Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q2 2024
Institutional positions in Royce Small-Cap Trust, Inc. as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 176
- +6 vs. Q1 2024
- Shares held
- 30.7M
- +652.4K (+2.2%) vs. Q1 2024
- Total value
- $443.5M
- −$11.3M (−2.5%) vs. Q1 2024
- New holders
- 25
- 64 more added
- Sold out
- 19
- 52 more reduced
1 institution that held it in Q1 2024 haven't filed for Q2 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Apollon Wealth Management, LLC | 16,233 | $234.9K | 0.01% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 15,498 | $224.3K | 0.00% | −16,000−50.8% | Reduced |
| Carson Advisory Inc. | 15,494 | $224.2K | 0.16% | +299+2.0% | Added |
| HBK Sorce Advisory LLC | 14,869 | $215.2K | 0.01% | +946+6.8% | Added |
| Stephens Inc | 14,416 | $208.6K | 0.00% | +69+0.5% | Added |
| North Star Asset Management Inc | 14,263 | $206.4K | 0.01% | −2,838−16.6% | Reduced |
| Barrett & Company, Inc. | 14,085 | $203.8K | 0.09% | −1,745−11.0% | Reduced |
| Atria Wealth Solutions, Inc. | 13,739 | $198.8K | 0.00% | −15,318−52.7% | Reduced |
| Fca Corp | 13,663 | $197.7K | 0.06% | +252+1.9% | Added |
| Benchmark Wealth Management, LLC | 13,658 | $197.6K | 0.11% | −580−4.1% | Reduced |
| Tiaa Trust, National Association | 13,566 | $196.3K | 0.00% | +439+3.3% | Added |
| Kestra Advisory Services, LLC | 15,127 | $192.0K | 0.00% | −3,636−19.4% | Reduced |
| Kestra Private Wealth Services, LLC | 12,926 | $187.0K | 0.00% | +21+0.2% | Added |
| Thrivent Financial for Lutherans | 12,876 | $186.0K | 0.00% | +249+2.0% | Added |
| Beacon Financial Advisory LLC | 12,594 | $182.2K | 0.07% | +12,594 | New |
| Virtu Financial LLC | 12,505 | $181.0K | 0.01% | +12,505 | New |
| Kovack Advisors, Inc. | 12,173 | $176.1K | 0.02% | −4,201−25.7% | Reduced |
| Wetherby Asset Management Inc | 11,798 | $170.7K | 0.01% | +228+2.0% | Added |
| Parisi Gray Wealth Management | 11,329 | $163.9K | 0.06% | +219+2.0% | Added |
| Allworth Financial LP | 10,633 | $163.9K | 0.00% | +78+0.7% | Added |
| Sittner & Nelson, LLC | 11,008 | $159.3K | 0.08% | +213+2.0% | Added |
| CIBC Private Wealth Group, LLC | 11,024 | $158.7K | 0.00% | +11,024 | New |
| Creative Planning | 10,949 | $158.4K | 0.00% | −675−5.8% | Reduced |
| First Financial Bank - Trust Division | 10,899 | $157.7K | 0.02% | 00.0% | Unchanged |
| Formidable Asset Management, LLC | 10,818 | $156.5K | 0.03% | +10,818 | New |
| Stonebrook Private Inc. | 10,746 | $155.5K | 0.04% | −21,740−66.9% | Reduced |
| Calamos Advisors LLC | 10,704 | $154.9K | 0.00% | +10,704 | New |
| SignalPoint Asset Management, LLC | 10,699 | $154.8K | 0.04% | 00.0% | Unchanged |
| TrinityPoint Wealth, LLC | 10,695 | $154.8K | 0.02% | 00.0% | Unchanged |
| LaFleur & Godfrey LLC | 10,247 | $148.3K | 0.02% | 00.0% | Unchanged |
| Mascoma Wealth Management LLC | 10,217 | $147.8K | 0.04% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 10,253 | $146.4K | 0.02% | 00.0% | Unchanged |
| J.W. Cole Advisors, Inc. | 10,026 | $145.1K | 0.01% | +10,026 | New |
| Carolinas Wealth Consulting LLC | 9,144 | $132.3K | 0.03% | 00.0% | Unchanged |
| Operose Advisors LLC | 7,000 | $101.3K | 0.04% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 6,125 | $88.6K | 0.01% | 00.0% | Unchanged |
| Trust Co of Vermont | 5,000 | $72.3K | 0.00% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 4,047 | $58.6K | 0.00% | +4,047 | New |
| Pingora Partners LLC | 3,733 | $54.0K | 0.04% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 3,496 | $50.6K | 0.01% | +3,496 | New |
| Principal Securities, Inc. | 3,398 | $49.2K | 0.00% | +129+3.9% | Added |
| Salomon & Ludwin, LLC | 3,299 | $47.7K | 0.01% | 00.0% | Unchanged |
| Brown, Lisle/Cummings, Inc. | 2,900 | $42.0K | 0.01% | 00.0% | Unchanged |
