Nuveen Senior Income Fund
NSLDelisted Jul 31, 2023- SEC CIK
- 0001093428
Nuveen Senior Income Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 82 institutions reported holding it in 13F filings for Q2 2023, worth $51.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q2 2021
Institutional positions in Nuveen Senior Income Fund as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 71
- −1 vs. Q1 2021
- Shares held
- 9.13M
- −2.76M (−23.2%) vs. Q1 2021
- Total value
- $54.5M
- −$12.2M (−18.3%) vs. Q1 2021
- New holders
- 8
- 25 more added
- Sold out
- 9
- 19 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NSL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $5 |
| Q1 2026 | 1 | $5 |
| Q4 2025 | 1 | $5 |
| Q3 2025 | 1 | $5 |
| Q2 2025 | 1 | $5 |
| Q1 2025 | 1 | $5 |
| Q4 2024 | 1 | $5 |
| Q3 2024 | 1 | $5 |
| Q2 2024 | 1 | $5 |
| Q1 2024 | 1 | $5 |
| Q4 2023 | 1 | $5 |
| Q3 2023 | 3 | $43.4K |
| Q2 2023 | 82 | $51.7M |
| Q1 2023 | 76 | $49.4M |
| Q4 2022 | 80 | $46.7M |
| Q3 2022 | 73 | $46.4M |
| Q2 2022 | 78 | $41.2M |
| Q1 2022 | 68 | $36.0M |
| Q4 2021 | 75 | $47.8M |
| Q3 2021 | 67 | $43.1M |
| Q2 2021 | 71 | $54.5M |
| Q1 2021 | 72 | $66.7M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Nuveen Senior Income Fund; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Assetmark, Inc | 71 | $0 | 0.00% | 00.0% | Unchanged |
| Bellevue Asset Management, LLC | 250 | $1.00K | 0.00% | 00.0% | Unchanged |
| Panagora Asset Management Inc | 131 | $1.00K | 0.00% | +131 | New |
| Newbridge Financial Services Group, Inc. | 142 | $1.00K | 0.00% | +142 | New |
| Arkadios Wealth Advisors | 1,037 | $6.00K | 0.00% | +1,037 | New |
| Albion Financial Group | 1,700 | $10.0K | 0.00% | +1,700 | New |
| American Portfolios Advisors | 2,300 | $13.6K | 0.00% | +1,000+76.9% | Added |
| Patriot Financial Group Insurance Agency, LLC | 2,600 | $15.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 6,986 | $41.0K | 0.00% | +1,585+29.3% | Added |
| Camelot Portfolios, LLC | 10,000 | $59.0K | 0.02% | 00.0% | Unchanged |
| Visionary Wealth Advisors | 10,000 | $59.0K | 0.01% | 00.0% | Unchanged |
| Platform Technology Partners | 10,125 | $60.0K | 0.02% | +10,125 | New |
| Davenport & Co LLC | 10,300 | $61.0K | 0.00% | 00.0% | Unchanged |
| CPWM, LLC | 10,415 | $62.0K | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 10,815 | $64.0K | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 11,048 | $65.0K | 0.00% | −2,560−18.8% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 11,089 | $66.0K | 0.00% | +1,060+10.6% | Added |
| Ameriprise Financial Inc | 12,333 | $73.0K | 0.00% | +34+0.3% | Added |
| Ausdal Financial Partners, Inc. | 12,274 | $73.0K | 0.01% | 00.0% | Unchanged |
| Truist Financial Corp | 13,093 | $77.0K | 0.00% | 00.0% | Unchanged |
| WealthShield Partners, LLC | 12,978 | $77.0K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 14,269 | $83.0K | 0.00% | +1,135+8.6% | Added |
| Nwam LLC | 14,100 | $83.0K | 0.01% | +3,500+33.0% | Added |
| MML Investors Services, LLC | 15,357 | $91.0K | 0.00% | +276+1.8% | Added |
| Bank of America Corp | 16,015 | $95.0K | 0.00% | −13,319−45.4% | Reduced |
| Elk River Wealth Management, LLC | 16,800 | $100.0K | 0.03% | 00.0% | Unchanged |
| Cetera Investment Advisers | 18,528 | $110.0K | 0.00% | +3,924+26.9% | Added |
| FNY Investment Advisers, LLC | 19,100 | $112.0K | 0.05% | −14,538−43.2% | Reduced |
| Relative Value Partners Group, LLC | 20,000 | $119.0K | 0.01% | 00.0% | Unchanged |
| Thrivent Financial for Lutherans | 22,958 | $136.0K | 0.00% | 00.0% | Unchanged |
| National Asset Management, Inc. | 23,277 | $138.0K | 0.00% | −70.0% | Reduced |
| Congress Park Capital LLC | 28,000 | $165.0K | 0.08% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 28,596 | $169.0K | 0.13% | +3,049+11.9% | Added |
