Nuveen Senior Income Fund
NSLDelisted Jul 31, 2023- SEC CIK
- 0001093428
Nuveen Senior Income Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 82 institutions reported holding it in 13F filings for Q2 2023, worth $51.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in Nuveen Senior Income Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 67
- −4 vs. Q2 2021
- Shares held
- 7.36M
- −1.77M (−19.3%) vs. Q2 2021
- Total value
- $43.1M
- −$11.4M (−21.0%) vs. Q2 2021
- New holders
- 4
- 19 more added
- Sold out
- 8
- 27 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NSL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $5 |
| Q1 2026 | 1 | $5 |
| Q4 2025 | 1 | $5 |
| Q3 2025 | 1 | $5 |
| Q2 2025 | 1 | $5 |
| Q1 2025 | 1 | $5 |
| Q4 2024 | 1 | $5 |
| Q3 2024 | 1 | $5 |
| Q2 2024 | 1 | $5 |
| Q1 2024 | 1 | $5 |
| Q4 2023 | 1 | $5 |
| Q3 2023 | 3 | $43.4K |
| Q2 2023 | 82 | $51.7M |
| Q1 2023 | 76 | $49.4M |
| Q4 2022 | 80 | $46.7M |
| Q3 2022 | 73 | $46.4M |
| Q2 2022 | 78 | $41.2M |
| Q1 2022 | 68 | $36.0M |
| Q4 2021 | 75 | $47.8M |
| Q3 2021 | 67 | $43.1M |
| Q2 2021 | 71 | $54.5M |
| Q1 2021 | 72 | $66.7M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Nuveen Senior Income Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Citigroup Inc | 17 | $0 | 0.00% | −6,969−99.8% | Reduced |
| Assetmark, Inc | 71 | $0 | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 715 | $4.00K | 0.00% | −322−31.1% | Reduced |
| Albion Financial Group | 1,700 | $10.0K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 2,600 | $15.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 3,800 | $22.2K | 0.00% | +1,500+65.2% | Added |
| Lindbrook Capital, LLC | 4,269 | $25.0K | 0.01% | −1,954,915−99.8% | Reduced |
| FNY Investment Advisers, LLC | 7,500 | $43.0K | 0.02% | −11,600−60.7% | Reduced |
| Platform Technology Partners | 10,125 | $59.0K | 0.03% | 00.0% | Unchanged |
| Visionary Wealth Advisors | 10,000 | $59.0K | 0.01% | 00.0% | Unchanged |
| Davenport & Co LLC | 10,300 | $60.0K | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 10,365 | $61.0K | 0.00% | −450−4.2% | Reduced |
| CPWM, LLC | 10,415 | $61.0K | 0.01% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 10,722 | $63.0K | 0.00% | −367−3.3% | Reduced |
| Raymond James & Associates | 11,048 | $65.0K | 0.00% | 00.0% | Unchanged |
| Ausdal Financial Partners, Inc. | 12,274 | $72.0K | 0.01% | 00.0% | Unchanged |
| Truist Financial Corp | 13,093 | $77.0K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 13,129 | $77.0K | 0.01% | +13,129 | New |
| Nwam LLC | 14,100 | $82.0K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 14,269 | $84.0K | 0.00% | 00.0% | Unchanged |
| MML Investors Services, LLC | 15,628 | $91.0K | 0.00% | +271+1.8% | Added |
| Cetera Investment Advisers | 16,846 | $99.0K | 0.00% | −1,682−9.1% | Reduced |
| Elk River Wealth Management, LLC | 16,800 | $99.0K | 0.03% | 00.0% | Unchanged |
| Bank of America Corp | 18,862 | $110.0K | 0.00% | +2,847+17.8% | Added |
| International Assets Investment Management, LLC | 19,153 | $112.0K | 0.02% | +19,153 | New |
| Oppenheimer & Co Inc | 20,000 | $117.0K | 0.00% | −9,500−32.2% | Reduced |
| National Asset Management, Inc. | 22,330 | $131.0K | 0.00% | −947−4.1% | Reduced |
| Ameriprise Financial Inc | 22,867 | $134.0K | 0.00% | +10,534+85.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 24,826 | $145.0K | 0.00% | −19,090−43.5% | Reduced |
| Robinson Capital Management, LLC | 26,699 | $156.0K | 0.14% | −37,756−58.6% | Reduced |
