Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
PFO- Exchange
- NYSE
- SEC CIK
- 0000882071
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC insiders were filed in the last 90 days; 49 institutions reported holding it in 13F filings for Q2 2026, worth $37.3M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 47
- 0 vs. Q2 2024
- Shares held
- 2.53M
- +450.3K (+21.7%) vs. Q2 2024
- Total value
- $23.7M
- +$6.12M (+34.8%) vs. Q2 2024
- New holders
- 8
- 12 more added
- Sold out
- 8
- 16 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 49 | $37.3M |
| Q1 2026 | 52 | $39.9M |
| Q4 2025 | 45 | $41.1M |
| Q3 2025 | 45 | $39.0M |
| Q2 2025 | 47 | $28.6M |
| Q1 2025 | 46 | $28.2M |
| Q4 2024 | 44 | $26.9M |
| Q3 2024 | 47 | $23.7M |
| Q2 2024 | 48 | $17.6M |
| Q1 2024 | 43 | $15.5M |
| Q4 2023 | 47 | $14.6M |
| Q3 2023 | 41 | $10.9M |
| Q2 2023 | 37 | $9.91M |
| Q1 2023 | 37 | $9.91M |
| Q4 2022 | 43 | $8.08M |
| Q3 2022 | 42 | $9.84M |
| Q2 2022 | 41 | $9.15M |
| Q1 2022 | 38 | $11.2M |
| Q4 2021 | 41 | $12.0M |
| Q3 2021 | 40 | $11.0M |
| Q2 2021 | 39 | $12.0M |
| Q1 2021 | 41 | $11.6M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CIBC Private Wealth Group, LLC | 588,511 | $5.54M | 0.01% | +588,511 | New |
| Sit Investment Associates Inc | 292,778 | $2.75M | 0.06% | +137,354+88.4% | Added |
| Private Advisor Group, LLC | 201,582 | $1.90M | 0.01% | −7,603−3.6% | Reduced |
| Matisse Capital | 170,775 | $1.61M | 0.78% | −6,848−3.9% | Reduced |
| Morgan Stanley | 111,725 | $1.05M | 0.00% | +3,017+2.8% | Added |
| Napa Wealth Management | 97,047 | $913.2K | 0.43% | +17,255+21.6% | Added |
| Consolidated Portfolio Review Corp | 88,070 | $828.7K | 0.18% | −14,656−14.3% | Reduced |
| Summit X, LLC | 84,046 | $711.9K | 0.17% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 73,482 | $691.0K | 0.00% | −5,302−6.7% | Reduced |
| CNH Partners LLC | 73,379 | $690.5K | 0.02% | −22,089−23.1% | Reduced |
| Rivernorth Capital Management, LLC | 70,439 | $662.8K | 0.03% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 67,434 | $634.6K | 0.01% | −98,210−59.3% | Reduced |
| Bulldog Investors, LLP | 47,814 | $450.1K | 0.16% | +47,814 | New |
| Sowell Financial Services LLC | 39,073 | $368.0K | 0.02% | 00.0% | Unchanged |
| LPL Financial LLC | 38,195 | $359.4K | 0.00% | −1,118−2.8% | Reduced |
| Robinson Capital Management, LLC | 37,950 | $358.2K | 0.12% | +37,950 | New |
| Envestnet Asset Management Inc | 37,985 | $357.4K | 0.00% | +37,985 | New |
| GWM Advisors LLC | 29,972 | $282.0K | 0.00% | −2,053−6.4% | Reduced |
| Clifford Swan Investment Counsel LLC | 29,500 | $277.6K | 0.01% | 00.0% | Unchanged |
| Basepoint Wealth LLC | 28,240 | $265.7K | 0.20% | +347+1.2% | Added |
| Advisor Group Holdings, Inc. | 24,695 | $232.4K | 0.00% | +3,258+15.2% | Added |
| Landscape Capital Management, L.L.C. | 23,729 | $223.3K | 0.02% | −14,342−37.7% | Reduced |
| Wells Fargo & Company | 22,782 | $214.4K | 0.00% | −2,422−9.6% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 22,542 | $212.1K | 0.07% | +22,542 | New |
| HighTower Advisors, LLC | 21,053 | $196.0K | 0.00% | +461+2.2% | Added |
| Bank of America Corp | 20,290 | $190.9K | 0.00% | −374−1.8% | Reduced |
| Catalina Capital Group, LLC | 18,855 | $177.4K | 0.06% | +970+5.4% | Added |
| Arlington Capital Management, Inc. | 17,375 | $163.5K | 0.13% | −121−0.7% | Reduced |
| Innova Wealth Partners | 17,375 | $163.5K | 0.13% | +17,375 | New |
| Apella Capital, LLC | 15,066 | $142.5K | 0.01% | 00.0% | Unchanged |
| ORBA Wealth Advisors, L.L.C. | 14,000 | $131.7K | 0.07% | 00.0% | Unchanged |
| SPC Financial, Inc. | 13,400 | $126.1K | 0.01% | −4,500−25.1% | Reduced |
| Jag Capital Management, LLC | 12,700 | $119.5K | 0.01% | +12,700 | New |
| Millennium Management LLC | 12,552 | $118.1K | 0.00% | 00.0% | Unchanged |
| Mosaic Family Wealth Partners, LLC | 11,824 | $111.3K | 0.02% | 00.0% | Unchanged |
| Stifel Financial Corp | 10,760 | $101.3K | 0.00% | 00.0% | Unchanged |
| Resonant Capital Advisors, LLC | 10,000 | $94.1K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 8,480 | $79.8K | 0.00% | −8,480−50.0% | Reduced |
| UBS Group AG | 7,000 | $65.9K | 0.00% | −742−9.6% | Reduced |
| Blue Bell Private Wealth Management, LLC | 3,668 | $34.5K | 0.01% | +1,076+41.5% | Added |
| S.A. Mason LLC | 3,500 | $32.9K | 0.02% | −3,500−50.0% | Reduced |
| Atticus Wealth Management, LLC | 2,746 | $25.8K | 0.01% | +44+1.6% | Added |
| West Branch Capital LLC | 2,179 | $20.5K | 0.01% | +27+1.3% | Added |
| Federation des caisses Desjardins du Quebec | 1,300 | $12.2K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 1,102 | $10.0K | 0.00% | +875+385.5% | Added |
| CoreCap Advisors, LLC | 1,000 | $9.41K | 0.00% | +1,000 | New |
| Bessemer Group Inc | 436 | $4.00K | 0.00% | +31+7.7% | Added |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −132,888−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −93,874−100.0% | Sold out |
| Cetera Investment Advisers | 0 | $0 | 0.00% | −19,612−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −12,715−100.0% | Sold out |
| Rpo LLC | 0 | $0 | 0.00% | −12,287−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −5,500−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −1,043−100.0% | Sold out |
| Benjamin F. Edwards & Company, Inc. | – | – | – | – | Not filed |