Nuveen Senior Income Fund
NSLDelisted Jul 31, 2023- SEC CIK
- 0001093428
Nuveen Senior Income Fund was delisted on Jul 31, 2023; its insiders filed their last Form 4 on Nov 22, 2022; 82 institutions reported holding it in 13F filings for Q2 2023, worth $51.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q1 2022
Institutional positions in Nuveen Senior Income Fund as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 68
- −6 vs. Q4 2021
- Shares held
- 6.32M
- −1.83M (−22.4%) vs. Q4 2021
- Total value
- $36.0M
- −$11.4M (−24.1%) vs. Q4 2021
- New holders
- 7
- 28 more added
- Sold out
- 13
- 18 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NSL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $5 |
| Q1 2026 | 1 | $5 |
| Q4 2025 | 1 | $5 |
| Q3 2025 | 1 | $5 |
| Q2 2025 | 1 | $5 |
| Q1 2025 | 1 | $5 |
| Q4 2024 | 1 | $5 |
| Q3 2024 | 1 | $5 |
| Q2 2024 | 1 | $5 |
| Q1 2024 | 1 | $5 |
| Q4 2023 | 1 | $5 |
| Q3 2023 | 3 | $43.4K |
| Q2 2023 | 82 | $51.7M |
| Q1 2023 | 76 | $49.4M |
| Q4 2022 | 80 | $46.7M |
| Q3 2022 | 73 | $46.4M |
| Q2 2022 | 78 | $41.2M |
| Q1 2022 | 68 | $36.0M |
| Q4 2021 | 75 | $47.8M |
| Q3 2021 | 67 | $43.1M |
| Q2 2021 | 71 | $54.5M |
| Q1 2021 | 72 | $66.7M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Nuveen Senior Income Fund; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Lindbrook Capital, LLC | 68 | $0 | 0.00% | −1,061−94.0% | Reduced |
| Assetmark, Inc | 71 | $0 | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 503 | $3.00K | 0.00% | +503 | New |
| Benjamin Edwards Inc | 1,771 | $10.0K | 0.00% | +21+1.2% | Added |
| Patriot Financial Group Insurance Agency, LLC | 2,600 | $15.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 2,130 | $19.0K | 0.00% | +2,130 | New |
| American Portfolios Advisors | 3,865 | $21.9K | 0.00% | +65+1.7% | Added |
| Lazard Asset Management LLC | – | $50.0K | 0.00% | – | – |
| Platform Technology Partners | 10,125 | $57.0K | 0.03% | 00.0% | Unchanged |
| Visionary Wealth Advisors | 10,000 | $57.0K | 0.00% | 00.0% | Unchanged |
| Davenport & Co LLC | 10,300 | $58.0K | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 10,365 | $59.0K | 0.00% | 00.0% | Unchanged |
| CPWM, LLC | 10,415 | $59.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 10,607 | $60.0K | 0.00% | +95+0.9% | Added |
| Segantii Capital Management Ltd | 11,225 | $64.0K | 0.00% | +3,100+38.2% | Added |
| Bank of America Corp | 11,518 | $65.0K | 0.00% | −3,835−25.0% | Reduced |
| Sequoia Financial Advisors, LLC | 11,732 | $67.0K | 0.00% | 00.0% | Unchanged |
| Nwam LLC | 12,100 | $69.0K | 0.01% | +12,100 | New |
| Bluefin Capital Management, LLC | 14,049 | $80.0K | 0.01% | +14,049 | New |
| MML Investors Services, LLC | 16,178 | $92.0K | 0.00% | +189+1.2% | Added |
| Cetera Investment Advisers | 16,943 | $96.0K | 0.00% | +64+0.4% | Added |
| Elk River Wealth Management, LLC | 16,800 | $96.0K | 0.02% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 18,543 | $105.0K | 0.00% | +825+4.7% | Added |
| Kovack Advisors, Inc. | 19,800 | $112.0K | 0.01% | −7,600−27.7% | Reduced |
| Oppenheimer & Co Inc | 20,000 | $114.0K | 0.00% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 21,301 | $121.0K | 0.02% | +21,301 | New |
| International Assets Investment Management, LLC | 21,456 | $122.0K | 0.02% | +2,286+11.9% | Added |
| National Asset Management, Inc. | 22,334 | $127.0K | 0.00% | +133+0.6% | Added |
| Brookstone Capital Management | 23,508 | $133.0K | 0.00% | +23,508 | New |
| Royal Bank of Canada | 28,127 | $159.0K | 0.00% | −9,806−25.9% | Reduced |
| Fortitude Advisory Group L.L.C. | 30,782 | $175.0K | 0.09% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 32,402 | $184.0K | 0.02% | −425−1.3% | Reduced |
| Integrated Capital Management, Inc. | 32,509 | $185.0K | 0.15% | −3,689−10.2% | Reduced |
