Nuveen Floating Rate Income Opportunity Fund
JRO2023/7/31 下市- SEC CIK
- 0001289213
Nuveen Floating Rate Income Opportunity Fund 已在 2023/7/31 下市；內部人最後一份 Form 4 在 2022/5/13 申報；2023 年第 2 季末有 97 家機構在 13F 申報持有，市值合計 $9,276 萬；大師中只有橡樹資本持有。
2023 年第 2 季 13F 持有人
Nuveen Floating Rate Income Opportunity Fund 在 2023/6/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 97
- 較 2023 年第 1 季 +3 家
- 持有股數
- 1,189 萬
- 較 2023 年第 1 季 +47.0 萬 (+4.1%)
- 總市值
- $9,276 萬
- 較 2023 年第 1 季 +$110.7 萬 (+1.2%)
- 新進機構
- 11
- 另有 35 家加碼
- 清倉機構
- 8
- 另有 22 家減碼
另有 2 家機構在 2023 年第 1 季持有、還沒有申報 2023 年第 2 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 JRO 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 1 | $8 |
| 2026 年第 1 季 | 1 | $8 |
| 2025 年第 4 季 | 1 | $8 |
| 2025 年第 3 季 | 1 | $8 |
| 2025 年第 2 季 | 1 | $8 |
| 2025 年第 1 季 | 1 | $8 |
| 2024 年第 4 季 | 1 | $8 |
| 2024 年第 3 季 | 1 | $8 |
| 2024 年第 2 季 | 1 | $8 |
| 2024 年第 1 季 | 1 | $8 |
| 2023 年第 4 季 | 1 | $8 |
| 2023 年第 3 季 | 3 | $4,178 |
| 2023 年第 2 季 | 97 | $9,276 萬 |
| 2023 年第 1 季 | 96 | $9,195 萬 |
| 2022 年第 4 季 | 90 | $8,522 萬 |
| 2022 年第 3 季 | 76 | $8,638 萬 |
| 2022 年第 2 季 | 81 | $8,760 萬 |
| 2022 年第 1 季 | 75 | $9,879 萬 |
| 2021 年第 4 季 | 84 | $1.18 億 |
| 2021 年第 3 季 | 86 | $1.38 億 |
| 2021 年第 2 季 | 89 | $1.53 億 |
| 2021 年第 1 季 | 85 | $1.72 億 |
2023 年第 2 季持有機構
每家機構持有 Nuveen Floating Rate Income Opportunity Fund 的股數、市值與佔組合比重；股數變化跟 2023 年第 1 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Huntington National Bank | – | $8 | 0.00% | – | – |
| Signaturefd, LLC | 10 | $75 | 0.00% | +1+11.1% | 加碼 |
| Lindbrook Capital, LLC | 28 | $218 | 0.00% | 00.0% | 不變 |
| IFP Advisors, Inc | 57 | $608 | 0.00% | +57 | 新進 |
| Beacon Capital Management, LLC | 477 | $3,721 | 0.00% | 00.0% | 不變 |
| FNY Investment Advisers, LLC | 600 | $4,000 | 0.01% | 00.0% | 不變 |
| National Bank of Canada | 600 | $4,686 | 0.00% | 00.0% | 不變 |
| Northwestern Mutual Wealth Management Co | 1,024 | $7,987 | 0.00% | −1,333−56.6% | 減碼 |
| Princeton Global Asset Management LLC | 1,040 | $8,112 | 0.00% | 00.0% | 不變 |
| Bessemer Group Inc | 1,301 | $1.00 萬 | 0.00% | +1,301 | 新進 |
| McIlrath & Eck, LLC | 1,647 | $1.28 萬 | 0.00% | 00.0% | 不變 |
| Gradient Investments LLC | 2,729 | $2.13 萬 | 0.00% | −410−13.1% | 減碼 |
| Hexagon Capital Partners LLC | 2,955 | $2.30 萬 | 0.01% | 00.0% | 不變 |
| ICA Group Wealth Management, LLC | 3,000 | $2.34 萬 | 0.01% | 00.0% | 不變 |
| CoreFirst Bank & Trust | 3,192 | $2.49 萬 | 0.02% | 00.0% | 不變 |
| GPS Wealth Strategies Group, LLC | 4,400 | $3.43 萬 | 0.01% | 00.0% | 不變 |
| Hollencrest Capital Management | 6,120 | $4.77 萬 | 0.00% | 00.0% | 不變 |
| Steward Partners Investment Advisory, LLC | 8,638 | $6.74 萬 | 0.00% | −18,577−68.3% | 減碼 |
| Cary Street Partner Investment Advisory LLC | 8,750 | $6.83 萬 | 0.00% | 00.0% | 不變 |
| CWM, LLC | 9,725 | $7.60 萬 | 0.00% | +2,033+26.4% | 加碼 |
| Vivaldi Capital Management, LLC | 10,000 | $7.80 萬 | 0.02% | +10,000 | 新進 |
| The PNC Financial Services Group, Inc. | 10,160 | $7.92 萬 | 0.00% | 00.0% | 不變 |
