Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
PFO- Exchange
- NYSE
- SEC CIK
- 0000882071
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC insiders were filed in the last 90 days; 49 institutions reported holding it in 13F filings for Q2 2026, worth $37.3M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- +2 vs. Q3 2021
- Shares held
- 942.5K
- +104.0K (+12.4%) vs. Q3 2021
- Total value
- $12.0M
- +$1.27M (+11.8%) vs. Q3 2021
- New holders
- 7
- 16 more added
- Sold out
- 5
- 8 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 49 | $37.3M |
| Q1 2026 | 52 | $39.9M |
| Q4 2025 | 45 | $41.1M |
| Q3 2025 | 45 | $39.0M |
| Q2 2025 | 47 | $28.6M |
| Q1 2025 | 46 | $28.2M |
| Q4 2024 | 44 | $26.9M |
| Q3 2024 | 47 | $23.7M |
| Q2 2024 | 48 | $17.6M |
| Q1 2024 | 43 | $15.5M |
| Q4 2023 | 47 | $14.6M |
| Q3 2023 | 41 | $10.9M |
| Q2 2023 | 37 | $9.91M |
| Q1 2023 | 37 | $9.91M |
| Q4 2022 | 43 | $8.08M |
| Q3 2022 | 42 | $9.84M |
| Q2 2022 | 41 | $9.15M |
| Q1 2022 | 38 | $11.2M |
| Q4 2021 | 41 | $12.0M |
| Q3 2021 | 40 | $11.0M |
| Q2 2021 | 39 | $12.0M |
| Q1 2021 | 41 | $11.6M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 159,612 | $2.04M | 0.00% | −378−0.2% | Reduced |
| Summit X, LLC | 82,325 | $1.05M | 0.25% | −3,073−3.6% | Reduced |
| UBS Group AG | 63,856 | $814.0K | 0.00% | −2,432−3.7% | Reduced |
| Advisor Group Holdings, Inc. | 56,111 | $715.0K | 0.00% | +29,316+109.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 46,777 | $596.0K | 0.00% | +6,080+14.9% | Added |
| Cetera Investment Advisers | 43,060 | $549.0K | 0.01% | +882+2.1% | Added |
| D.A. Davidson & Co. | 37,736 | $481.0K | 0.01% | +501+1.3% | Added |
| LPL Financial LLC | 36,918 | $471.0K | 0.00% | +2,684+7.8% | Added |
| Covington Capital Management | 31,709 | $404.0K | 0.01% | −3,499−9.9% | Reduced |
| Vanguard Capital Wealth Advisors | 30,000 | $382.0K | 0.27% | 00.0% | Unchanged |
| Clifford Swan Investment Counsel LLC | 29,500 | $376.0K | 0.01% | +6,000+25.5% | Added |
| SPC Financial, Inc. | 29,200 | $372.0K | 0.04% | +8,300+39.7% | Added |
| Wells Fargo & Company | 28,753 | $367.0K | 0.00% | −239−0.8% | Reduced |
| Bank of America Corp | 27,672 | $353.0K | 0.00% | +15,596+129.1% | Added |
| GWM Advisors LLC | 25,062 | $319.0K | 0.00% | +25,062 | New |
| Basepoint Wealth LLC | 21,325 | $271.9K | 0.27% | +21,325 | New |
| Raymond James & Associates | 20,780 | $265.0K | 0.00% | +3,479+20.1% | Added |
| The PNC Financial Services Group, Inc. | 19,097 | $243.0K | 0.00% | +2,137+12.6% | Added |
| Commonwealth Equity Services, LLC | 17,681 | $225.0K | 0.00% | −6,231−26.1% | Reduced |
| Private Advisor Group, LLC | 15,003 | $191.0K | 0.00% | +3,318+28.4% | Added |
| Quaker Wealth Management, LLC | 14,239 | $182.0K | 0.08% | +14,239 | New |
| Raymond James Financial Services Advisors, Inc. | 12,198 | $156.0K | 0.00% | +139+1.2% | Added |
| Mosaic Family Wealth, LLC | 11,761 | $150.0K | 0.04% | +40+0.3% | Added |
| Northwestern Mutual Wealth Management Co | 11,694 | $149.0K | 0.00% | +38+0.3% | Added |
| Fifth Third Bancorp | 10,955 | $140.0K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 10,925 | $139.0K | 0.01% | 00.0% | Unchanged |
| Stifel Financial Corp | 10,760 | $137.0K | 0.00% | +10,760 | New |
| Poehling Capital Management, LLC | 10,000 | $128.0K | 0.04% | 00.0% | Unchanged |
| S.A. Mason LLC | 7,000 | $89.0K | 0.05% | 00.0% | Unchanged |
| Royal Bank of Canada | 5,695 | $73.0K | 0.00% | +70+1.2% | Added |
| American Portfolios Advisors | 3,845 | $49.0K | 0.00% | +44+1.2% | Added |
| Future Financial Wealth Managment LLC | 3,131 | $40.0K | 0.03% | +3,131 | New |
| Snowden Capital Advisors LLC | 2,275 | $29.0K | 0.00% | +2,275 | New |
| Federation des caisses Desjardins du Quebec | 1,300 | $16.6K | 0.00% | 00.0% | Unchanged |
| West Branch Capital LLC | 1,006 | $13.0K | 0.01% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 1,000 | $13.0K | 0.00% | +1,000 | New |
| Harbour Investments, Inc. | 800 | $10.0K | 0.00% | −550−40.7% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 650 | $8.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 380 | $5.00K | 0.00% | −146−27.8% | Reduced |
| Geneos Wealth Management Inc. | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 300 | $4.00K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −14,643−100.0% | Sold out |
| Oxbow Advisors, LLC | 0 | $0 | 0.00% | −10,685−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −9,000−100.0% | Sold out |
| Firestone Capital Management | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| CX Institutional | 0 | $0 | 0.00% | −560−100.0% | Sold out |
| Mid Atlantic Financial Management Inc | – | – | – | – | Not filed |