| Kovack Advisors, Inc. | 27,400 | $160.0K | 0.02% | −2,000−6.8% | Reduced |
| Congress Park Capital LLC | 28,000 | $164.0K | 0.08% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 33,252 | $195.0K | 0.03% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 33,461 | $195.0K | 0.16% | +4,865+17.0% | Added |
| D.A. Davidson & Co. | 33,571 | $196.0K | 0.00% | −2,417−6.7% | Reduced |
| Royal Bank of Canada | 36,233 | $212.0K | 0.00% | +160.0% | Added |
| Thrivent Financial for Lutherans | 38,158 | $223.0K | 0.00% | +15,200+66.2% | Added |
| LPL Financial LLC | 39,691 | $232.0K | 0.00% | +8,100+25.6% | Added |
| Capital Investment Advisors, LLC | 45,848 | $268.0K | 0.01% | −2,282−4.7% | Reduced |
| Private Advisor Group, LLC | 49,254 | $288.0K | 0.00% | −1,538−3.0% | Reduced |
| Commonwealth Equity Services, LLC | 67,309 | $393.0K | 0.00% | −15,116−18.3% | Reduced |
| Rockefeller Capital Management L.P. | 72,692 | $425.0K | 0.00% | +1,258+1.8% | Added |
| Change Path, LLC | 75,355 | $441.0K | 0.03% | +75,355 | New |
| Wells Fargo & Company | 75,865 | $444.0K | 0.00% | −89,162−54.0% | Reduced |
| Advisors Asset Management, Inc. | 79,256 | $464.0K | 0.01% | −138,273−63.6% | Reduced |
| Sit Investment Associates Inc | 81,408 | $476.0K | 0.01% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 90,768 | $531.0K | 0.23% | −238−0.3% | Reduced |
| Coastal Bridge Advisors, LLC | 92,732 | $542.0K | 0.13% | −937,633−91.0% | Reduced |
| Janney Montgomery Scott LLC | 94,180 | $551.0K | 0.00% | −4,200−4.3% | Reduced |
| E&G Advisors, LP | 95,800 | $560.0K | 0.15% | +95,800 | Added |
| Advisor Group Holdings, Inc. | 96,884 | $569.0K | 0.00% | −2,479−2.5% | Reduced |
| Horizon Kinetics Asset Management LLC | 105,209 | $615.0K | 0.01% | 00.0% | Unchanged |
| Mid Atlantic Financial Management Inc | 144,315 | $844.0K | 0.06% | −47,400−24.7% | Reduced |
| Stifel Financial Corp | 178,244 | $1.04M | 0.00% | −40,879−18.7% | Reduced |
| Envestnet Asset Management Inc | 181,056 | $1.06M | 0.00% | +14,192+8.5% | Added |
| Park Avenue Securities LLC | 183,110 | $1.07M | 0.02% | +13,707+8.1% | Added |
| Gill Capital Partners, LLC | 184,788 | $1.08M | 0.49% | −20,124−9.8% | Reduced |
| Harbour Investments, Inc. | 194,646 | $1.14M | 0.04% | +1,760+0.9% | Added |
| Invesco Ltd. | 266,251 | $1.56M | 0.00% | +65,055+32.3% | Added |
| UBS Group AG | 325,547 | $1.91M | 0.00% | +50,314+18.3% | Added |
| Next Capital Management LLC | 347,443 | $2.04M | 1.48% | −20,744−5.6% | Reduced |
| Northwestern Mutual Wealth Management Co | 425,401 | $2.49M | 0.00% | −242,164−36.3% | Reduced |
| Shaker Financial Services, LLC | 445,263 | $2.60M | 1.04% | +277,852+166.0% | Added |
| Guggenheim Capital LLC | 530,442 | $3.10M | 0.02% | +124,005+30.5% | Added |
| Parametric Portfolio Associates LLC | 552,398 | $3.23M | 0.00% | +25,689+4.9% | Added |
| Morgan Stanley | 562,689 | $3.29M | 0.00% | +127,994+29.4% | Added |
| Rivernorth Capital Management, LLC | 1,085,093 | $6.35M | 0.34% | +1,085,093 | New |
| Mariner Investment Group LLC | 0 | $0 | 0.00% | −106,376−100.0% | Sold out |
| 6 Meridian | 0 | $0 | 0.00% | −38,764−100.0% | Sold out |
| Relative Value Partners Group, LLC | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| WealthShield Partners, LLC | 0 | $0 | 0.00% | −12,978−100.0% | Sold out |
| Camelot Portfolios, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −131−100.0% | Sold out |
| Bellevue Asset Management, LLC | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −142−100.0% | Sold out |