| Walleye Capital LLC | 33,862 | $192.0K | 0.01% | +33,862 | New |
| Raymond James & Associates | 34,646 | $196.0K | 0.00% | +22,098+176.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 35,815 | $203.0K | 0.00% | +50.0% | Added |
| Advisory Services Network, LLC | 36,377 | $206.0K | 0.01% | +2,252+6.6% | Added |
| D.A. Davidson & Co. | 41,920 | $238.0K | 0.00% | +4,238+11.2% | Added |
| Sit Investment Associates Inc | 43,934 | $249.0K | 0.01% | −37,474−46.0% | Reduced |
| Capital Investment Advisors, LLC | 45,864 | $260.0K | 0.01% | +50.0% | Added |
| Private Advisor Group, LLC | 49,254 | $279.0K | 0.00% | 00.0% | Unchanged |
| Coastal Bridge Advisors, LLC | 60,067 | $341.0K | 0.08% | −1,210,470−95.3% | Reduced |
| Commonwealth Equity Services, LLC | 60,802 | $344.0K | 0.00% | −5,891−8.8% | Reduced |
| Ameriprise Financial Inc | 62,170 | $353.0K | 0.00% | +10,878+21.2% | Added |
| Wells Fargo & Company | 77,815 | $441.0K | 0.00% | +23,691+43.8% | Added |
| Rockefeller Capital Management L.P. | 78,452 | $444.0K | 0.00% | +4,082+5.5% | Added |
| Virtus ETF Advisers LLC | 91,587 | $519.0K | 0.23% | +14,961+19.5% | Added |
| E&G Advisors, LP | 95,300 | $540.0K | 0.15% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 95,450 | $541.0K | 0.00% | −330−0.3% | Reduced |
| Change Path, LLC | 95,355 | $541.0K | 0.03% | +10,000+11.7% | Added |
| Advisor Group Holdings, Inc. | 86,087 | $545.0K | 0.00% | +1,090+1.3% | Added |
| GWM Advisors LLC | 103,915 | $589.0K | 0.01% | −7,000−6.3% | Reduced |
| Horizon Kinetics Asset Management LLC | 105,209 | $597.0K | 0.01% | 00.0% | Unchanged |
| LPL Financial LLC | 107,001 | $607.0K | 0.00% | +38,046+55.2% | Added |
| Stifel Financial Corp | 107,891 | $612.0K | 0.00% | −18,672−14.8% | Reduced |
| Northwestern Mutual Wealth Management Co | 133,403 | $756.0K | 0.00% | +21,747+19.5% | Added |
| Independent Financial Group, LLC | 158,688 | $899.8K | 0.07% | +42,495+36.6% | Added |
| Gill Capital Partners, LLC | 160,099 | $908.0K | 0.40% | −2,075−1.3% | Reduced |
| Park Avenue Securities LLC | 207,887 | $1.18M | 0.02% | +5,354+2.6% | Added |
| Envestnet Asset Management Inc | 219,073 | $1.24M | 0.00% | +13,626+6.6% | Added |
| Next Capital Management LLC | 223,492 | $1.27M | 0.88% | −42,015−15.8% | Reduced |
| Parametric Portfolio Associates LLC | 246,293 | $1.40M | 0.00% | −131,891−34.9% | Reduced |
| Rivernorth Capital Management, LLC | 264,268 | $1.50M | 0.06% | −456,994−63.4% | Reduced |
| UBS Group AG | 326,437 | $1.85M | 0.00% | +34,620+11.9% | Added |
| Shaker Financial Services, LLC | 438,506 | $2.49M | 0.94% | −138,410−24.0% | Reduced |
| Invesco Ltd. | 458,169 | $2.60M | 0.00% | +91,172+24.8% | Added |
| Morgan Stanley | 524,383 | $2.97M | 0.00% | −41,658−7.4% | Reduced |
| Guggenheim Capital LLC | 959,839 | $5.44M | 0.03% | +328,953+52.1% | Added |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −289,001−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −41,070−100.0% | Sold out |
| Congress Park Capital LLC | 0 | $0 | 0.00% | −28,000−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| Lloyd Park, LLC | 0 | $0 | 0.00% | −23,593−100.0% | Sold out |
| Thrivent Financial for Lutherans | 0 | $0 | 0.00% | −22,158−100.0% | Sold out |
| Aristides Capital LLC | 0 | $0 | 0.00% | −14,791−100.0% | Sold out |
| Truist Financial Corp | 0 | $0 | 0.00% | −11,974−100.0% | Sold out |
| Aveo Capital Partners, LLC | 0 | $0 | 0.00% | −12,018−100.0% | Sold out |
| Ausdal Financial Partners, Inc. | 0 | $0 | 0.00% | −10,394−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −10,125−100.0% | Sold out |
| Confluence Wealth Services, Inc. | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Harbour Investments, Inc. | – | – | – | – | Not filed |