Stellus Capital Investment Corp
SCM- Exchange
- NYSE
- SEC CIK
- 0001551901
In the last 90 days, Stellus Capital Investment Corp insiders filed 1 open-market purchase and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $30.6M in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in Stellus Capital Investment Corp as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 47
- 0 vs. Q1 2021
- Shares held
- 3.48M
- +84.7K (+2.5%) vs. Q1 2021
- Total value
- $43.9M
- +$601.4K (+1.4%) vs. Q1 2021
- New holders
- 4
- 17 more added
- Sold out
- 4
- 15 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $30.6M |
| Q1 2026 | 63 | $38.4M |
| Q4 2025 | 63 | $49.1M |
| Q3 2025 | 68 | $45.9M |
| Q2 2025 | 58 | $44.3M |
| Q1 2025 | 62 | $47.2M |
| Q4 2024 | 58 | $39.0M |
| Q3 2024 | 53 | $41.9M |
| Q2 2024 | 52 | $48.6M |
| Q1 2024 | 53 | $35.9M |
| Q4 2023 | 59 | $41.0M |
| Q3 2023 | 63 | $54.5M |
| Q2 2023 | 61 | $46.7M |
| Q1 2023 | 57 | $32.6M |
| Q4 2022 | 51 | $32.9M |
| Q3 2022 | 51 | $32.1M |
| Q2 2022 | 54 | $32.8M |
| Q1 2022 | 44 | $37.7M |
| Q4 2021 | 49 | $43.5M |
| Q3 2021 | 45 | $43.0M |
| Q2 2021 | 47 | $43.9M |
| Q1 2021 | 47 | $43.3M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Stellus Capital Investment Corp; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Barclays PLC | 56 | $1.00K | 0.00% | −144−72.0% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 225 | $3.00K | 0.00% | +225 | New |
| Tower Research Capital LLC (TRC) | 324 | $4.00K | 0.00% | −3,916−92.4% | Reduced |
| Valley National Advisers Inc | 300 | $4.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 700 | $9.00K | 0.00% | 00.0% | Unchanged |
| Sterling Investment Advisors, Ltd. | 1,200 | $15.0K | 0.00% | 00.0% | Unchanged |
| Earnest Partners LLC | 1,931 | $24.0K | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 2,000 | $25.0K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 2,952 | $37.0K | 0.00% | +2,952 | New |
| Geneos Wealth Management Inc. | 3,188 | $41.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 5,931 | $74.0K | 0.00% | +470+8.6% | Added |
| Montag A & Associates Inc | 7,129 | $90.0K | 0.00% | +3,000+72.7% | Added |
| Spire Wealth Management | 7,725 | $97.0K | 0.00% | +4,400+132.3% | Added |
| Wells Fargo & Company | 8,300 | $104.0K | 0.00% | −651−7.3% | Reduced |
| Citadel Advisors LLC | 10,005 | $126.0K | 0.00% | −631−5.9% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 11,000 | $138.0K | 0.00% | −3,000−21.4% | Reduced |
| National Asset Management, Inc. | 11,833 | $149.0K | 0.00% | +11,833 | New |
| Advisory Services Network, LLC | 12,110 | $152.0K | 0.00% | −2,074−14.6% | Reduced |
| LPL Financial LLC | 12,588 | $158.0K | 0.00% | −2,091−14.2% | Reduced |
| Stephens Inc | 14,275 | $180.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 14,642 | $183.0K | 0.00% | +1,945+15.3% | Added |
| Sanders Morris Harris LLC | 16,465 | $207.0K | 0.04% | −6,044−26.9% | Reduced |
| UBS Group AG | 19,616 | $247.0K | 0.00% | +4,024+25.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 20,471 | $258.0K | 0.00% | −3,046−13.0% | Reduced |
| The PNC Financial Services Group, Inc. | 23,000 | $289.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 25,347 | $319.0K | 0.00% | −4,814−16.0% | Reduced |
| Usca Ria LLC | 25,600 | $322.0K | 0.02% | +25,600 | New |
| Morgan Stanley | 27,695 | $349.0K | 0.00% | +204+0.7% | Added |
| Eagle Global Advisors LLC | 30,210 | $380.0K | 0.02% | +9,260+44.2% | Added |
| Acadian Asset Management LLC | 30,865 | $389.0K | 0.00% | +16,378+113.1% | Added |
| LSV Asset Management | 41,300 | $519.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 45,100 | $568.0K | 0.00% | −2,200−4.7% | Reduced |
| Rockefeller Capital Management L.P. | 46,830 | $589.0K | 0.00% | +881+1.9% | Added |
| Virtus ETF Advisers LLC | 52,459 | $660.0K | 0.27% | +31,990+156.3% | Added |
| Advisory Research Inc | 59,970 | $755.0K | 0.05% | +5,724+10.6% | Added |
| Two Sigma Investments, LP | 62,797 | $791.0K | 0.00% | −15,387−19.7% | Reduced |
| BlackRock Inc. | 112,306 | $1.41M | 0.00% | +11,111+11.0% | Added |
| Gables Capital Management Inc. | 114,199 | $1.44M | 0.98% | −20,195−15.0% | Reduced |
| Legal & General Group Plc | 125,221 | $1.57M | 0.00% | −10,001−7.4% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 161,058 | $2.03M | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 161,058 | $2.03M | 1.25% | 00.0% | Unchanged |
| Raymond James & Associates | 210,155 | $2.65M | 0.00% | +6,120+3.0% | Added |
| Cliffwater LLC | 234,945 | $3.04M | 0.80% | −22,435−8.7% | Reduced |
| Advisors Asset Management, Inc. | 249,013 | $3.13M | 0.05% | +11,733+4.9% | Added |
| Arrowstreet Capital, Limited Partnership | 272,872 | $3.44M | 0.00% | +43,530+19.0% | Added |
| Confluence Investment Management LLC | 347,219 | $4.37M | 0.06% | +193+0.1% | Added |
| Ares Management LLC | 837,376 | $10.5M | 0.38% | +41,980+5.3% | Added |
| California Public Employees Retirement System | 0 | $0 | 0.00% | −37,300−100.0% | Sold out |
| Susquehanna Fundamental Investments, LLC | 0 | $0 | 0.00% | −11,300−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −3,403−100.0% | Sold out |
| Allred Capital Management, LLC | 0 | $0 | 0.00% | −250−100.0% | Sold out |