Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
PFO- Exchange
- NYSE
- SEC CIK
- 0000882071
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC insiders were filed in the last 90 days; 49 institutions reported holding it in 13F filings for Q2 2026, worth $37.3M in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 39
- −2 vs. Q1 2021
- Shares held
- 901.8K
- +21.5K (+2.4%) vs. Q1 2021
- Total value
- $12.0M
- +$449.0K (+3.9%) vs. Q1 2021
- New holders
- 3
- 16 more added
- Sold out
- 5
- 7 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 49 | $37.3M |
| Q1 2026 | 52 | $39.9M |
| Q4 2025 | 45 | $41.1M |
| Q3 2025 | 45 | $39.0M |
| Q2 2025 | 47 | $28.6M |
| Q1 2025 | 46 | $28.2M |
| Q4 2024 | 44 | $26.9M |
| Q3 2024 | 47 | $23.7M |
| Q2 2024 | 48 | $17.6M |
| Q1 2024 | 43 | $15.5M |
| Q4 2023 | 47 | $14.6M |
| Q3 2023 | 41 | $10.9M |
| Q2 2023 | 37 | $9.91M |
| Q1 2023 | 37 | $9.91M |
| Q4 2022 | 43 | $8.08M |
| Q3 2022 | 42 | $9.84M |
| Q2 2022 | 41 | $9.15M |
| Q1 2022 | 38 | $11.2M |
| Q4 2021 | 41 | $12.0M |
| Q3 2021 | 40 | $11.0M |
| Q2 2021 | 39 | $12.0M |
| Q1 2021 | 41 | $11.6M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 155,799 | $2.08M | 0.00% | +1,451+0.9% | Added |
| Summit X, LLC | 86,825 | $1.16M | 0.29% | −600−0.7% | Reduced |
| UBS Group AG | 64,640 | $863.0K | 0.00% | +874+1.4% | Added |
| Cetera Investment Advisers | 42,996 | $574.0K | 0.01% | +400+0.9% | Added |
| LPL Financial LLC | 42,766 | $571.0K | 0.00% | −2,990−6.5% | Reduced |
| D.A. Davidson & Co. | 36,566 | $488.0K | 0.01% | −1,034−2.8% | Reduced |
| Newbridge Financial Services Group, Inc. | 35,493 | $474.0K | 0.29% | +6,429+22.1% | Added |
| Covington Capital Management | 35,208 | $470.0K | 0.02% | 00.0% | Unchanged |
| US Bancorp | 33,298 | $445.0K | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 31,525 | $421.0K | 0.00% | +13,249+72.5% | Added |
| Vanguard Capital Wealth Advisors | 30,000 | $400.0K | 0.30% | 00.0% | Unchanged |
| Wells Fargo & Company | 28,992 | $387.0K | 0.00% | −3,662−11.2% | Reduced |
| Clifford Swan Investment Counsel LLC | 23,500 | $313.0K | 0.01% | 00.0% | Unchanged |
| Creative Planning | 18,207 | $243.0K | 0.00% | +1,141+6.7% | Added |
| Commonwealth Equity Services, LLC | 17,887 | $238.0K | 0.00% | +74+0.4% | Added |
| Advisor Group Holdings, Inc. | 17,751 | $237.0K | 0.00% | +1,000+6.0% | Added |
| The PNC Financial Services Group, Inc. | 16,960 | $226.0K | 0.00% | 00.0% | Unchanged |
| SPC Financial, Inc. | 16,700 | $223.0K | 0.03% | +3,700+28.5% | Added |
| Raymond James & Associates | 16,548 | $221.0K | 0.00% | +1,000+6.4% | Added |
| Envestnet Asset Management Inc | 15,156 | $202.0K | 0.00% | +463+3.2% | Added |
| Mid Atlantic Financial Management Inc | 13,500 | $180.0K | 0.01% | +13,500 | New |
| Bank of America Corp | 12,111 | $162.0K | 0.00% | +2,837+30.6% | Added |
| Raymond James Financial Services Advisors, Inc. | 11,938 | $159.0K | 0.00% | +117+1.0% | Added |
| Mosaic Family Wealth, LLC | 11,682 | $156.0K | 0.05% | +38+0.3% | Added |
| Northwestern Mutual Wealth Management Co | 11,622 | $155.0K | 0.00% | +1,147+10.9% | Added |
| Private Advisor Group, LLC | 11,428 | $153.0K | 0.00% | −612−5.1% | Reduced |
| Fifth Third Bancorp | 10,955 | $146.0K | 0.00% | −800−6.8% | Reduced |
| AdvisorNet Financial, Inc | 10,925 | $146.0K | 0.01% | 00.0% | Unchanged |
| Poehling Capital Management, LLC | 10,000 | $134.0K | 0.04% | 00.0% | Unchanged |
| Bessemer Group Inc | 9,000 | $120.0K | 0.00% | +9,000 | New |
| S.A. Mason LLC | 7,000 | $93.0K | 0.06% | 00.0% | Unchanged |
| Royal Bank of Canada | 5,375 | $72.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 3,763 | $50.2K | 0.00% | +37+1.0% | Added |
| Harbour Investments, Inc. | 1,350 | $18.0K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,300 | $17.4K | 0.00% | 00.0% | Unchanged |
| Firestone Capital Management | 1,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| West Branch Capital LLC | 1,006 | $13.0K | 0.01% | +1,006 | New |
| Benjamin F. Edwards & Company, Inc. | 650 | $9.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 400 | $5.00K | 0.00% | −500−55.6% | Reduced |
| Oxbow Advisors, LLC | 0 | $0 | 0.00% | −10,925−100.0% | Sold out |
| Spotlight Asset Group, Inc. | 0 | $0 | 0.00% | −10,700−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −4,095−100.0% | Sold out |
| Atlas Private Wealth Management | 0 | $0 | 0.00% | −86−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |