Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
PFO- Exchange
- NYSE
- SEC CIK
- 0000882071
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC insiders were filed in the last 90 days; 49 institutions reported holding it in 13F filings for Q2 2026, worth $37.3M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- 0 vs. Q4 2021
- Shares held
- 970.8K
- +41.2K (+4.4%) vs. Q4 2021
- Total value
- $11.2M
- −$682.9K (−5.8%) vs. Q4 2021
- New holders
- 4
- 14 more added
- Sold out
- 4
- 6 more reduced
3 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 49 | $37.3M |
| Q1 2026 | 52 | $39.9M |
| Q4 2025 | 45 | $41.1M |
| Q3 2025 | 45 | $39.0M |
| Q2 2025 | 47 | $28.6M |
| Q1 2025 | 46 | $28.2M |
| Q4 2024 | 44 | $26.9M |
| Q3 2024 | 47 | $23.7M |
| Q2 2024 | 48 | $17.6M |
| Q1 2024 | 43 | $15.5M |
| Q4 2023 | 47 | $14.6M |
| Q3 2023 | 41 | $10.9M |
| Q2 2023 | 37 | $9.91M |
| Q1 2023 | 37 | $9.91M |
| Q4 2022 | 43 | $8.08M |
| Q3 2022 | 42 | $9.84M |
| Q2 2022 | 41 | $9.15M |
| Q1 2022 | 38 | $11.2M |
| Q4 2021 | 41 | $12.0M |
| Q3 2021 | 40 | $11.0M |
| Q2 2021 | 39 | $12.0M |
| Q1 2021 | 41 | $11.6M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 145,962 | $1.68M | 0.00% | −13,650−8.6% | Reduced |
| Summit X, LLC | 74,561 | $863.0K | 0.21% | −7,764−9.4% | Reduced |
| UBS Group AG | 64,211 | $738.0K | 0.00% | +355+0.6% | Added |
| Advisor Group Holdings, Inc. | 59,340 | $684.0K | 0.00% | +3,229+5.8% | Added |
| Raymond James & Associates | 57,807 | $665.0K | 0.00% | +37,027+178.2% | Added |
| Cambridge Investment Research Advisors, Inc. | 50,898 | $585.0K | 0.00% | +4,121+8.8% | Added |
| D.A. Davidson & Co. | 41,211 | $474.0K | 0.01% | +3,475+9.2% | Added |
| Private Advisor Group, LLC | 38,828 | $447.0K | 0.00% | +23,825+158.8% | Added |
| Cetera Investment Advisers | 35,586 | $409.0K | 0.01% | −7,474−17.4% | Reduced |
| LPL Financial LLC | 35,147 | $404.0K | 0.00% | −1,771−4.8% | Reduced |
| SPC Financial, Inc. | 34,100 | $392.0K | 0.05% | +4,900+16.8% | Added |
| Covington Capital Management | 31,709 | $365.0K | 0.01% | 00.0% | Unchanged |
| Vanguard Capital Wealth Advisors | 30,000 | $345.0K | 0.25% | 00.0% | Unchanged |
| Clifford Swan Investment Counsel LLC | 29,500 | $339.0K | 0.01% | 00.0% | Unchanged |
| GWM Advisors LLC | 29,162 | $336.0K | 0.01% | +4,100+16.4% | Added |
| Basepoint Wealth LLC | 21,731 | $249.9K | 0.23% | +406+1.9% | Added |
| Bank of America Corp | 21,383 | $246.0K | 0.00% | −6,289−22.7% | Reduced |
| Wells Fargo & Company | 21,080 | $243.0K | 0.00% | −7,673−26.7% | Reduced |
| The PNC Financial Services Group, Inc. | 19,097 | $221.0K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 17,744 | $204.0K | 0.00% | +63+0.4% | Added |
| Quaker Wealth Management, LLC | 14,509 | $167.0K | 0.07% | +270+1.9% | Added |
| United Capital Financial Advisers, LLC | 12,000 | $138.0K | 0.00% | +12,000 | New |
| Northwestern Mutual Wealth Management Co | 11,734 | $135.0K | 0.00% | +40+0.3% | Added |
| Fifth Third Bancorp | 10,955 | $126.0K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 10,760 | $123.0K | 0.00% | 00.0% | Unchanged |
| Rivernorth Capital Management, LLC | 10,388 | $119.0K | 0.00% | +10,388 | New |
| Poehling Capital Management, LLC | 10,000 | $115.0K | 0.04% | 00.0% | Unchanged |
| Future Financial Wealth Managment LLC | 8,806 | $101.0K | 0.08% | +5,675+181.3% | Added |
| S.A. Mason LLC | 7,000 | $81.0K | 0.05% | 00.0% | Unchanged |
| Royal Bank of Canada | 5,695 | $65.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 3,891 | $44.7K | 0.00% | +46+1.2% | Added |
| Federation des caisses Desjardins du Quebec | 1,300 | $14.9K | 0.00% | 00.0% | Unchanged |
| Burleson & Company, LLC | 1,250 | $14.0K | 0.00% | +1,250 | New |
| West Branch Capital LLC | 1,006 | $12.0K | 0.01% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 1,000 | $12.0K | 0.00% | +1,000 | New |
| Benjamin F. Edwards & Company, Inc. | 650 | $7.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 380 | $4.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 400 | $4.00K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −12,198−100.0% | Sold out |
| AdvisorNet Financial, Inc | 0 | $0 | 0.00% | −10,925−100.0% | Sold out |
| Snowden Capital Advisors LLC | 0 | $0 | 0.00% | −2,275−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Mosaic Family Wealth, LLC | – | – | – | – | Not filed |
| Harbour Investments, Inc. | – | – | – | – | Not filed |
| NEXT Financial Group, Inc | – | – | – | – | Not filed |