| Oppenheimer & Co Inc | 29,500 | $174.0K | 0.00% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 29,400 | $174.0K | 0.02% | +29,400 | New |
| LPL Financial LLC | 31,591 | $187.0K | 0.00% | +4,049+14.7% | Added |
| Nations Financial Group Inc, | 33,252 | $197.0K | 0.03% | −550−1.6% | Reduced |
| D.A. Davidson & Co. | 35,988 | $213.0K | 0.00% | −2,256−5.9% | Reduced |
| Royal Bank of Canada | 36,217 | $214.0K | 0.00% | +3,853+11.9% | Added |
| 6 Meridian | 38,764 | $229.0K | 0.02% | +38,764 | New |
| Cambridge Investment Research Advisors, Inc. | 43,916 | $260.0K | 0.00% | −74,106−62.8% | Reduced |
| Capital Investment Advisors, LLC | 48,130 | $284.0K | 0.01% | −6,142−11.3% | Reduced |
| Private Advisor Group, LLC | 50,792 | $300.0K | 0.00% | 00.0% | Unchanged |
| Robinson Capital Management, LLC | 64,455 | $379.0K | 0.21% | +63,905+11,619.1% | Added |
| Rockefeller Capital Management L.P. | 71,434 | $422.0K | 0.00% | +71,434 | New |
| Sit Investment Associates Inc | 81,408 | $481.0K | 0.01% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 82,425 | $487.0K | 0.00% | +4,484+5.8% | Added |
| Virtus ETF Advisers LLC | 91,006 | $538.0K | 0.22% | +24,795+37.4% | Added |
| E&G Advisors, LP | 0 | $566.0K | 0.15% | −98,300−100.0% | Reduced |
| Janney Montgomery Scott LLC | 98,380 | $581.0K | 0.00% | +500+0.5% | Added |
| Advisor Group Holdings, Inc. | 99,363 | $591.0K | 0.00% | −3,233−3.2% | Reduced |
| Horizon Kinetics Asset Management LLC | 105,209 | $622.0K | 0.01% | 00.0% | Unchanged |
| Mariner Investment Group LLC | 106,376 | $629.0K | 1.38% | −37,168−25.9% | Reduced |
| Wells Fargo & Company | 165,027 | $976.0K | 0.00% | −7,257−4.2% | Reduced |
| Envestnet Asset Management Inc | 166,864 | $986.0K | 0.00% | +9,114+5.8% | Added |
| Shaker Financial Services, LLC | 167,411 | $989.0K | 0.37% | +31,862+23.5% | Added |
| Park Avenue Securities LLC | 169,403 | $1.00M | 0.02% | +8,687+5.4% | Added |
| Mid Atlantic Financial Management Inc | 191,715 | $1.13M | 0.08% | +1,100+0.6% | Added |
| Harbour Investments, Inc. | 192,886 | $1.14M | 0.04% | +15,271+8.6% | Added |
| Invesco Ltd. | 201,196 | $1.19M | 0.00% | +65,052+47.8% | Added |
| Gill Capital Partners, LLC | 204,912 | $1.21M | 0.57% | −18,246−8.2% | Reduced |
| Advisors Asset Management, Inc. | 217,529 | $1.29M | 0.02% | −59,514−21.5% | Reduced |
| Stifel Financial Corp | 219,123 | $1.29M | 0.00% | −25,098−10.3% | Reduced |
| UBS Group AG | 275,233 | $1.63M | 0.00% | −62,078−18.4% | Reduced |
| Next Capital Management LLC | 368,187 | $2.17M | 1.38% | −111,140−23.2% | Reduced |
| Guggenheim Capital LLC | 406,437 | $2.40M | 0.01% | +62,538+18.2% | Added |
| Morgan Stanley | 434,695 | $2.57M | 0.00% | +100,447+30.1% | Added |
| Parametric Portfolio Associates LLC | 526,709 | $3.11M | 0.00% | +97,791+22.8% | Added |
| Northwestern Mutual Wealth Management Co | 667,565 | $3.95M | 0.01% | +72,839+12.2% | Added |
| Coastal Bridge Advisors, LLC | 1,030,365 | $6.09M | 1.25% | −66,190−6.0% | Reduced |
| Lindbrook Capital, LLC | 1,959,184 | $11.6M | 2.59% | −2,929−0.1% | Reduced |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −2,467,355−100.0% | Sold out |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −348,930−100.0% | Sold out |
| Archer Investment Corp | 0 | $0 | 0.00% | −27,418−100.0% | Sold out |
| Family Management Corp | 0 | $0 | 0.00% | −20,162−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −14,936−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −10,125−100.0% | Sold out |
| Wealthcare Capital Management LLC | 0 | $0 | 0.00% | −4,648−100.0% | Sold out |
| Eaton Vance Management | 0 | $0 | 0.00% | −114−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −47−100.0% | Sold out |