Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
PFO- Exchange
- NYSE
- SEC CIK
- 0000882071
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC insiders were filed in the last 90 days; 49 institutions reported holding it in 13F filings for Q2 2026, worth $37.3M in total; no superinvestor holds it.
Q1 2022 vs. Q4 2021
How the institutions holding Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC changed between Q4 2021 and Q1 2022.
All holders in Q1 2022All holders in Q4 2021
| Measure | Q4 2021 | Of which not filed for Q1 2022 | Q1 2022 | Change |
|---|---|---|---|---|
| Holders | 41 | 3 | 38 | 0 |
| Shares | 942.5K | 12.9K | 970.8K | +41.2K (+4.4%) |
| Value | $12.0M | $164.0K | $11.2M | −$682.9K (−5.8%) |
3 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so the changes leave them out.
New holders (4)
Institutions that held Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC at the end of Q1 2022 but not at the end of Q4 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| United Capital Financial Advisers, LLC | 12,000 | $138.0K | 0.00% |
| Rivernorth Capital Management, LLC | 10,388 | $119.0K | 0.00% |
| Burleson & Company, LLC | 1,250 | $14.0K | 0.00% |
| Money Concepts Capital Corp | 1,000 | $12.0K | 0.00% |
Sold out (4)
Institutions that held Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC at the end of Q4 2021 and filed for Q1 2022 without it.
| Institution | Shares, Q4 2021 | Value, Q4 2021 |
|---|---|---|
| Raymond James Financial Services Advisors, Inc. | 12,198 | $156.0K |
| AdvisorNet Financial, Inc | 10,925 | $139.0K |
| Snowden Capital Advisors LLC | 2,275 | $29.0K |
| CoreCap Advisors, LLC | 1,000 | $13.0K |
Not filed for Q1 2022 yet (3)
Institutions that held Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC at the end of Q4 2021 and haven't filed a 13F for Q1 2022. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q4 2021 | Value, Q4 2021 |
|---|---|---|
| Mosaic Family Wealth, LLC | 11,761 | $150.0K |
| Harbour Investments, Inc. | 800 | $10.0K |
| NEXT Financial Group, Inc | 300 | $4.00K |