| CTC Alternative Strategies, Ltd. | 10,730 | $8.37 萬 | 0.10% | +10,730 | 新進 |
| Yakira Capital Management, Inc. | 11,428 | $8.91 萬 | 0.02% | +11,428 | 新進 |
| Cullen/Frost Bankers, Inc. | 12,000 | $9.36 萬 | 0.00% | 00.0% | 不變 |
| Walleye Capital LLC | 12,134 | $9.46 萬 | 0.00% | +12,134 | 新進 |
| Wealth Alliance Advisory Group, LLC | 12,412 | $9.68 萬 | 0.03% | 00.0% | 不變 |
| IFG Advisory, LLC | 12,500 | $9.75 萬 | 0.01% | 00.0% | 不變 |
| Koshinski Asset Management, Inc. | 12,553 | $9.79 萬 | 0.01% | +12,553 | 新進 |
| Melfa Wealth Management, LLC | 12,666 | $9.88 萬 | 0.10% | 00.0% | 不變 |
| Virtu Financial LLC | 12,708 | $9.90 萬 | 0.01% | +12,708 | 新進 |
| Apollon Wealth Management, LLC | 13,894 | $10.8 萬 | 0.01% | +387+2.9% | 加碼 |
| Sheets Smith Wealth Management | 14,400 | $11.2 萬 | 0.02% | 00.0% | 不變 |
| Susquehanna International Group, LLP | 15,096 | $11.8 萬 | 0.00% | −5,980−28.4% | 減碼 |
| Ameritas Advisory Services, LLC | 15,217 | $11.8 萬 | 0.02% | +23+0.2% | 加碼 |
| Wintrust Investments LLC | 15,238 | $11.9 萬 | 0.01% | +15,238 | 新進 |
| Transform Wealth, LLC | 15,519 | $12.2 萬 | 0.01% | 00.0% | 不變 |
| Western Wealth Management, LLC | 18,934 | $14.8 萬 | 0.01% | +490+2.7% | 加碼 |
| Integrated Advisors Network LLC | 19,485 | $15.2 萬 | 0.01% | +6,485+49.9% | 加碼 |
| Jones Road Capital Management, L.P. | 20,000 | $15.6 萬 | 0.15% | 00.0% | 不變 |
| Klingman & Associates, LLC | 20,038 | $15.6 萬 | 0.01% | −2,176−9.8% | 減碼 |
| Integrated Wealth Concepts LLC | 20,383 | $15.9 萬 | 0.00% | 00.0% | 不變 |
| National Asset Management, Inc. | 20,698 | $16.3 萬 | 0.00% | +4,816+30.3% | 加碼 |
| Integrated Capital Management, Inc. | 20,920 | $16.3 萬 | 0.15% | +593+2.9% | 加碼 |
| ProVise Management Group, LLC | 23,325 | $18.2 萬 | 0.02% | −400−1.7% | 減碼 |
| FourThought Financial Partners, LLC | 24,579 | $19.2 萬 | 0.03% | −5,406−18.0% | 減碼 |
| GWM Advisors LLC | 25,400 | $19.8 萬 | 0.00% | +600+2.4% | 加碼 |
| Kovack Advisors, Inc. | 28,718 | $22.4 萬 | 0.03% | −1,291−4.3% | 減碼 |
| Future Financial Wealth Managment LLC | 30,487 | $23.8 萬 | 0.25% | 00.0% | 不變 |
| Oppenheimer & Co Inc | 31,844 | $24.8 萬 | 0.00% | +5,039+18.8% | 加碼 |
| D.A. Davidson & Co. | 34,572 | $27.0 萬 | 0.00% | −20,508−37.2% | 減碼 |
| Sigma Planning Corp | 34,931 | $27.2 萬 | 0.01% | +509+1.5% | 加碼 |
| Wedbush Securities Inc | 37,800 | $29.5 萬 | 0.01% | −5,400−12.5% | 減碼 |
| Farther Finance Advisors, LLC | 38,820 | $30.3 萬 | 0.07% | −3,084−7.4% | 減碼 |
| Virtus ETF Advisers LLC | 39,840 | $31.1 萬 | 0.18% | −1,278−3.1% | 減碼 |
| Horizon Kinetics Asset Management LLC | 56,673 | $44.2 萬 | 0.01% | −311−0.5% | 減碼 |
| Gladstone Institutional Advisory LLC | 57,320 | $44.7 萬 | 0.03% | 00.0% | 不變 |
| Commonwealth Equity Services, LLC | 57,573 | $44.9 萬 | 0.00% | +1,009+1.8% | 加碼 |
| Next Capital Management LLC | 59,807 | $46.6 萬 | 0.22% | 00.0% | 不變 |
| HighTower Advisors, LLC | 60,112 | $47.2 萬 | 0.00% | +60,112 | 新進 |
| Cambridge Investment Research Advisors, Inc. | 61,968 | $48.3 萬 | 0.00% | −3,205−4.9% | 減碼 |
| Cerity Partners LLC | 63,000 | $49.1 萬 | 0.00% | +48,000+320.0% | 加碼 |
