Stellus Capital Investment Corp
SCM- Exchange
- NYSE
- SEC CIK
- 0001551901
In the last 90 days, Stellus Capital Investment Corp insiders filed 1 open-market purchase and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $30.6M in total; no superinvestor holds it.
13F holders, Q2 2022
Institutional positions in Stellus Capital Investment Corp as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 54
- +10 vs. Q1 2022
- Shares held
- 2.95M
- +237.2K (+8.7%) vs. Q1 2022
- Total value
- $32.8M
- −$4.85M (−12.9%) vs. Q1 2022
- New holders
- 12
- 10 more added
- Sold out
- 2
- 17 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $30.6M |
| Q1 2026 | 63 | $38.4M |
| Q4 2025 | 63 | $49.1M |
| Q3 2025 | 68 | $45.9M |
| Q2 2025 | 58 | $44.3M |
| Q1 2025 | 62 | $47.2M |
| Q4 2024 | 58 | $39.0M |
| Q3 2024 | 53 | $41.9M |
| Q2 2024 | 52 | $48.6M |
| Q1 2024 | 53 | $35.9M |
| Q4 2023 | 59 | $41.0M |
| Q3 2023 | 63 | $54.5M |
| Q2 2023 | 61 | $46.7M |
| Q1 2023 | 57 | $32.6M |
| Q4 2022 | 51 | $32.9M |
| Q3 2022 | 51 | $32.1M |
| Q2 2022 | 54 | $32.8M |
| Q1 2022 | 44 | $37.7M |
| Q4 2021 | 49 | $43.5M |
| Q3 2021 | 45 | $43.0M |
| Q2 2021 | 47 | $43.9M |
| Q1 2021 | 47 | $43.3M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Stellus Capital Investment Corp; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 85 | $0 | 0.00% | +85 | New |
| American Portfolios Advisors | 153 | $1.70K | 0.00% | +153 | New |
| Valley National Advisers Inc | 200 | $2.00K | 0.00% | −100−33.3% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 225 | $3.00K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 500 | $6.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 500 | $6.00K | 0.00% | +500 | New |
| US Bancorp | 700 | $8.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 708 | $8.00K | 0.00% | +708 | New |
| Sterling Investment Advisors, Ltd. | 1,200 | $13.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,390 | $15.0K | 0.00% | 00.0% | Unchanged |
| Capital Analysts, LLC | 1,400 | $16.0K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 1,500 | $17.0K | 0.01% | +1,500 | New |
| Earnest Partners LLC | 1,931 | $21.0K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 2,226 | $24.0K | 0.00% | +2,226 | New |
| UBS Group AG | 3,948 | $44.0K | 0.00% | +2,856+261.5% | Added |
| Advisor Group Holdings, Inc. | 6,880 | $76.0K | 0.00% | −2,267−24.8% | Reduced |
| Montag A & Associates Inc | 7,129 | $80.0K | 0.01% | 00.0% | Unchanged |
| Spire Wealth Management | 7,925 | $88.0K | 0.00% | −700−8.1% | Reduced |
| Merit Financial Group, LLC | 10,000 | $111.0K | 0.00% | +10,000 | New |
| Citadel Advisors LLC | 10,897 | $121.0K | 0.00% | +10,897 | New |
| LPL Financial LLC | 11,702 | $130.0K | 0.00% | −916−7.3% | Reduced |
| Royal Bank of Canada | 12,856 | $143.0K | 0.00% | −819−6.0% | Reduced |
| Morgan Stanley | 14,196 | $158.0K | 0.00% | −970−6.4% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 17,459 | $194.0K | 0.00% | −9,820−36.0% | Reduced |
| Eagle Global Advisors LLC | 18,550 | $206.0K | 0.02% | 00.0% | Unchanged |
| Lido Advisors, LLC | 18,897 | $210.0K | 0.00% | +482+2.6% | Added |
| Avantax Advisory Services, Inc. | 18,992 | $211.0K | 0.00% | +18,992 | New |
| Buckingham Strategic Partners | 19,802 | $220.0K | 0.02% | 00.0% | Unchanged |
| Great West Life Assurance Co | 19,788 | $220.0K | 0.00% | +13,348+207.3% | Added |
| Wells Fargo & Company | 20,419 | $227.0K | 0.00% | −4,635−18.5% | Reduced |
| The PNC Financial Services Group, Inc. | 23,000 | $257.0K | 0.00% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 23,403 | $260.0K | 0.10% | −22,869−49.4% | Reduced |
| Rockefeller Capital Management L.P. | 26,407 | $293.0K | 0.00% | −23,878−47.5% | Reduced |
| Sunbelt Securities, Inc. | 31,694 | $353.0K | 0.07% | +16,175+104.2% | Added |
| Millennium Management LLC | 32,573 | $363.0K | 0.00% | +21,116+184.3% | Added |
| LSV Asset Management | 38,000 | $423.0K | 0.00% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 41,800 | $465.0K | 0.02% | +1,200+3.0% | Added |
| Advisory Research Inc | 45,977 | $512.0K | 0.05% | −2,824−5.8% | Reduced |
| Janney Montgomery Scott LLC | 44,825 | $521.0K | 0.00% | +44,825 | New |
| Two Sigma Investments, LP | 87,830 | $978.0K | 0.00% | −12,320−12.3% | Reduced |
| Two Sigma Advisers, LP | 103,400 | $1.15M | 0.00% | −300−0.3% | Reduced |
| Acadian Asset Management LLC | 111,002 | $1.24M | 0.01% | +13,007+13.3% | Added |
| Gables Capital Management Inc. | 112,649 | $1.25M | 0.95% | 00.0% | Unchanged |
| Legal & General Group Plc | 113,729 | $1.26M | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 130,951 | $1.46M | 0.00% | +23,299+21.6% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 131,924 | $1.47M | 0.00% | −5,622−4.1% | Reduced |
| Muzinich & Co., Inc. | 131,924 | $1.47M | 1.24% | −5,622−4.1% | Reduced |
| Raymond James & Associates | 187,487 | $2.09M | 0.00% | −16,529−8.1% | Reduced |
| Advisors Asset Management, Inc. | 193,323 | $2.15M | 0.04% | +193,323 | New |
| Confluence Investment Management LLC | 212,727 | $2.37M | 0.04% | +255+0.1% | Added |
| Farmer Steven Patrick | 212,727 | $2.37M | 0.04% | +212,727 | New |
| Cliffwater LLC | 245,360 | $2.71M | 0.87% | +25,972+11.8% | Added |
| Ares Management LLC | 433,112 | $4.82M | 0.25% | −238,091−35.5% | Reduced |
| Sanders Morris Harris LLC | 0 | $0 | 0.00% | −16,465−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −11,730−100.0% | Sold out |