| ESL Trust Services, LLC | 2,630 | $38.1K | 0.01% | +51+2.0% | Added |
| Quent Capital, LLC | 2,571 | $37.2K | 0.00% | +49+1.9% | Added |
| McIlrath & Eck, LLC | 2,557 | $37.0K | 0.01% | +49+2.0% | Added |
| Creative Financial Designs Inc | 1,544 | $22.3K | 0.00% | −1,792−53.7% | Reduced |
| Hexagon Capital Partners LLC | 1,503 | $21.7K | 0.00% | 00.0% | Unchanged |
| Pathway Financial Advisers, LLC | 1,495 | $21.6K | 0.01% | +1+0.1% | Added |
| Riggs Asset Managment Co. Inc. | 1,068 | $15.5K | 0.00% | +1,068 | New |
| Central Trust Co | 1,000 | $14.5K | 0.00% | 00.0% | Unchanged |
| M&R Capital Management Inc | 974 | $14.1K | 0.00% | +19+2.0% | Added |
| Carmichael Hill & Associates, Inc. | 850 | $12.3K | 0.01% | 00.0% | Unchanged |
| American Capital Advisory, LLC | 741 | $10.8K | 0.01% | 00.0% | Unchanged |
| Ransom Advisory, Ltd | 600 | $8.68K | 0.00% | 00.0% | Unchanged |
| Redwood Wealth Management Group, LLC | 525 | $7.60K | 0.01% | +525 | New |
| NBC Securities, Inc. | 514 | $7.00K | 0.00% | +10+2.0% | Added |
| City State Bank | 455 | $6.58K | 0.00% | +8+1.8% | Added |
| Investors Research Corp | 430 | $6.22K | 0.00% | +430 | New |
| Thomas J. Herzfeld Advisors, Inc. | 344 | $4.98K | 0.00% | +13+3.9% | Added |
| GPS Wealth Strategies Group, LLC | 313 | $4.53K | 0.00% | +6+2.0% | Added |
| National Bank of Canada | 312 | $4.45K | 0.00% | +312 | New |
| Game Plan Financial Advisors, LLC | 300 | $4.34K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 240 | $3.48K | 0.00% | −5,303−95.7% | Reduced |
| Tortoise Investment Management, LLC | 225 | $3.26K | 0.00% | +225 | New |
| Abich Financial Wealth Management LLC | 215 | $3.11K | 0.00% | +215 | New |
| Global Retirement Partners, LLC | 181 | $2.63K | 0.00% | +3+1.7% | Added |
| IFP Advisors, Inc | 155 | $2.24K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 137 | $1.95K | 0.00% | +137 | New |
| Harbour Investments, Inc. | 124 | $1.79K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 50 | $1.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 31 | $449 | 0.00% | 00.0% | Unchanged |
| Smartleaf Asset Management LLC | 15 | $216 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 13 | $188 | 0.00% | +12+1,200.0% | Added |
| Harbor Investment Advisory, LLC | 12 | $174 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 9 | $130 | 0.00% | +6+200.0% | Added |
| Bulldog Investors, LLP | 0 | $0 | 0.00% | −83,173−100.0% | Sold out |
| 1832 Asset Management L.P. | 0 | $0 | 0.00% | −52,816−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −50,362−100.0% | Sold out |
| Prevail Innovative Wealth Advisors, LLC | 0 | $0 | 0.00% | −46,964−100.0% | Sold out |
| Atlanta Consulting Group Advisors, LLC | 0 | $0 | 0.00% | −42,968−100.0% | Sold out |
| Centaurus Financial, Inc. | 0 | $0 | 0.00% | −23,744−100.0% | Sold out |
| Fisher Asset Management, LLC | 0 | $0 | 0.00% | −15,081−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −15,027−100.0% | Sold out |
| Truist Financial Corp | 0 | $0 | 0.00% | −14,907−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −13,451−100.0% | Sold out |
| Verus Capital Partners, LLC | 0 | $0 | 0.00% | −10,832−100.0% | Sold out |
| Inscription Capital, LLC | 0 | $0 | 0.00% | −10,271−100.0% | Sold out |
| Future Financial Wealth Managment LLC | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| CGC Financial Services, LLC | 0 | $0 | 0.00% | −2,424−100.0% | Sold out |
| TD Capital Management LLC | 0 | $0 | 0.00% | −1,404−100.0% | Sold out |
| Eagle Bay Advisors LLC | 0 | $0 | 0.00% | −1,088−100.0% | Sold out |
| Massmutual Trust Co FSB | 0 | $0 | 0.00% | −170−100.0% | Sold out |
| Rise Advisors, LLC | 0 | $0 | 0.00% | −8−100.0% | Sold out |
| Washington Trust Co | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Centurion Wealth Management LLC | – | – | – | – | Not filed |