| Almitas Capital LLC | 75,648 | $59.6 萬 | 0.25% | +24,148+46.9% | 加碼 |
| Alpine Global Management, LLC | 83,780 | $65.3 萬 | 0.18% | +83,780 | 新進 |
| Shaker Financial Services, LLC | 83,333 | $65.6 萬 | 0.29% | +2,704+3.4% | 加碼 |
| 1607 Capital Partners, LLC | 89,800 | $70.0 萬 | 0.05% | 00.0% | 不變 |
| Capital Investment Advisors, LLC | 93,298 | $72.8 萬 | 0.02% | −2,034−2.1% | 減碼 |
| LPL Financial LLC | 95,057 | $74.1 萬 | 0.00% | −218,165−69.7% | 減碼 |
| Landscape Capital Management, L.L.C. | 98,596 | $76.9 萬 | 0.10% | +68,639+229.1% | 加碼 |
| Congress Park Capital LLC | 100,000 | $78.0 萬 | 0.44% | +15,000+17.6% | 加碼 |
| Saba Capital Management, L.P. | 118,559 | $92.5 萬 | 0.03% | +95,183+407.2% | 加碼 |
| Wells Fargo & Company | 126,775 | $98.9 萬 | 0.00% | +59,177+87.5% | 加碼 |
| Cohen & Steers, Inc. | 127,756 | $99.6 萬 | 0.00% | 00.0% | 不變 |
| Park Avenue Securities LLC | 129,029 | $100.6 萬 | 0.02% | +640+0.5% | 加碼 |
| Mission Wealth Management, LP | 134,200 | $104.7 萬 | 0.04% | −1,000−0.7% | 減碼 |
| Ameriprise Financial Inc | 136,519 | $106.6 萬 | 0.00% | +8,361+6.5% | 加碼 |
| Envestnet Asset Management Inc | 141,948 | $110.7 萬 | 0.00% | +2,738+2.0% | 加碼 |
| UBS Group AG | 179,296 | $139.9 萬 | 0.00% | −2,997−1.6% | 減碼 |
| RFG Advisory, LLC | 186,464 | $145.4 萬 | 0.06% | −4,910−2.6% | 減碼 |
| Aviance Capital Partners, LLC | 191,579 | $149.4 萬 | 0.32% | +3,757+2.0% | 加碼 |
| Wolverine Asset Management LLC | 192,671 | $150.3 萬 | 0.03% | +141,214+274.4% | 加碼 |
| International Assets Investment Management, LLC | 204,303 | $159.4 萬 | 0.22% | +24,508+13.6% | 加碼 |
| CNH Partners LLC | 224,550 | $175.1 萬 | 0.08% | +167,812+295.8% | 加碼 |
| Royal Bank of Canada | 247,571 | $193.1 萬 | 0.00% | +958+0.4% | 加碼 |
| Advisor Group Holdings, Inc. | 247,836 | $193.3 萬 | 0.00% | +8,319+3.5% | 加碼 |
| Raymond James & Associates | 307,596 | $239.9 萬 | 0.00% | +10,664+3.6% | 加碼 |
| Sit Investment Associates Inc | 328,965 | $256.6 萬 | 0.07% | +46,901+16.6% | 加碼 |
| Logan Stone Capital, LLC | 329,632 | $257.1 萬 | 0.87% | +129,404+64.6% | 加碼 |
| Invesco Ltd. | 357,860 | $279.1 萬 | 0.00% | −50,237−12.3% | 減碼 |
| Advisors Asset Management, Inc. | 374,905 | $292.4 萬 | 0.06% | −105,449−22.0% | 減碼 |
| Goldman Sachs Group Inc | 432,590 | $337.4 萬 | 0.00% | 00.0% | 不變 |
| Raymond James Financial Services Advisors, Inc. | 483,872 | $377.4 萬 | 0.01% | +100,773+26.3% | 加碼 |
| City of London Investment Management Co Ltd | 503,188 | $393.2 萬 | 0.32% | +64,958+14.8% | 加碼 |
| Guggenheim Capital LLC | 561,173 | $437.7 萬 | 0.03% | −144,996−20.5% | 減碼 |
| Oaktree Capital Management LP大師橡樹資本 | 793,641 | $619.0 萬 | 0.08% | 00.0% | 不變 |
| Bank of America Corp | 1,294,823 | $1,010 萬 | 0.00% | +67,314+5.5% | 加碼 |
| Morgan Stanley | 1,630,611 | $1,272 萬 | 0.00% | +113,993+7.5% | 加碼 |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −316,735−100.0% | 清倉 |
| World Equity Group, Inc. | 0 | $0 | 0.00% | −14,092−100.0% | 清倉 |
| Axxcess Wealth Management, LLC | 0 | $0 | 0.00% | −18,512−100.0% | 清倉 |