460 | $744.3K | 0.33% | +1,568+1.0% | Added |
| Logan Stone Capital, LLC | 185,416 | $854.8K | 0.34% | +35,140+23.4% | Added |
| Park Avenue Securities LLC | 195,880 | $903.0K | 0.02% | −8,749−4.3% | Reduced |
| Envestnet Asset Management Inc | 203,152 | $936.5K | 0.00% | −21,049−9.4% | Reduced |
| Almitas Capital LLC | 216,713 | $999.0K | 0.48% | +216,713 | New |
| Wolverine Asset Management LLC | 245,575 | $1.13M | 0.02% | +234,980+2,217.8% | Added |
| Advisors Asset Management, Inc. | 306,259 | $1.41M | 0.03% | −6,353−2.0% | Reduced |
| 1607 Capital Partners, LLC | 313,400 | $1.44M | 0.10% | 00.0% | Unchanged |
| Next Capital Management LLC | 371,379 | $1.72M | 0.83% | −40,715−9.9% | Reduced |
| Sit Investment Associates Inc | 434,708 | $2.00M | 0.05% | +414,408+2,041.4% | Added |
| UBS Group AG | 574,949 | $2.65M | 0.00% | +65,107+12.8% | Added |
| Shaker Financial Services, LLC | 592,354 | $2.76M | 1.20% | +5,994+1.0% | Added |
| Rivernorth Capital Management, LLC | 679,725 | $3.15M | 0.15% | −440,137−39.3% | Reduced |
| Invesco Ltd. | 742,460 | $3.42M | 0.00% | +93,336+14.4% | Added |
| Morgan Stanley | 795,783 | $3.67M | 0.00% | +2000.0% | Added |
| Guggenheim Capital LLC | 870,205 | $4.01M | 0.03% | −41,462−4.5% | Reduced |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 1,669,270 | $7.70M | 0.09% | 00.0% | Unchanged |
| Walleye Capital LLC | 0 | $0 | 0.00% | −43,458−100.0% | Sold out |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −36,393−100.0% | Sold out |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −21,290−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −10,546−100.0% | Sold out |
| Platform Technology Partners | 0 | $0 | 0.00% | −10,125−100.0% | Sold out |
| Coppell Advisory Solutions LLC | 0 | $0 | 0.00% | −7,065−100.0% | Sold out |
| Coppell Advisory Solutions Corp. | 0 | $0 | 0.00% | −7,065−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −4,310−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −2,080−100.0% | Sold out |
| Accurate Wealth Management, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −8−100.0% | Sold out |
| Arete Wealth Advisors, LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |